AvePoint, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Wu Sophia | Chief Accounting Officer | Award / Grant | 51,867 | — | — | 51,867 | Sep 1, 2021 |
| Teper Jeff | — | Award / Grant | 16,598 | — | — | 16,598 | Sep 1, 2021 |
| Lu Zhijian | — | Award / Grant | 25,934 | — | — | 77,326 | Sep 1, 2021 |
| Epstein Jeff | — | Award / Grant | 16,598 | — | — | 66,598 | Sep 1, 2021 |
| Jiang Tianyi | Chief Executive Officer | Purchase | 100,000 | $9.36 | $936,000 | 17,079,834 | Aug 17, 2021 |
| Gong Xunkai | — | Award / Grant | 11,406,776 | — | — | 11,406,776 | Jul 1, 2021 |
| Jiang Tianyi | Chief Executive Officer | Award / Grant | 6,536,170 | — | — | 6,536,170 | Jul 1, 2021 |
| Brown Brian Michael | COO and General Counsel | Award / Grant | 90,304 | — | — | 90,304 | Jul 1, 2021 |
| Wu Sophia | Chief Financial Officer | Award / Grant | 168,117 | — | — | 168,117 | Jul 1, 2021 |
| Yong Andy | Chief Investment Officer | Award / Grant | 4,759 | — | — | 4,759 | Jul 1, 2021 |
| Ho John Chi On | — | Award / Grant | 4,215,890 | — | — | 4,015,890 | Jul 1, 2021 |
| Wu Sophia | Chief Financial Officer | Award / Grant | 168,117 | — | — | 168,117 | Jul 1, 2021 |
| Lu Zhijian | — | Award / Grant | 8,792,519 | — | — | 18,552,065 | Jul 1, 2021 |
| Epstein Jeff | — | Award / Grant | 50,000 | $10.00 | $500,000 | 116,598 | Jul 1, 2021 |
| Apex Technology Sponsor LLC | — | Purchase | 657,500 | $10.00 | $6,575,000 | 657,500 | Sep 19, 2019 |