ADVANCED DRAINAGE SYSTEMS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| CHLAPATY JOSEPH A | — | Option Exercise | 517,770 | $13.64 | $7,062,383 | 745,556 | Oct 16, 2017 |
| FISCHER ALEXANDER R | — | Award / Grant | 7,463 | — | — | 27,806 | Sep 15, 2017 |
| NELSON CARL A JR | — | Award / Grant | 7,463 | — | — | 9,788 | Sep 15, 2017 |
| ROSENTHAL RICHARD A | — | Award / Grant | 7,463 | — | — | 39,859 | Sep 15, 2017 |
| KIDDER C ROBERT | — | Award / Grant | 3,731 | — | — | 24,074 | Sep 15, 2017 |
| WEXNER ABIGAIL S | — | Award / Grant | 7,463 | — | — | 102,806 | Sep 15, 2017 |
| Haney Mark | — | Award / Grant | 3,731 | — | — | 23,904 | Sep 15, 2017 |
| FRATTO TANYA D | — | Award / Grant | 3,731 | — | — | 13,904 | Sep 15, 2017 |
| EVERSOLE ROBERT M | — | Award / Grant | 7,463 | — | — | 45,344 | Sep 15, 2017 |
| KLEIN ROBERT M | EVP, Sales | Sale | 20,000 | $20.77 | $415,400 | 340,205 | Sep 11, 2017 |
| BARBOUR D. SCOTT | President & CEO | Award / Grant | 55,697 | — | — | 55,697 | Sep 1, 2017 |
| Stockbridge Fund, L.P. | — | Purchase | 111,841 | $20.33 | $2,273,728 | 6,831,785 | Aug 4, 2017 |
| CHLAPATY JOSEPH A | Chairman, President & CEO | Gift | 45,000 | — | — | 9,629,025 | Jun 15, 2017 |
| CHLAPATY JOSEPH A | Chairman, President & CEO | Purchase | 30,000 | $19.39 | $581,700 | 9,664,025 | Jun 7, 2017 |
| LEEUWENBURG EWOUT | SVP, International | Tax Withholding | 556 | $21.55 | $11,982 | 81,814 | May 15, 2017 |
| KLEIN ROBERT M | EVP, Sales | Tax Withholding | 464 | $21.55 | $9,999 | 360,205 | May 15, 2017 |
| VITARELLI RONALD R | EVP and Co-COO | Sale | 6,000 | $22.37 | $134,220 | 59,698 | Mar 15, 2017 |
| KLEIN ROBERT M | EVP, Sales | Option Exercise | 42,363 | $10.77 | $456,250 | 361,135 | Mar 2, 2017 |
| VITARELLI RONALD R | EVP and Co-COO | Sale | 5,000 | $22.34 | $111,700 | 66,698 | Feb 24, 2017 |
| LEEUWENBURG EWOUT | SVP, International | Option Exercise | 7,060 | $10.77 | $76,036 | 82,838 | Feb 22, 2017 |
| FUSSNER THOMAS M | EVP and Co-COO | Sale | 50,000 | $23.53 | $1,176,500 | 544,032 | Feb 15, 2017 |
| ASP ADS Investco, LLC | — | Sale | 3,750,000 | $22.15 | $83,062,500 | 3,796,908 | Feb 15, 2017 |
| FRATTO TANYA D | — | Award / Grant | 3,100 | — | — | 10,173 | Feb 8, 2017 |
| FISCHER ALEXANDER R | — | Award / Grant | 6,199 | — | — | 14,144 | Feb 8, 2017 |
| WEXNER ABIGAIL S | — | Award / Grant | 6,199 | — | — | 89,144 | Feb 8, 2017 |
| Haney Mark | — | Award / Grant | 3,100 | — | — | 20,173 | Feb 8, 2017 |
| VITARELLI RONALD R | EVP and Co-COO | Award / Grant | 10,331 | — | — | 71,698 | Feb 8, 2017 |
| TALLEY KEVIN C | EVP and CAO | Award / Grant | 5,166 | — | — | 15,520 | Feb 8, 2017 |
| FUSSNER THOMAS M | EVP and Co-COO | Award / Grant | 10,331 | — | — | 594,032 | Feb 8, 2017 |
| EVERSOLE ROBERT M | — | Award / Grant | 6,199 | — | — | 37,881 | Feb 8, 2017 |
| NELSON CARL A JR | — | Award / Grant | 2,325 | — | — | 2,325 | Feb 8, 2017 |
| ROSENTHAL RICHARD A | — | Award / Grant | 6,199 | — | — | 32,396 | Feb 8, 2017 |
| KIDDER C ROBERT | — | Award / Grant | 6,199 | — | — | 14,144 | Feb 8, 2017 |
| MAKOWSKI TIM A | See Remarks | Award / Grant | 2,067 | — | — | 5,167 | Feb 8, 2017 |
| KLEIN ROBERT M | EVP, Sales | Award / Grant | 7,748 | — | — | 318,772 | Feb 8, 2017 |
| Cottrill Scott A | See Remarks | Award / Grant | 12,397 | — | — | 26,860 | Feb 8, 2017 |
| LEEUWENBURG EWOUT | SVP, International | Award / Grant | 5,166 | — | — | 75,778 | Feb 8, 2017 |
| CHLAPATY JOSEPH A | Chairman, President & CEO | Award / Grant | 45,455 | — | — | 227,786 | Feb 8, 2017 |
| FUSSNER THOMAS M | EVP and Co-COO | Option Exercise | 16,216 | $10.75 | $174,322 | 583,701 | Jun 14, 2016 |
| CHLAPATY JOSEPH A | Chairman, President & CEO | Gift | 255,000 | — | — | 9,634,025 | Jun 13, 2016 |
| CHLAPATY JOSEPH A | Chairman, President & CEO | Purchase | 45,000 | $26.77 | $1,204,650 | 9,854,025 | Jun 9, 2016 |
| KLEIN ROBERT M | EVP, Sales | Option Exercise | 56,484 | $7.68 | $433,797 | 311,024 | Mar 11, 2016 |
| LEEUWENBURG EWOUT | SVP, International | Sale | 18,500 | $29.20 | $540,200 | 70,612 | May 26, 2015 |
| STURGEON MARK B | EVP, CFO, Secretary, Treasurer | Sale | 25,000 | $29.22 | $730,500 | 444,052 | May 21, 2015 |
| VITARELLI RONALD R | EVP & Co-COO | Sale | 5,000 | $29.04 | $145,200 | 61,367 | May 21, 2015 |
| FUSSNER THOMAS M | EVP and Co-COO | Option Exercise | 8,187 | $12.59 | $103,074 | 538,144 | May 19, 2015 |
| STURGEON MARK B | EVP, CFO, Secretary, Treasurer | Option Exercise | 10,000 | $10.77 | $107,700 | 469,052 | May 18, 2015 |
| STURGEON MARK B | EVP, CFO, Secretary, Treasurer | Option Exercise | 27,884 | $7.68 | $214,149 | 459,052 | May 18, 2015 |
| KLEIN ROBERT M | EVP, Sales | Sale | 15,000 | $29.86 | $447,900 | 325,145 | May 14, 2015 |
| KLEIN ROBERT M | EVP, Sales | Sale | 15,000 | $29.86 | $447,900 | 268,661 | May 14, 2015 |