NEWMARK GROUP, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| McIntyre Kenneth A Jr | — | Award / Grant | 3,154 | — | — | 20,668 | Dec 17, 2021 |
| Snow Michael | — | Award / Grant | 3,154 | — | — | 30,007 | Dec 17, 2021 |
| Bauer Virginia S | — | Award / Grant | 3,154 | — | — | 39,927 | Dec 17, 2021 |
| LUTNICK HOWARD W | Chairman | Gift | 2,067 | — | — | 8,310,024 | Jul 2, 2021 |
| Gosin Barry M | Chief Executive Officer | Option Exercise | 1,439,658 | — | — | 4,211,320 | Jun 28, 2021 |
| MERKEL STEPHEN M | EVP and Chief Legal Officer | Tax Withholding | 13,066 | — | — | 35,006 | Jun 28, 2021 |
| Rispoli Michael J. | Chief Financial Officer | Award / Grant | 383 | — | — | 29,731 | Jun 28, 2021 |
| LUTNICK HOWARD W | Chairman | Tax Withholding | 1,212,000 | — | — | 8,312,091 | Jun 28, 2021 |
| LUTNICK HOWARD W | Chairman | Gift | 1,900 | — | — | 6,495,904 | May 14, 2021 |
| LUTNICK HOWARD W | Chairman | Award / Grant | 5,154 | $10.67 | $54,993 | 5,154,180 | Apr 27, 2021 |
| MERKEL STEPHEN M | EVP and Chief Legal Officer | Award / Grant | 28,962 | — | — | 28,962 | Mar 16, 2021 |
| MERKEL STEPHEN M | EVP and Chief Legal Officer | Sale | 1,043 | $6.63 | $6,915 | — | Nov 9, 2020 |
| McIntyre Kenneth A Jr | — | Award / Grant | 12,049 | — | — | 17,514 | Sep 22, 2020 |
| Snow Michael | — | Award / Grant | 12,049 | — | — | 26,853 | Sep 22, 2020 |
| Bauer Virginia S | — | Award / Grant | 12,049 | — | — | 36,773 | Sep 22, 2020 |
| Cervinka Peter F | — | Award / Grant | 12,049 | — | — | 26,773 | Sep 22, 2020 |
| McIntyre Kenneth A Jr | — | Award / Grant | 5,465 | — | — | 5,465 | Jan 2, 2020 |
| MERKEL STEPHEN M | EVP and Chief Legal Officer | Disposition | 3,940 | $13.61 | $53,623 | — | Dec 19, 2019 |
| MERKEL STEPHEN M | EVP and Chief Legal Officer | Disposition | 55,193 | $10.69 | $590,013 | — | Oct 30, 2019 |
| Cervinka Peter F | — | Award / Grant | 5,291 | — | — | 14,724 | Sep 24, 2019 |
| Bauer Virginia S | — | Award / Grant | 5,291 | — | — | 24,724 | Sep 24, 2019 |
| Snow Michael | — | Award / Grant | 5,291 | — | — | 14,804 | Sep 24, 2019 |
| Gosin Barry M | Chief Executive Officer | Purchase | 1,200 | $7.98 | $9,576 | 2,771,662 | May 15, 2019 |
| Gosin Barry M | Chief Executive Officer | Purchase | 70,686 | $7.99 | $564,781 | 2,770,462 | May 13, 2019 |
| MERKEL STEPHEN M | EVP and Chief Legal Officer | Award / Grant | 42,864 | — | — | 55,193 | Feb 28, 2019 |
| Gosin Barry M | Chief Executive Officer | Purchase | 102,796 | $9.25 | $950,863 | 2,209,378 | Dec 12, 2018 |
| Gosin Barry M | Chief Executive Officer | Purchase | 584,567 | $9.25 | $5,407,245 | 2,106,582 | Dec 11, 2018 |
| Gosin Barry M | Chief Executive Officer | Purchase | 306,429 | $8.59 | $2,632,225 | 1,522,015 | Dec 10, 2018 |
| Bauer Virginia S | — | Purchase | 10,000 | $8.38 | $83,800 | 19,433 | Dec 7, 2018 |
| LUTNICK HOWARD W | Chairman | Award / Grant | 6,903,875 | — | — | 122,497,661 | Nov 23, 2018 |
| BGC Partners, Inc. | — | Option Exercise | 5,445,488 | — | — | 21,285,537 | Nov 23, 2018 |
| CANTOR FITZGERALD, L. P. | — | Award / Grant | 6,903,875 | — | — | 122,497,661 | Nov 23, 2018 |
| CF GROUP MANAGEMENT INC | — | Option Exercise | 9,388,748 | — | — | 131,886,409 | Nov 23, 2018 |
| Cervinka Peter F | — | Award / Grant | 4,513 | — | — | 9,433 | Sep 25, 2018 |
| Snow Michael | — | Award / Grant | 4,513 | — | — | 9,513 | Sep 25, 2018 |
| Bauer Virginia S | — | Award / Grant | 4,513 | — | — | 9,433 | Sep 25, 2018 |
| Cervinka Peter F | — | Award / Grant | 4,920 | — | — | 4,920 | Jun 29, 2018 |
| Bauer Virginia S | — | Award / Grant | 4,920 | — | — | 4,920 | Jun 29, 2018 |
| Gosin Barry M | Chief Executive Officer | Award / Grant | 327,746 | — | — | 327,746 | Mar 12, 2018 |
| DALTON JOHN H | — | Award / Grant | 5,000 | — | — | 5,000 | Dec 19, 2017 |
| Snow Michael | — | Award / Grant | 5,000 | — | — | 5,000 | Dec 19, 2017 |
| BGC Partners, Inc. | — | Award / Grant | 15,840,049 | — | — | 15,840,049 | Dec 13, 2017 |
| CANTOR FITZGERALD, L. P. | — | Disposition | 100 | — | — | — | Dec 13, 2017 |
| CF GROUP MANAGEMENT INC | — | Award / Grant | 115,543,380 | — | — | 115,543,380 | Dec 13, 2017 |
| LUTNICK HOWARD W | Chairman | Award / Grant | 15,840,049 | — | — | 15,840,049 | Dec 13, 2017 |