Beneficient — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HICKS THOMAS O | — | Tax Withholding | 415 | $5.38 | $2,233 | 1,979 | Jun 7, 2024 |
| CANGANY PETER T JR | — | Tax Withholding | 317 | $5.38 | $1,705 | 1,296 | Jun 7, 2024 |
| Wilson Scott W. | Chief Underwriting Officer | Tax Withholding | 664 | $5.38 | $3,572 | 2,444 | Jun 7, 2024 |
| Rutledge Maria S. | Chief Technology Officer | Tax Withholding | 424 | $5.38 | $2,281 | 1,640 | Jun 7, 2024 |
| CANGANY PETER T JR | — | Purchase | 200,000 | $0.26 | $52,000 | 200,000 | Feb 21, 2024 |
| GWG Holdings, Inc. | — | Other | 119,975 | — | — | — | Aug 1, 2023 |
| Silk James G. | See Remarks | Award / Grant | 1,204 | — | — | 2,365 | Jul 15, 2023 |
| Heppner Brad K | See Remarks | Award / Grant | 2,325 | — | — | 23,938 | Jul 15, 2023 |
| HICKS THOMAS O | — | Award / Grant | 643 | — | — | 2,394 | Jul 15, 2023 |
| Schnitzer Bruce William | — | Award / Grant | 643 | — | — | 2,628 | Jul 15, 2023 |
| LOCKHART DENNIS P | — | Award / Grant | 643 | — | — | 1,613 | Jul 15, 2023 |
| Ezell Gregory W. | Chief Financial Officer | Award / Grant | 514 | — | — | 3,276 | Jul 15, 2023 |
| Hill Emily B. | — | Award / Grant | 643 | — | — | 1,268 | Jul 15, 2023 |
| Fletcher Derek L. | See Remarks | Award / Grant | 726 | — | — | 4,970 | Jul 15, 2023 |
| Rutledge Maria S. | Chief Technology Officer | Award / Grant | 482 | — | — | 1,678 | Jul 15, 2023 |
| Welday Jeff | See Remarks | Award / Grant | 354 | — | — | 2,663 | Jul 15, 2023 |
| CANGANY PETER T JR | — | Award / Grant | 643 | — | — | 1,613 | Jul 15, 2023 |
| Wilson Scott W. | Chief Underwriting Officer | Award / Grant | 514 | — | — | 3,108 | Jul 15, 2023 |
| GWG Holdings, Inc. | — | Other | 43,920,786 | $4.66 | $204,670,863 | 102,530,679 | Jul 7, 2023 |