SPRUCE POWER HOLDING CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Fong Christian S. | President and CEO | Tax Withholding | 75,867 | $0.79 | $59,935 | 1,460,995 | Sep 9, 2023 |
| Constas Stacey | General Counsel | Tax Withholding | 89,242 | $0.83 | $74,071 | 103,186 | Jun 12, 2023 |
| LEDECKY JONATHAN J | — | Purchase | 39,689 | $0.80 | $31,751 | 363,710 | Jun 7, 2023 |
| LEDECKY JONATHAN J | — | Purchase | 10,025 | $0.84 | $8,421 | 324,021 | Jun 5, 2023 |
| Tech Eric M. | — | Purchase | 10,000 | $0.81 | $8,100 | 891,444 | Jun 1, 2023 |
| Hayes Christopher M. | — | Purchase | 15,386 | $0.72 | $11,078 | 432,755 | May 31, 2023 |
| Fong Christian S. | President and CEO | Purchase | 150 | $0.74 | $111 | 600 | May 25, 2023 |
| Tech Eric M. | — | Award / Grant | 202,812 | — | — | 881,444 | May 25, 2023 |
| Miller John P. | — | Award / Grant | 202,812 | — | — | 484,747 | May 25, 2023 |
| LEDECKY JONATHAN J | — | Award / Grant | 202,812 | — | — | 312,804 | May 25, 2023 |
| Hayes Christopher M. | — | Award / Grant | 229,854 | — | — | 417,369 | May 25, 2023 |
| Griffin Kevin | — | Award / Grant | 202,812 | — | — | 312,804 | May 25, 2023 |
| Constas Stacey | General Counsel | Tax Withholding | 16,341 | $0.84 | $13,726 | 192,428 | May 20, 2023 |
| Miller John P. | — | Purchase | 20,000 | $0.83 | $16,600 | 281,935 | May 18, 2023 |
| Fong Christian S. | President and CEO | Purchase | 50,000 | $0.80 | $40,000 | 1,586,862 | May 17, 2023 |
| Klein Donald P | Chief Financial Officer | Tax Withholding | 34,210 | $0.89 | $30,447 | 361,270 | Apr 11, 2023 |
| Wells Sarah Weber | SVP of Fin & Acc & Sustain | Award / Grant | 486,000 | — | — | 828,045 | Apr 3, 2023 |
| Norling Jonathan M | Chief Legal Officer | Award / Grant | 517,000 | — | — | 1,017,000 | Apr 3, 2023 |
| Constas Stacey | General Counsel | Tax Withholding | 887 | $1.31 | $1,162 | 208,769 | Feb 7, 2023 |
| Hayes Christopher M. | — | Purchase | 77,523 | $0.83 | $64,344 | 187,515 | Dec 16, 2022 |
| Fong Christian S. | President | Purchase | 10,000 | $0.90 | $9,000 | 1,637,112 | Dec 14, 2022 |
| Tech Eric M. | — | Sale | 65,496 | $0.82 | $53,707 | 678,632 | Dec 9, 2022 |
| Fong Christian S. | President | Purchase | 20,250 | $0.89 | $18,023 | 1,627,112 | Dec 5, 2022 |
| Fong Christian S. | President | Purchase | 200 | $0.90 | $180 | 200 | Nov 23, 2022 |
| Fong Christian S. | President | Purchase | 20,000 | $1.00 | $20,000 | 1,576,862 | Nov 18, 2022 |
| Tech Eric M. | CEO | Purchase | 25,000 | $1.14 | $28,500 | 1,013,481 | Nov 15, 2022 |
| Fong Christian S. | President | Purchase | 1,771 | $1.16 | $2,054 | 1,556,862 | Nov 11, 2022 |
| Tech Eric M. | CEO | Purchase | 5,000 | $1.14 | $5,700 | 10,000 | Nov 11, 2022 |
| Miller John P. | — | Purchase | 20,000 | $1.11 | $22,200 | 261,935 | Sep 15, 2022 |
| Fong Christian S. | President | Award / Grant | 909,091 | $1.17 | $1,063,636 | 909,091 | Sep 9, 2022 |
| Calhoun Colleen | VP/General Manager of XL grid | Award / Grant | 250,000 | — | — | 469,276 | May 20, 2022 |
| Kenhard Michael | CTO and VP of Engineering | Award / Grant | 200,000 | — | — | 365,408 | May 20, 2022 |
| Constas Stacey | General Counsel | Award / Grant | 201,613 | — | — | 209,656 | May 20, 2022 |
| Tech Eric M. | CEO | Award / Grant | 483,871 | — | — | 615,900 | May 10, 2022 |
| Sclarsic Sarah | — | Award / Grant | 96,774 | — | — | 159,992 | May 4, 2022 |
| Miller John P. | — | Award / Grant | 241,935 | — | — | 241,935 | May 4, 2022 |
| LEDECKY JONATHAN J | — | Award / Grant | 96,774 | — | — | 109,992 | May 4, 2022 |
| Hayes Christopher M. | — | Award / Grant | 96,774 | — | — | 109,992 | May 4, 2022 |
| Griffin Kevin | — | Award / Grant | 96,774 | — | — | 109,992 | May 4, 2022 |
| Frodl Debora M. | — | Award / Grant | 109,677 | — | — | 124,658 | May 4, 2022 |
| Berklas James P JR | General Counsel | Award / Grant | 190,000 | — | — | 198,051 | Apr 21, 2022 |
| Klein Donald P | Chief Financial Officer | Award / Grant | 395,480 | — | — | 395,480 | Apr 11, 2022 |
| Hynes Thomas J. III | President | Option Exercise | 595,111 | $0.24 | $142,827 | 7,371,683 | Dec 13, 2021 |
| Tech Eric M. | CEO | Award / Grant | 132,029 | — | — | 132,029 | Dec 1, 2021 |
| Hayes Christopher M. | — | Award / Grant | 11,013 | — | — | 13,218 | May 26, 2021 |
| Frodl Debora M. | — | Award / Grant | 12,482 | — | — | 14,981 | May 26, 2021 |
| LEDECKY JONATHAN J | — | Award / Grant | 11,013 | — | — | 13,218 | May 26, 2021 |
| Ramdev Niharika | — | Award / Grant | 11,013 | — | — | 21,158 | May 26, 2021 |
| Sclarsic Sarah | — | Award / Grant | 11,013 | — | — | 63,218 | May 26, 2021 |
| Flanagan Declan | — | Award / Grant | 11,013 | — | — | 21,158 | May 26, 2021 |