Great Elm Capital Corp. — All Filings
758 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
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10-K
10-K/A
10-Q
144
25-NSE
3
3/A
4
4/A
40-17G
40-APP
40-APP/A
424B1
424B3
424B4
424B5
425
497
497AD
8-A12B
8-K
8-K/A
APP NTC
APP ORDR
CERT
CERTNAS
CORRESP
D
DEF 14A
DEFA14A
DEFR14A
EFFECT
FWP
N-14 8C
N-14 8C/A
N-2
N-2/A
N-23C-2
N-2MEF
N-54A
N-6F
POS 8C
POS EX
PRE 14A
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SC TO-C
SC TO-I
SC TO-I/A
SCHEDULE 13D/A
SCHEDULE 13G
SCHEDULE 13G/A
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 4 | FORM 4 | 0001140361-20-030058 | Dec 31, 2020 | Dec 29, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065091 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065093 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065088 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065083 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065079 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065077 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065075 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-065073 | Dec 23, 2020 | Dec 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060297 | Nov 24, 2020 | Nov 20, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060323 | Nov 24, 2020 | Nov 20, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060316 | Nov 24, 2020 | Nov 20, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060314 | Nov 24, 2020 | Nov 20, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060312 | Nov 24, 2020 | Nov 20, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060309 | Nov 24, 2020 | Nov 20, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060305 | Nov 24, 2020 | Nov 20, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-060301 | Nov 24, 2020 | Nov 20, 2020 |
| 8-K | 8-K | 0001564590-20-052200 | Nov 9, 2020 | — |
| 10-Q | 10-Q | 0001564590-20-052189 | Nov 9, 2020 | Sep 30, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055744 | Oct 23, 2020 | Oct 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055761 | Oct 23, 2020 | Oct 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055757 | Oct 23, 2020 | Oct 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055755 | Oct 23, 2020 | Oct 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055753 | Oct 23, 2020 | Oct 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055751 | Oct 23, 2020 | Oct 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055749 | Oct 23, 2020 | Oct 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-055747 | Oct 23, 2020 | Oct 21, 2020 |
| SC 13G | SC 13G | 0001193125-20-269204 | Oct 14, 2020 | — |
| SC 13G | SC 13G | 0001193125-20-268125 | Oct 13, 2020 | — |
| 8-K | 8-K | 0001564590-20-045843 | Oct 6, 2020 | — |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052705 | Oct 1, 2020 | Sep 28, 2020 |
| 8-K | 8-K | 0001564590-20-045538 | Oct 1, 2020 | — |
| SC 13D/A | SC 13D/A | 0001564590-20-045566 | Oct 1, 2020 | — |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052688 | Oct 1, 2020 | Sep 28, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052690 | Oct 1, 2020 | Sep 28, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052692 | Oct 1, 2020 | Sep 28, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052694 | Oct 1, 2020 | Sep 28, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052696 | Oct 1, 2020 | Sep 28, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052699 | Oct 1, 2020 | Sep 28, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-052707 | Oct 1, 2020 | May 15, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-051719 | Sep 23, 2020 | Sep 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-051714 | Sep 23, 2020 | Sep 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-051730 | Sep 23, 2020 | Sep 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-051728 | Sep 23, 2020 | Sep 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-051726 | Sep 23, 2020 | Sep 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-051722 | Sep 23, 2020 | Sep 21, 2020 |
| 4 | FORM 4 SUBMISSION | 0001209191-20-051717 | Sep 23, 2020 | Sep 21, 2020 |
| 424B4 | 424B4 | 0001193125-20-234904 | Aug 31, 2020 | — |
| 497AD | 497AD | 0001193125-20-236277 | Aug 31, 2020 | — |
| 497AD | 497AD | 0001193125-20-236273 | Aug 31, 2020 | — |