Velocity Financial, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pitstick John | — | Award / Grant | 8,837 | $10.75 | $94,998 | 33,837 | May 19, 2021 |
| Schaefer Joy L. | — | Award / Grant | 8,837 | $10.75 | $94,998 | 16,304 | May 19, 2021 |
| Farrar Christopher D. | Chief Executive Officer | Award / Grant | 180,000 | $7.04 | $1,267,200 | 185,000 | Jan 15, 2021 |
| Taylor Jeffrey T. | Executive VP, Capital Markets | Award / Grant | 60,000 | $7.04 | $422,400 | 64,823 | Jan 15, 2021 |
| Kelly Roland Thomas | General Counsel | Award / Grant | 30,000 | $7.04 | $211,200 | 30,100 | Jan 15, 2021 |
| Szczepaniak Mark R | Chief Financial Officer | Award / Grant | 60,000 | $7.04 | $422,400 | 66,400 | Jan 15, 2021 |
| Cowell Joseph A | See below | Award / Grant | 30,000 | $7.04 | $211,200 | 32,222 | Jan 15, 2021 |
| Oltmann Christopher J | Chief Accounting Officer | Award / Grant | 20,000 | $7.04 | $140,800 | 21,750 | Jan 15, 2021 |
| Comley Graham M | See Remarks | Award / Grant | 30,000 | $7.04 | $211,200 | 30,100 | Jan 15, 2021 |
| Pitstick John | — | Purchase | 5,000 | $4.78 | $23,900 | 25,000 | Sep 4, 2020 |
| Taylor Jeffrey T. | Executive VP, Capital Markets | Purchase | 1,200 | $4.18 | $5,016 | 4,823 | Aug 18, 2020 |
| Farrar Christopher D. | Chief Executive Officer | Purchase | 5,000 | $4.10 | $20,500 | 5,000 | Aug 18, 2020 |
| Pitstick John | — | Purchase | 20,000 | $3.84 | $76,800 | 20,000 | May 29, 2020 |
| Szczepaniak Mark R | Chief Financial Officer | Purchase | 6,400 | $3.25 | $20,800 | 6,400 | May 26, 2020 |
| Oltmann Christopher J | Chief Accounting Officer | Purchase | 1,000 | $3.37 | $3,370 | 1,750 | May 21, 2020 |
| Taylor Jeffrey T. | Executive VP, Capital Markets | Purchase | 1,200 | $2.85 | $3,420 | 3,623 | May 19, 2020 |
| Comley Graham M | See Remarks | Purchase | 4,000 | $2.56 | $10,240 | 4,000 | May 19, 2020 |
| Cowell Joseph A | Chief Operating Officer | Purchase | 1,500 | $2.77 | $4,155 | 2,222 | May 19, 2020 |
| Cowell Joseph A | Chief Operating Officer | Purchase | 722 | $13.77 | $9,942 | 722 | Jan 24, 2020 |
| Oltmann Christopher J | Chief Accounting Officer | Purchase | 750 | $13.91 | $10,433 | 750 | Jan 24, 2020 |