Aqua Metals, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| WEINSWIG MARK | Chief Financial Officer | Award / Grant | 251 | $1.99 | $499 | 966 | Dec 15, 2017 |
| Clarke Stephen R. | President & CEO | Award / Grant | 251 | $1.99 | $499 | 1,029,603 | Dec 15, 2017 |
| WEINSWIG MARK | Chief Financial Officer | Award / Grant | 170 | $2.94 | $500 | 715 | Dec 1, 2017 |
| Clarke Stephen R. | President & CEO | Award / Grant | 170 | $2.94 | $500 | 1,029,352 | Dec 1, 2017 |
| WEINSWIG MARK | Chief Financial Officer | Award / Grant | 154 | $3.25 | $501 | 545 | Nov 17, 2017 |
| Clarke Stephen R. | President & CEO | Award / Grant | 154 | $3.25 | $501 | 1,029,182 | Nov 17, 2017 |
| Clarke Stephen R. | President & CEO | Award / Grant | 135 | $3.72 | $502 | 1,029,028 | Nov 3, 2017 |
| WEINSWIG MARK | Chief Financial Officer | Award / Grant | 135 | $3.72 | $502 | 391 | Nov 3, 2017 |
| WEINSWIG MARK | Chief Financial Officer | Award / Grant | 93 | $5.37 | $499 | 256 | Oct 20, 2017 |
| Clarke Stephen R. | President & CEO | Award / Grant | 93 | $5.37 | $499 | 1,028,893 | Oct 20, 2017 |
| WEINSWIG MARK | Chief Financial Officer | Award / Grant | 72 | $6.91 | $498 | 163 | Oct 6, 2017 |
| Clarke Stephen R. | President & CEO | Award / Grant | 72 | $6.91 | $498 | 1,028,800 | Oct 6, 2017 |
| Clarke Stephen R. | President & CEO | Award / Grant | 91 | $5.49 | $500 | 1,028,728 | Sep 22, 2017 |
| WEINSWIG MARK | Chief Financial Officer | Award / Grant | 91 | $5.49 | $500 | 91 | Sep 22, 2017 |
| DIVITO VINCENT L | — | Purchase | 1,000 | $12.58 | $12,580 | 2,000 | May 12, 2017 |
| Interstate Batteries, Inc. | — | Sale | 40,283 | $17.09 | $688,436 | 506,327 | May 9, 2017 |
| Murphy Thomas Michael | Chief Financial Officer | Sale | 20,000 | $17.52 | $350,400 | 725,455 | May 8, 2017 |
| Interstate Batteries, Inc. | — | Sale | 4,500 | $17.62 | $79,290 | 546,610 | May 3, 2017 |
| Mould Selwyn | Chief Operating Officer | Sale | 20,000 | $16.53 | $330,600 | 725,455 | May 1, 2017 |
| Interstate Batteries, Inc. | — | Sale | 8,610 | $16.67 | $143,529 | 641,937 | Apr 27, 2017 |
| Interstate Batteries, Inc. | — | Sale | 2,200 | $16.48 | $36,256 | 700,047 | Apr 25, 2017 |
| Cotton Stephen | Chief Commercial Officer | Sale | 4,415 | $17.26 | $76,203 | 93,291 | Apr 19, 2017 |
| Murphy Thomas Michael | Chief Financial Officer | Sale | 20,000 | $17.25 | $345,000 | 745,455 | Apr 10, 2017 |
| Mould Selwyn | Chief Operating Officer | Sale | 20,000 | $18.92 | $378,400 | 745,455 | Apr 3, 2017 |
| Cotton Stephen | Chief Commercial Officer | Sale | 4,415 | $17.84 | $78,764 | 97,706 | Mar 22, 2017 |
| DIVITO VINCENT L | — | Purchase | 1,000 | $17.25 | $17,250 | 1,000 | Mar 8, 2017 |
| Murphy Thomas Michael | Chief Financial Officer | Sale | 20,000 | $17.24 | $344,800 | 765,455 | Mar 8, 2017 |
| Mould Selwyn | Chief Operating Officer | Sale | 20,000 | $17.03 | $340,600 | 765,455 | Mar 7, 2017 |
| Cotton Stephen | Chief Commercial Officer | Gift | 3,000 | — | — | 102,121 | Dec 30, 2016 |
| Slade Mark | — | Purchase | 7,500 | $10.00 | $75,000 | 27,500 | Nov 16, 2016 |
| Clarke Stephen R. | President and CEO | Purchase | 20,000 | $10.00 | $200,000 | 1,028,637 | Nov 16, 2016 |
| Cotton Stephen | Chief Commercial Officer | Purchase | 2,500 | $4.95 | $12,375 | 102,621 | Aug 24, 2015 |
| Clarke Stephen R. | President and CEO | Purchase | 2,500 | $4.73 | $11,825 | 1,008,637 | Aug 21, 2015 |
| Slade Mark | — | Purchase | 20,000 | $5.00 | $100,000 | 20,000 | Jul 31, 2015 |