Robinhood Markets, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BASKETT FOREST | — | Other | 10,872 | — | — | 10,872 | Oct 27, 2021 |
| Loop Paula | — | Option Exercise | 2,263 | — | — | 2,263 | Oct 1, 2021 |
| Gallagher Daniel Martin Jr | Chief Legal Officer | Option Exercise | 9,765 | $10.24 | $99,994 | 77,595 | Sep 14, 2021 |
| Zoellick Robert B. | — | Option Exercise | 2,263 | — | — | 2,263 | Sep 1, 2021 |
| RUBINSTEIN JONATHAN | — | Option Exercise | 4,527 | — | — | 57,158 | Sep 1, 2021 |
| Chennapragada Aparna | Chief Product Officer | Sale | 8,297 | $60.31 | $500,392 | — | Aug 4, 2021 |
| Tenev Vladimir | Chief Executive Officer | Other | 52,358,633 | — | — | 52,358,633 | Aug 2, 2021 |
| Sonsini Peter W. | — | Other | 65,382,518 | — | — | 65,382,518 | Aug 2, 2021 |
| SANDELL SCOTT D | — | C | 1,521,305 | — | — | 65,382,518 | Aug 2, 2021 |
| Makhzoumi Mohamad | — | Other | 65,382,518 | — | — | — | Aug 2, 2021 |
| Florence Anthony A. Jr. | — | Other | 6,086,208 | — | — | 6,086,208 | Aug 2, 2021 |
| BASKETT FOREST | — | C | 1,600,000 | — | — | 6,086,208 | Aug 2, 2021 |
| NEA 15 GP, LLC | — | C | 1,600,000 | — | — | 6,086,208 | Aug 2, 2021 |
| Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP | — | C | 7,156,340 | — | — | 10,296,520 | Aug 2, 2021 |
| Hammer Jan | — | C | 67,469,440 | — | — | 70,022,080 | Aug 2, 2021 |
| Warnick Jason | Chief Financial Officer | Other | 369,285 | — | — | — | Aug 2, 2021 |
| Howard Gretchen | Chief Operating Officer | Sale | 193,000 | $34.32 | $6,623,760 | 219,300 | Aug 2, 2021 |
| Bhatt Baiju | Chief Creative Officer | Other | 2,000,000 | — | — | 2,000,000 | Aug 2, 2021 |
| Chennapragada Aparna | Chief Product Officer | Other | 18,297 | — | — | — | Jul 30, 2021 |
| Gallagher Daniel Martin Jr | Chief Legal Officer | Other | 67,830 | — | — | — | Jul 30, 2021 |
| Chennapragada Aparna | Chief Product Officer | Sale | 12,199 | $40.00 | $487,960 | 48,792 | Jul 28, 2021 |
| Bhatt Baiju | Chief Creative Officer | Sale | 1,250,000 | $36.40 | $45,500,000 | 773,677 | Jul 28, 2021 |
| RUBINSTEIN JONATHAN | — | Purchase | 52,631 | $38.00 | $1,999,978 | 52,631 | Jul 28, 2021 |
| Smedley Christina | Chief Marketing Officer | Sale | 99,884 | $35.28 | $3,523,908 | — | Jul 28, 2021 |
| Tenev Vladimir | Chief Executive Officer | Sale | 1,250,000 | $36.40 | $45,500,000 | 52,358,633 | Jul 28, 2021 |
| Warnick Jason | Chief Financial Officer | Tax Withholding | 260,407 | $38.00 | $9,895,466 | 494,285 | Jul 28, 2021 |
| Warnick Jason | Chief Financial Officer | Tax Withholding | 318,107 | $38.00 | $12,088,066 | 436,585 | Jul 28, 2021 |
| Howard Gretchen | Chief Operating Officer | Sale | 7,000 | $38.47 | $269,290 | 412,300 | Jul 28, 2021 |
| Gallagher Daniel Martin Jr | Chief Legal Officer | Tax Withholding | 235,649 | $38.00 | $8,954,662 | 252,213 | Jul 28, 2021 |
| Gallagher Daniel Martin Jr | Chief Legal Officer | Sale | 6,900 | $38.46 | $265,374 | 260,930 | Jul 28, 2021 |