ELUTIA INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Birchview Capital, LP | — | Purchase | 2,000 | $1.35 | $2,700 | 1,645,184 | Mar 24, 2023 |
| Birchview Fund LLC | — | Purchase | 10,000 | $1.59 | $15,900 | 1,655,184 | Mar 23, 2023 |
| Englese Thomas | CHIEF COMMERCIAL OFFICER | Option Exercise | 937 | — | — | 18,206 | Mar 9, 2023 |
| Ferguson Matthew | CHIEF FINANCIAL OFFICER | Option Exercise | 1,287 | — | — | 46,504 | Mar 8, 2023 |
| Colpman David | — | Purchase | 3,098 | $3.90 | $12,082 | 3,098 | Dec 15, 2022 |
| Makes Brigid | — | Purchase | 2,000 | $3.65 | $7,300 | 2,000 | Dec 9, 2022 |
| Strobeck Matthew | — | Purchase | 200 | $5.96 | $1,192 | 1,418,123 | Dec 8, 2022 |
| HighCape Partners GP, L.P. | — | Purchase | 735,000 | $4.75 | $3,491,250 | 5,597,604 | Dec 5, 2022 |
| Ferguson Matthew | CHIEF FINANCIAL OFFICER | Purchase | 2,000 | $3.61 | $7,220 | 45,217 | Dec 2, 2022 |
| Ferguson Matthew | CHIEF FINANCIAL OFFICER | Option Exercise | 13,874 | — | — | 22,015 | Sep 8, 2022 |
| Riebman Jerome | CHIEF MEDICAL OFFICER | Tax Withholding | 5,104 | $7.30 | $37,259 | 14,989 | Sep 8, 2022 |
| Englese Thomas | CHIEF COMMERCIAL OFFICER | Sale | 276 | — | — | 6,607 | Mar 8, 2022 |
| Roberts Darryl | EVP, OPERATIONS & PRODUCT DEV. | Option Exercise | 938 | — | — | 3,329 | Mar 8, 2022 |
| LLOYD RONALD K. | PRESIDENT AND CEO | Option Exercise | 4,072 | — | — | 31,775 | Mar 8, 2022 |
| Riebman Jerome | CHIEF MEDICAL OFFICER | Option Exercise | 782 | — | — | 5,334 | Mar 8, 2022 |
| Ferguson Matthew | CHIEF FINANCIAL OFFICER | Option Exercise | 1,288 | — | — | 8,140 | Mar 8, 2022 |
| Englese Thomas | CHIEF COMMERCIAL OFFICER | Purchase | 4,580 | $6.10 | $27,938 | 5,088 | Dec 14, 2021 |
| HIGHCAPE PARTNERS, L.P. | — | Purchase | 353,773 | $4.24 | $1,499,998 | 4,862,604 | Dec 8, 2021 |
| HighCape Co-Investment Vehicle I, LLC | — | Purchase | 2,837,128 | — | — | 8,434,732 | Sep 21, 2021 |
| HighCape Partners GP, L.P. | — | Purchase | 2,837,128 | — | — | 8,434,732 | Sep 21, 2021 |
| Ferguson Matthew | CHIEF FINANCIAL OFFICER | Purchase | 1,000 | $11.00 | $11,000 | 2,300 | May 10, 2021 |
| LLOYD RONALD K. | PRESIDENT AND CEO | Purchase | 7,198 | $11.65 | $83,857 | 21,784 | May 7, 2021 |
| LLOYD RONALD K. | President and CEO | C | 14,586 | — | — | 14,586 | Oct 13, 2020 |
| HighCape Co-Investment Vehicle I, LLC | — | C | 4,062,451 | — | — | 4,062,451 | Oct 13, 2020 |