Great Elm Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kuperschmid Mark | — | Purchase | 1,237 | $8.03 | $9,933 | 7,768 | May 29, 2018 |
| Steinberg David J. | — | Sale | 2,000 | $9.24 | $18,480 | 5,033,601 | Apr 25, 2018 |
| Steinberg David J. | — | Sale | 1,900 | $9.20 | $17,480 | 5,040,101 | Apr 18, 2018 |
| Steinberg David J. | — | Sale | 500 | $9.25 | $4,625 | 5,043,001 | Apr 17, 2018 |
| Steinberg David J. | — | Sale | 1,000 | $9.25 | $9,250 | 5,050,757 | Apr 10, 2018 |
| Steinberg David J. | — | Sale | 864 | $9.35 | $8,078 | 5,052,659 | Apr 6, 2018 |
| Mast Capital Management, LLC | — | Sale | 900 | $9.24 | $8,316 | 5,054,643 | Mar 29, 2018 |
| Mast Capital Management, LLC | — | Sale | 500 | $9.17 | $4,585 | 5,074,347 | Mar 27, 2018 |
| Steinberg David J. | — | Sale | 3,945 | $9.18 | $36,215 | 5,078,047 | Mar 23, 2018 |
| Reed Peter A | President and CEO | Purchase | 200 | $10.10 | $2,020 | 4,007 | Nov 27, 2017 |
| Reed Peter A | President and CEO | Purchase | 3,807 | $9.85 | $37,499 | 3,807 | Nov 17, 2017 |
| Speller Michael C | — | Purchase | 5,000 | $9.40 | $47,000 | 5,000 | Nov 13, 2017 |
| Sell Michael J. | See Remarks | Purchase | 1,088 | $9.43 | $10,260 | 1,700 | Nov 10, 2017 |
| Kuperschmid Mark | — | Purchase | 1,000 | $9.36 | $9,360 | 1,000 | Nov 10, 2017 |
| Mast Capital Management, LLC | — | Sale | 200 | $10.13 | $2,026 | 5,081,992 | Nov 1, 2017 |
| Mast Capital Management, LLC | — | Sale | 200 | $10.10 | $2,020 | 5,082,192 | Oct 27, 2017 |
| Mast Capital Management, LLC | — | Sale | 200 | $10.24 | $2,048 | 5,082,993 | Oct 26, 2017 |
| Steinberg David J. | — | Sale | 1,569 | $10.25 | $16,082 | 5,083,193 | Oct 20, 2017 |
| Mast Capital Management, LLC | — | Sale | 29,954 | $10.09 | $302,236 | 5,103,964 | Oct 19, 2017 |
| Steinberg David J. | — | Sale | 13,300 | $10.12 | $134,596 | 51,711,623 | Oct 13, 2017 |
| Steinberg David J. | — | Sale | 5,700 | $10.15 | $57,855 | 5,190,654 | Oct 11, 2017 |
| Steinberg David J. | — | Sale | 2,500 | $10.21 | $25,525 | 5,196,354 | Oct 5, 2017 |
| Steinberg David J. | — | Sale | 7,242 | $10.40 | $75,317 | 5,230,361 | Oct 2, 2017 |
| Steinberg David J. | — | Sale | 54,504 | $10.45 | $569,567 | 5,259,626 | Sep 29, 2017 |
| Steinberg David J. | — | Sale | 10,791 | $10.60 | $114,385 | 5,333,838 | Sep 26, 2017 |
| Mast Capital Management, LLC | — | Sale | 42,348 | $10.62 | $449,736 | 5,344,629 | Sep 20, 2017 |
| Mast Capital Management, LLC | — | Sale | 25,000 | $10.75 | $268,750 | 5,415,521 | Sep 19, 2017 |
| Mast Capital Management, LLC | — | Sale | 12,461 | $10.77 | $134,205 | 5,440,521 | Sep 14, 2017 |
| Steinberg David J. | — | Sale | 600 | $10.93 | $6,558 | 5,453,282 | Sep 8, 2017 |
| Steinberg David J. | — | Other | 302,543 | $11.50 | $3,479,245 | 2,802,018 | May 8, 2017 |