PAVmed Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HCFP/Capital Partners III LLC | — | Purchase | 300 | — | — | 65,738 | Sep 12, 2017 |
| Aklog Lishan | Chairman and CEO | Purchase | 850 | — | — | 65,038 | Sep 8, 2017 |
| Pavilion Venture Partners LLC | — | Purchase | 800 | — | — | 63,289 | Sep 6, 2017 |
| HCFP/Capital Partners III LLC | — | Purchase | 300 | — | — | 62,489 | Aug 29, 2017 |
| HCFP/Capital Partners III LLC | — | Purchase | 900 | — | — | 58,877 | Aug 25, 2017 |
| MCGRATH DENNIS M | EVP & CFO | Purchase | 500 | $4.17 | $2,085 | 9,500 | Aug 24, 2017 |
| MCGRATH DENNIS M | EVP & CFO | Purchase | 500 | $4.18 | $2,090 | 9,000 | Aug 23, 2017 |
| HCFP/Capital Partners III LLC | — | Purchase | 1,200 | — | — | 57,977 | Aug 23, 2017 |
| MCGRATH DENNIS M | EVP & CFO | Purchase | 500 | $4.24 | $2,120 | 3,000 | Aug 21, 2017 |
| Aklog Lishan | Chairman and CEO | Purchase | 1,500 | — | — | 48,877 | Aug 21, 2017 |
| Aklog Lishan | Chairman and CEO | Purchase | 8,400 | — | — | 39,877 | Aug 17, 2017 |
| Aklog Lishan | Chairman and CEO | Purchase | 285 | $3.30 | $941 | 285 | Aug 16, 2017 |
| Greenspan Ira Scott | — | L | 200 | $10.20 | $2,040 | 28,465 | Dec 9, 2016 |
| Pavilion Venture Partners LLC | — | Purchase | 1,777 | $9.02 | $16,029 | 28,377 | Nov 28, 2016 |
| Pavilion Venture Partners LLC | — | Purchase | 2,200 | $8.98 | $19,756 | 25,600 | Nov 23, 2016 |
| HCFP/Capital Partners III LLC | — | Purchase | 1,400 | $10.07 | $14,098 | 22,500 | Nov 21, 2016 |
| Lamstein Joshua R | — | Purchase | 100 | $11.51 | $1,151 | 100 | Nov 18, 2016 |
| Pavilion Venture Partners LLC | — | Purchase | 200 | $14.22 | $2,844 | 20,500 | Sep 15, 2016 |
| Pavilion Venture Partners LLC | — | Purchase | 100 | $14.44 | $1,444 | 18,400 | Sep 1, 2016 |
| Pavilion Venture Partners LLC | — | Purchase | 400 | $14.30 | $5,720 | 18,300 | Aug 26, 2016 |
| Pavilion Venture Partners LLC | — | Purchase | 800 | $14.25 | $11,400 | 17,400 | Aug 23, 2016 |
| Fitzgerald Richard F | CFO and Secretary | Purchase | 200 | — | — | 200 | Jun 1, 2016 |
| Pavilion Venture Partners LLC | — | Purchase | 900 | — | — | 16,400 | May 27, 2016 |
| Fitzgerald Richard F | CFO and Secretary | Purchase | 100 | — | — | 100 | May 25, 2016 |
| Aklog Lishan | Chairman and CEO | Purchase | 1,500 | — | — | 14,000 | May 25, 2016 |
| HCFP/Capital Partners III LLC | — | Purchase | 2,900 | — | — | 8,000 | May 24, 2016 |
| HCFP/Capital Partners III LLC | — | Purchase | 1,700 | — | — | 5,100 | May 19, 2016 |
| Aklog Lishan | Chairman and CEO | Purchase | 1,500 | — | — | 2,000 | May 17, 2016 |
| HCFP/Capital Partners III LLC | — | Award / Grant | 20,000 | — | — | 20,000 | Apr 28, 2016 |
| Greenspan Ira Scott | — | Award / Grant | 20,000 | — | — | 20,000 | Apr 28, 2016 |