Axalta Coating Systems Ltd. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Finn Michael F. | SVP & General Counsel | Option Exercise | 4,000 | $11.84 | $47,360 | 102,384 | Dec 16, 2016 |
| Ryerkerk Lori | — | Option Exercise | 410 | — | — | 410 | Oct 30, 2016 |
| SHAVER CHARLES W | CEO | Sale | 24,237 | $28.05 | $679,848 | 562,110 | Oct 4, 2016 |
| Lannon Sean M. | VP Corp Fin & Controller, PAO | Option Exercise | 2,773 | $8.88 | $24,624 | 3,615 | Oct 3, 2016 |
| Markevich Steven R. | EVP & Pres., Trans. Coatings | Sale | 921 | $28.05 | $25,834 | 191,609 | Oct 3, 2016 |
| Finn Michael F. | SVP & General Counsel | Sale | 36,398 | $28.09 | $1,022,420 | 98,384 | Oct 3, 2016 |
| Carlyle Partners V SA3 Cayman, L.P. | — | Sale | 41,621,996 | $28.13 | $1,170,826,747 | — | Aug 2, 2016 |
| TC Group Cayman Investment Holdings, L.P. | — | Sale | 41,621,996 | $28.13 | $1,170,826,747 | — | Aug 2, 2016 |
| SHAVER CHARLES W | CEO | Sale | 200,000 | $28.21 | $5,642,000 | 562,110 | Jul 28, 2016 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | Option Exercise | 50,000 | $8.88 | $444,000 | 147,820 | Jul 28, 2016 |
| Markevich Steven R. | EVP & Pres., Trans. Coatings | Sale | 133,164 | $28.25 | $3,761,883 | 192,530 | Jul 28, 2016 |
| Bryant Robert W. | EVP & CFO | Option Exercise | 50,821 | $8.88 | $451,290 | 294,256 | Jul 28, 2016 |
| Lannon Sean M. | VP Corp Fin & Controller, PAO | Option Exercise | 12,000 | $11.84 | $142,080 | 17,842 | Jul 28, 2016 |
| Finn Michael F. | SVP & General Counsel | Option Exercise | 70,000 | $5.92 | $414,400 | 168,384 | Jul 28, 2016 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | Option Exercise | 44,382 | $5.92 | $262,741 | 195,793 | Jul 28, 2016 |
| TC Group Cayman Investment Holdings, L.P. | — | Sale | 3,190,000 | $27.93 | $89,096,700 | 41,621,996 | Jun 28, 2016 |
| Carlyle Partners V SA2 Cayman, L.P. | — | Sale | 3,190,000 | $27.93 | $89,096,700 | 41,621,996 | Jun 28, 2016 |
| Carlyle Partners V SA1 Cayman, L.P. | — | Sale | 25,000,000 | $27.93 | $698,250,000 | 44,811,996 | May 31, 2016 |
| CEP III Participations, S.a.r.l. SICAR | — | Sale | 25,000,000 | $27.93 | $698,250,000 | 44,811,996 | May 31, 2016 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | Sale | 1,879 | $27.95 | $52,518 | 97,820 | May 13, 2016 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | Sale | 1,420 | $27.95 | $39,689 | 151,411 | May 13, 2016 |
| Markevich Steven R. | EVP & Pres., Trans. Coatings | Sale | 1,794 | $27.95 | $50,142 | 192,530 | May 13, 2016 |
| Lannon Sean M. | VP Corp Fin & Controller, PAO | Option Exercise | 1,281 | — | — | 1,281 | May 13, 2016 |
| Finn Michael F. | SVP & General Counsel | Sale | 1,315 | $27.95 | $36,754 | 98,384 | May 13, 2016 |
| Bustos Orlando Antonio | — | Option Exercise | 2,050 | — | — | 136,289 | May 12, 2016 |
| Kramvis Andreas | — | Option Exercise | 2,050 | — | — | 11,483 | May 12, 2016 |
| MCLAUGHLIN ROBERT M | — | Option Exercise | 2,050 | — | — | 33,240 | May 12, 2016 |
| Kramvis Andreas | — | Sale | 8,025 | $30.00 | $240,750 | 9,433 | Apr 13, 2016 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | Option Exercise | 81,837 | $5.92 | $484,475 | 181,536 | Apr 5, 2016 |
| Markevich Steven R. | EVP & Pres., Trans. Coatings | Award / Grant | 32,271 | — | — | 178,189 | Feb 2, 2016 |
| SHAVER CHARLES W | CEO | Award / Grant | 118,330 | — | — | 502,945 | Feb 2, 2016 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | Award / Grant | 17,749 | — | — | 90,825 | Feb 2, 2016 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | Award / Grant | 9,681 | — | — | 152,831 | Feb 2, 2016 |
| Bryant Robert W. | EVP & CFO | Award / Grant | 30,120 | — | — | 203,196 | Feb 2, 2016 |
| Finn Michael F. | SVP & General Counsel | Award / Grant | 8,874 | — | — | 99,699 | Feb 2, 2016 |
| Kramvis Andreas | — | Sale | 1,975 | $30.00 | $59,250 | 17,458 | Oct 23, 2015 |
| Lannon Sean M. | Global Controller, PAO | Sale | 43,410 | $29.00 | $1,258,890 | — | Oct 16, 2015 |
| Kramvis Andreas | — | Sale | 10,000 | $28.66 | $286,600 | 19,433 | Oct 15, 2015 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | Option Exercise | 16,854 | $8.88 | $149,664 | 151,066 | Oct 15, 2015 |
| Bryant Robert W. | EVP & CFO | Sale | 73,470 | $28.73 | $2,110,793 | 173,076 | Oct 15, 2015 |
| Bryant Robert W. | EVP & CFO | Sale | 2,300 | $28.00 | $64,400 | 173,076 | Oct 9, 2015 |
| Kramvis Andreas | — | Sale | 60 | $28.00 | $1,680 | 39,373 | Oct 9, 2015 |
| Kramvis Andreas | — | Sale | 10,000 | $26.75 | $267,500 | 49,433 | Oct 5, 2015 |
| Markevich Steven R. | EVP & Pres., Trans. Coatings | Award / Grant | 5,919 | — | — | 145,918 | Sep 30, 2015 |
| SHAVER CHARLES W | CEO | Option Exercise | 50,000 | $5.92 | $296,000 | 434,615 | Sep 15, 2015 |
| Cash Michael A. | SVP & Pres., Indus. Coatings | Option Exercise | 12,647 | $5.92 | $74,870 | 136,434 | Sep 10, 2015 |
| Finn Michael F. | SVP & General Counsel | Option Exercise | 39,356 | $11.84 | $465,975 | 112,432 | Sep 1, 2015 |
| Bryant Robert W. | EVP & CFO | Option Exercise | 25,180 | $8.88 | $223,598 | 198,256 | Sep 1, 2015 |
| McDougall Joseph F. | SVP&Chief Human Resources Off. | Option Exercise | 87,292 | $11.84 | $1,033,537 | 160,368 | Sep 1, 2015 |
| SHAVER CHARLES W | CEO | Sale | 38,000 | $28.37 | $1,078,060 | 384,615 | Sep 1, 2015 |