XAI Octagon Floating Rate & Alternative Income Trust — All Filings
452 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
All
25-NSE
3
3/A
4
4/A
40-17G
424B2
424B3
424B5
424B8
486BPOS
497
497AD
5
5/A
8-A12B
8-K
8-K/A
AW
CERT
CERTNYS
CORRESP
DEF 14A
DEFA14A
EFFECT
FWP
N-2
N-2/A
N-23C-2
N-8A
N-CEN
N-CEN/A
N-CSR
N-CSR/A
N-CSRS
N-PX
N-Q
NPORT-P
NSAR-A
NSAR-B
POS EX
PRE 14A
SC 13D
SC 13G
SC 13G/A
SCHEDULE 13G
SCHEDULE 13G/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| DEFA14A | DEFA14A | 0001615774-20-005090 | Apr 29, 2020 | — |
| 3 | FORM 3 | 0001567619-20-008022 | Apr 16, 2020 | Apr 9, 2020 |
| DEF 14A | DEF 14A | 0001615774-20-004328 | Apr 8, 2020 | May 18, 2020 |
| 8-K | CURRENT REPORT | 0001615774-20-004037 | Apr 1, 2020 | — |
| 4 | PRIMARY DOCUMENT | 0001186522-20-000001 | Mar 25, 2020 | Mar 24, 2020 |
| 4 | FORM 4 | 0001567619-20-006882 | Mar 23, 2020 | Mar 19, 2020 |
| 4 | PRIMARY DOCUMENT | 0001718218-20-000003 | Mar 18, 2020 | — |
| 4 | PRIMARY DOCUMENT | 0001718129-20-000001 | Mar 16, 2020 | — |
| 4 | PRIMARY DOCUMENT | 0001718133-20-000007 | Mar 16, 2020 | — |
| 4/A | PRIMARY DOCUMENT | 0001718133-20-000004 | Mar 13, 2020 | Mar 12, 2020 |
| 4 | PRIMARY DOCUMENT | 0001718133-20-000003 | Mar 12, 2020 | — |
| 4 | PRIMARY DOCUMENT | 0001332125-20-000002 | Mar 10, 2020 | — |
| 3 | PRIMARY DOCUMENT | 0001317507-20-000003 | Mar 9, 2020 | Feb 25, 2020 |
| 4 | PRIMARY DOCUMENT | 0001718133-20-000002 | Mar 6, 2020 | — |
| 3 | FORM 3 | 0001567619-20-005767 | Mar 6, 2020 | Feb 27, 2020 |
| 497 | 497 | 0001615774-20-002908 | Mar 3, 2020 | — |
| 8-K | CURRENT REPORT | 0001615774-20-002740 | Mar 3, 2020 | Mar 2, 2020 |
| N-Q | N-Q | 0001615774-20-002062 | Feb 25, 2020 | Dec 31, 2019 |
| 497 | 497 | 0001615774-20-001825 | Feb 14, 2020 | — |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-20-022938 | Feb 3, 2020 | — |
| 4 | PRIMARY DOCUMENT | 0001796252-20-000001 | Jan 21, 2020 | — |
| POS EX | POS EX | 0001615774-20-000456 | Jan 17, 2020 | — |
| 497 | 497 | 0001615774-20-000454 | Jan 17, 2020 | — |
| 4/A | PRIMARY DOCUMENT | 0001718218-20-000002 | Jan 14, 2020 | Jan 9, 2020 |
| 5 | PRIMARY DOCUMENT | 0001718133-20-000001 | Jan 13, 2020 | Sep 30, 2019 |
| 5 | PRIMARY DOCUMENT | 0001332125-20-000001 | Jan 13, 2020 | Sep 30, 2019 |
| 4 | PRIMARY DOCUMENT | 0001718218-20-000001 | Jan 13, 2020 | Jan 9, 2020 |
| 497 | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM FUND | 0001193125-20-001428 | Jan 3, 2020 | — |
| 486BPOS | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-20-001396 | Jan 3, 2020 | — |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-20-000603 | Jan 2, 2020 | — |
| N-CEN/A | — | 0001752724-19-189775 | Dec 16, 2019 | Sep 30, 2019 |
| 3 | PRIMARY DOCUMENT | 0001796252-19-000001 | Dec 9, 2019 | Nov 21, 2019 |
| N-CSR/A | — | 0001398344-19-022175 | Dec 6, 2019 | Sep 30, 2019 |
| N-CEN | — | 0001752724-19-187179 | Dec 4, 2019 | Sep 30, 2019 |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-304290 | Dec 2, 2019 | — |
| N-CSR | — | 0001398344-19-021876 | Dec 2, 2019 | Sep 30, 2019 |
| 40-17G | — | 0001398344-19-020978 | Nov 26, 2019 | — |
| POS EX | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-293271 | Nov 15, 2019 | — |
| 497 | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM FUND | 0001193125-19-293268 | Nov 15, 2019 | — |
| 497AD | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-292911 | Nov 15, 2019 | — |
| 497 | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM FUND | 0001193125-19-292463 | Nov 14, 2019 | — |
| 497AD | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-292426 | Nov 14, 2019 | — |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-281983 | Nov 1, 2019 | — |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-260006 | Oct 2, 2019 | Oct 1, 2019 |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-236536 | Sep 3, 2019 | — |
| N-Q | — | 0001398344-19-014612 | Aug 19, 2019 | Jun 30, 2019 |
| N-PX | — | 0001398344-19-014155 | Aug 13, 2019 | Jun 30, 2019 |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-210856 | Aug 1, 2019 | — |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-187405 | Jul 1, 2019 | — |
| 8-K | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST | 0001193125-19-164101 | Jun 3, 2019 | — |