Luminar Technologies, Inc./DE — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Russell Austin | Chairperson, President & CEO | Purchase | 150,000 | $6.26 | $939,000 | 3,805,685 | May 15, 2023 |
| Russell Austin | Chairperson, President & CEO | Purchase | 1,300,000 | $5.83 | $7,579,000 | 2,330,000 | May 15, 2023 |
| Heng Jun Hong | — | Purchase | 33,750 | $5.91 | $199,463 | 392,571 | May 15, 2023 |
| Prescott Alan | Chief Legal Officer | Tax Withholding | 40,225 | $9.89 | $397,825 | 1,544,560 | Mar 6, 2023 |
| Fennimore Thomas | Chief Financial Officer | Tax Withholding | 17,655 | $9.89 | $174,608 | 727,547 | Mar 6, 2023 |
| AEG Holdings, LLC | — | Purchase | 7,953 | $6.65 | $52,887 | 39,569 | Dec 16, 2022 |
| Jepsen Mary Lou | — | Purchase | 10,109 | $6.66 | $67,326 | 55,584 | Dec 16, 2022 |
| Tempesta Daniel David | — | Purchase | 3,325 | $6.92 | $23,009 | 115,921 | Dec 15, 2022 |
| Heng Jun Hong | — | Purchase | 9,020 | $7.44 | $67,109 | 46,503 | Dec 13, 2022 |
| Maguire Shaun | — | Purchase | 8,158 | $7.54 | $61,511 | 47,640 | Dec 13, 2022 |
| MARTIN KATHERINE A | — | Purchase | 9,975 | $7.51 | $74,912 | 56,475 | Dec 13, 2022 |
| Simoncini Matthew | — | Purchase | 11,458 | $7.43 | $85,133 | 76,570 | Dec 13, 2022 |
| Prescott Alan | Chief Legal Officer | Tax Withholding | 39,978 | $7.88 | $315,027 | 1,584,785 | Dec 5, 2022 |
| Prescott Alan | Chief Legal Officer | Tax Withholding | 14,560 | $7.32 | $106,579 | 1,623,176 | Nov 7, 2022 |
| Prescott Alan | Chief Legal Officer | Tax Withholding | 26,205 | $8.41 | $220,384 | 1,637,736 | Oct 5, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $9.87 | $246,750 | 1,030,000 | Sep 20, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $9.39 | $234,750 | 1,005,000 | Sep 15, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $9.18 | $229,500 | 980,000 | Sep 9, 2022 |
| Tempesta Daniel David | — | Purchase | 59,950 | $8.34 | $499,983 | 112,596 | Sep 6, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $9.07 | $226,750 | 955,000 | Aug 24, 2022 |
| Fennimore Thomas | Chief Financial Officer | Award / Grant | 350,000 | — | — | 805,133 | Aug 19, 2022 |
| Prescott Alan | Chief Legal Officer | Award / Grant | 350,000 | — | — | 1,663,941 | Aug 19, 2022 |
| Tempesta Daniel David | — | Award / Grant | 52,601 | — | — | 52,646 | Aug 19, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $10.80 | $270,000 | 930,000 | Aug 12, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 50,000 | $9.98 | $499,000 | 905,000 | Aug 11, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $9.70 | $242,500 | 855,000 | Aug 10, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $7.94 | $198,500 | 805,000 | Aug 9, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 25,000 | $7.21 | $180,250 | 780,000 | Aug 2, 2022 |
| Prescott Alan | Chief Legal Officer | Tax Withholding | 26,205 | $6.08 | $159,326 | 1,313,941 | Jul 5, 2022 |
| Gores Alec E | — | Award / Grant | 18,924 | — | — | 31,616 | Jun 7, 2022 |
| Simoncini Matthew | — | Award / Grant | 18,924 | — | — | 65,112 | Jun 7, 2022 |
| MARTIN KATHERINE A | — | Award / Grant | 18,924 | — | — | 46,500 | Jun 7, 2022 |
| Maguire Shaun | — | Award / Grant | 18,924 | — | — | 39,482 | Jun 7, 2022 |
| Jepsen Mary Lou | — | Award / Grant | 18,924 | — | — | 45,475 | Jun 7, 2022 |
| Heng Jun Hong | — | Award / Grant | 18,924 | — | — | 37,483 | Jun 7, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 300,000 | $8.65 | $2,595,000 | 755,000 | May 11, 2022 |
| Heng Jun Hong | — | Other | 144,033 | — | — | 83,095 | May 10, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 300,000 | $8.89 | $2,667,000 | 455,000 | May 10, 2022 |
| Prescott Alan | Chief Legal Officer | Tax Withholding | 78,773 | $13.07 | $1,029,563 | 1,340,146 | Apr 26, 2022 |
| Heng Jun Hong | — | Sale | 130,480 | $14.02 | $1,829,330 | 1,379,587 | Apr 18, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 14,800 | $15.66 | $231,768 | 154,800 | Apr 5, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 15,000 | $14.71 | $220,650 | 140,000 | Mar 22, 2022 |
| Fennimore Thomas | Chief Financial Officer | Tax Withholding | 39,931 | $7.88 | $314,656 | 745,202 | Mar 18, 2022 |
| Heng Jun Hong | — | Sale | 188,172 | $14.09 | $2,651,343 | 697,434 | Mar 17, 2022 |
| Heng Jun Hong | — | Other | 26,919 | — | — | 358,821 | Mar 10, 2022 |
| Heng Jun Hong | — | Other | 1,346 | — | — | — | Mar 10, 2022 |
| Heng Jun Hong | — | Other | 35,577 | — | — | 711,012 | Mar 9, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 15,000 | $12.86 | $192,900 | 125,000 | Mar 8, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 15,000 | $13.79 | $206,850 | 110,000 | Feb 25, 2022 |
| Russell Austin | Chairperson, President & CEO | Purchase | 8,800 | $15.90 | $139,920 | 88,800 | Feb 15, 2022 |