Phathom Pharmaceuticals, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Henderson Molly | CFO and CBO | Sale | 2,127 | $7.24 | $15,399 | 103,061 | Nov 20, 2023 |
| Parikh Asit | — | Purchase | 4,000 | $7.76 | $31,040 | 52,500 | Nov 6, 2023 |
| Henderson Molly | CFO and CBO | Sale | 11,681 | $8.95 | $104,545 | 105,188 | Nov 1, 2023 |
| Nabulsi Azmi | Chief Operating Officer | Award / Grant | 32,500 | — | — | 242,067 | Nov 1, 2023 |
| Curran Terrie | President and Chief Executive | Award / Grant | 37,500 | — | — | 427,171 | Nov 1, 2023 |
| Henderson Molly | CFO and CBO | Award / Grant | 25,000 | — | — | 95,180 | Jul 14, 2023 |
| Henderson Molly | CFO and CBO | Award / Grant | 25,000 | $1.00 | $25,000 | 95,180 | Jul 14, 2023 |
| Curran Terrie | President and Chief Executive | Award / Grant | 200,000 | — | — | 389,671 | Jul 14, 2023 |
| Nabulsi Azmi | Chief Operating Officer | Award / Grant | 110,000 | — | — | 209,567 | Jul 14, 2023 |
| Parikh Asit | — | Award / Grant | 15,000 | $7.40 | $111,000 | 47,500 | Jun 2, 2023 |
| Henderson Molly | CFO and CBO | Sale | 1,960 | $11.41 | $22,364 | 68,506 | Jun 2, 2023 |
| Topper James N | — | Award / Grant | 9,000 | — | — | 21,596 | May 25, 2023 |
| Stenhouse Mark | — | Award / Grant | 9,000 | — | — | 9,000 | May 25, 2023 |
| Socks David A | — | Award / Grant | 9,000 | — | — | 9,000 | May 25, 2023 |
| Parikh Asit | — | Award / Grant | 9,000 | — | — | 32,500 | May 25, 2023 |
| FIELDS HEIDI | — | Award / Grant | 9,000 | — | — | 9,000 | May 25, 2023 |
| KARBE FRANK | — | Award / Grant | 9,000 | — | — | 9,000 | May 25, 2023 |
| COLA MICHAEL F | — | Award / Grant | 9,000 | — | — | 18,798 | May 25, 2023 |
| Henderson Molly | CFO and CBO | Sale | 2,110 | $12.87 | $27,156 | 70,466 | May 22, 2023 |
| Nabulsi Azmi | Chief Operating Officer | Purchase | 10,000 | $8.26 | $82,600 | 99,567 | Apr 11, 2023 |
| Parikh Asit | — | Purchase | 1,000 | $7.55 | $7,550 | 23,500 | Apr 10, 2023 |
| Curran Terrie | President and Chief Executive | Purchase | 12,919 | $7.82 | $101,027 | 188,290 | Apr 6, 2023 |
| Henderson Molly | CFO and CBO | Sale | 3,439 | $7.27 | $25,002 | 72,576 | Apr 6, 2023 |
| Henderson Molly | CFO and CBO | Sale | 2,032 | $8.53 | $17,333 | 76,015 | Mar 1, 2023 |
| Curran Terrie | President and Chief Executive | Sale | 1,436 | $8.54 | $12,263 | 175,371 | Mar 1, 2023 |
| Parikh Asit | — | Purchase | 5,000 | $7.73 | $38,650 | 22,500 | Feb 13, 2023 |
| Curran Terrie | President and Chief Executive | Sale | 5,821 | $8.20 | $47,732 | 176,807 | Jan 19, 2023 |
| Nabulsi Azmi | Chief Operating Officer | Award / Grant | 45,000 | — | — | 89,567 | Jan 19, 2023 |
| Henderson Molly | CFO and CBO | Award / Grant | 33,000 | — | — | 78,047 | Jan 19, 2023 |
| Parikh Asit | — | Purchase | 5,000 | $7.00 | $35,000 | 17,500 | Jan 12, 2023 |
| Henderson Molly | CFO and CBO | Sale | 2,159 | $9.60 | $20,726 | 43,341 | Nov 21, 2022 |
| Curran Terrie | President and Chief Executive | Sale | 1,526 | $9.60 | $14,650 | 83,720 | Nov 21, 2022 |
| Henderson Molly | CFO and CBO | Award / Grant | 7,500 | — | — | 45,500 | Sep 1, 2022 |
| Curran Terrie | President and Chief Executive | Award / Grant | 7,500 | — | — | 85,246 | Sep 1, 2022 |
| Nabulsi Azmi | Chief Operating Officer | Award / Grant | 7,500 | — | — | 41,971 | Sep 1, 2022 |
| Nabulsi Azmi | Chief Operating Officer | Award / Grant | 12,000 | — | — | 33,378 | May 19, 2022 |
| Henderson Molly | CFO and CBO | Award / Grant | 12,000 | — | — | 38,000 | May 19, 2022 |
| Curran Terrie | President and Chief Executive | Award / Grant | 12,000 | — | — | 76,595 | May 19, 2022 |
| Nabulsi Azmi | Chief Operating Officer | Purchase | 20,000 | $8.16 | $163,200 | 785,700 | May 16, 2022 |
| Curran Terrie | President and Chief Executive | Purchase | 20,500 | $7.41 | $151,905 | 64,595 | May 13, 2022 |
| Henderson Molly | CFO and CBO | Purchase | 6,000 | — | — | 26,000 | May 13, 2022 |
| Parikh Asit | — | Purchase | 12,500 | $8.00 | $100,000 | 12,500 | May 12, 2022 |
| Henderson Molly | CFO and CBO | Award / Grant | 20,000 | — | — | 20,000 | Apr 5, 2022 |
| TAKEDA PHARMACEUTICAL CO LTD | — | Sale | 18 | $19.00 | $342 | 7,459,286 | Mar 14, 2022 |
| Nabulsi Azmi | Chief Operating Officer | Award / Grant | 19,500 | — | — | 21,378 | Jan 19, 2022 |
| Guzzo Anthony J. | VP, Chief Accounting Officer | Award / Grant | 6,000 | — | — | 8,399 | Jan 19, 2022 |
| Curran Terrie | President and Chief Executive | Award / Grant | 41,250 | — | — | 44,095 | Jan 19, 2022 |
| TAKEDA PHARMACEUTICAL CO LTD | — | Sale | 1,000,000 | $20.85 | $20,850,000 | 100,000 | Nov 4, 2021 |
| Socks David A | — | Sale | 2,529 | $32.05 | $81,054 | 1,211,346 | Oct 7, 2021 |
| Socks David A | — | Sale | 4,100 | $32.06 | $131,446 | 1,229,346 | Sep 21, 2021 |