Rocky Mountain Chocolate Factory, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GLOBAL VALUE INVESTMENT CORP. | — | Purchase | 6,085 | $5.47 | $33,285 | 636,728 | Jul 19, 2023 |
| GEYGAN JEFFREY RICHART | — | Purchase | 11,100 | $5.71 | $63,381 | 621,670 | Jul 18, 2023 |
| Sarlls Robert J | Chief Executive Officer | Purchase | 297 | $5.40 | $1,604 | 5,497 | Jul 18, 2023 |
| JOHNSON STARLETTE B | — | Award / Grant | 6,338 | — | — | 6,338 | Mar 8, 2023 |
| GVP 2021-A, L.P. | — | Other | 6,840 | — | — | 630,643 | Dec 30, 2022 |
| TAYLOR SANDRA E | — | Award / Grant | 6,840 | — | — | 11,183 | Dec 30, 2022 |
| Seabert Brett P | — | Award / Grant | 6,840 | — | — | 16,914 | Dec 30, 2022 |
| Riegel Mark O | — | Award / Grant | 6,840 | — | — | 12,708 | Dec 30, 2022 |
| Arreaga Gabriel | — | Award / Grant | 6,840 | — | — | 11,183 | Dec 30, 2022 |
| GEYGAN JEFFREY RICHART | — | Award / Grant | 6,840 | — | — | 27,158 | Dec 30, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 17,650 | $6.75 | $119,138 | 604,485 | Nov 14, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 21,833 | $6.64 | $144,971 | 586,835 | Nov 9, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 1,275 | $6.59 | $8,402 | 20,318 | Oct 31, 2022 |
| Riegel Mark O | — | Purchase | 152 | $6.55 | $996 | 4,495 | Oct 27, 2022 |
| Sarlls Robert J | Chief Executive Officer | Purchase | 500 | $6.64 | $3,320 | 4,400 | Oct 25, 2022 |
| Seabert Brett P | — | Purchase | 1,600 | $6.16 | $9,856 | 10,074 | Oct 20, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 15,215 | $6.14 | $93,420 | 547,963 | Oct 19, 2022 |
| Sarlls Robert J | Chief Executive Officer | Purchase | 3,400 | $6.21 | $21,114 | 3,400 | Oct 18, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 10,000 | $5.98 | $59,800 | 532,648 | Oct 17, 2022 |
| Berger Andrew | — | Purchase | 20 | $6.55 | $131 | 12,658 | Jun 15, 2022 |
| Charles Elisabeth B | — | Purchase | 100 | $8.11 | $811 | 4,443 | Feb 14, 2022 |
| MERRYMAN BRYAN J | CEO/CFO Treasurer | Sale | 27,393 | $8.06 | $220,788 | 100,000 | Feb 9, 2022 |
| MERRYMAN BRYAN J | CEO/CFO Treasurer | Sale | 27,394 | $8.06 | $220,796 | 99,999 | Feb 9, 2022 |
| McGrath Ryan R | VP of IT | Sale | 4,464 | $7.81 | $34,864 | 12,000 | Jan 31, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 4,700 | $7.76 | $36,472 | 19,043 | Jan 28, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 6,548 | $7.95 | $52,057 | 518,647 | Jan 27, 2022 |
| GEYGAN JEFFREY RICHART | — | Purchase | 13,972 | $7.97 | $111,357 | 512,099 | Jan 26, 2022 |
| Coupe Donna L. | VP Franchise Support | Sale | 300 | $8.00 | $2,400 | 14,986 | Jan 18, 2022 |
| Riegel Mark O | — | Award / Grant | 4,343 | — | — | 4,343 | Nov 30, 2021 |
| Arreaga Gabriel | — | Award / Grant | 4,343 | — | — | 4,343 | Nov 30, 2021 |
| Charles Elisabeth B | — | Award / Grant | 4,343 | — | — | 4,343 | Nov 30, 2021 |
| Seabert Brett P | — | Award / Grant | 4,343 | — | — | 8,474 | Nov 30, 2021 |
| TAYLOR SANDRA E | — | Award / Grant | 4,343 | — | — | 4,343 | Nov 30, 2021 |
| GEYGAN JEFFREY RICHART | — | Award / Grant | 4,343 | — | — | 14,343 | Nov 30, 2021 |
| MERRYMAN BRYAN J | CEO/CFO Treasurer | Tax Withholding | 24,067 | $9.88 | $237,782 | 127,393 | Nov 16, 2021 |
| GEYGAN JEFFREY RICHART GEYGAN | — | Purchase | 882 | $9.06 | $7,991 | 498,127 | Nov 11, 2021 |
| GEYGAN JEFFREY RICHART GEYGAN | — | Purchase | 3,415 | $9.03 | $30,837 | 485,171 | Nov 10, 2021 |
| Radoff Bradley Louis | — | Purchase | 4,958 | $8.71 | $43,184 | 490,979 | Oct 27, 2021 |
| DUDLEY EDWARD L | Sr. VP Sales & Marketing | Sale | 5,000 | $8.71 | $43,550 | 57,063 | Oct 22, 2021 |
| Radoff Bradley Louis | — | Purchase | 13,570 | $8.50 | $115,345 | 486,021 | Oct 21, 2021 |
| Coupe Donna L. | VP Franchise Support | Sale | 7,000 | $8.44 | $59,080 | 16,800 | Oct 21, 2021 |
| Radoff Bradley Louis | — | Purchase | 2,000 | $8.20 | $16,400 | 472,451 | Oct 15, 2021 |
| Radoff Bradley Louis | — | Purchase | 1,547 | $7.58 | $11,726 | 459,751 | Oct 11, 2021 |
| Radoff Bradley Louis | — | Purchase | 8,183 | $7.40 | $60,554 | 458,204 | Oct 4, 2021 |
| Radoff Bradley Louis | — | Purchase | 6,397 | $7.42 | $47,466 | 440,021 | Sep 24, 2021 |
| Radoff Bradley Louis | — | Purchase | 28,624 | $8.27 | $236,720 | 433,624 | Sep 7, 2021 |
| Radoff Bradley Louis | — | Purchase | 1,889 | $7.95 | $15,018 | 366,889 | Aug 31, 2021 |
| Radoff Bradley Louis | — | Purchase | 10,000 | $7.73 | $77,300 | 330,001 | Aug 26, 2021 |
| Radoff Bradley Louis | — | Purchase | 3,594 | $7.29 | $26,200 | 320,001 | Aug 23, 2021 |
| MEWAWALLA RAHUL | — | Award / Grant | 2,000 | — | — | 2,000 | Jun 18, 2021 |