Sphere 3D Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| CYRUS CAPITAL PARTNERS GP, LLC | — | Other | 200,181 | $0.43 | $86,078 | 1,905,700 | May 16, 2018 |
| Yeh Jenny C | SVP & General Counsel | Option Exercise | 2,133 | — | — | 2,133 | May 14, 2018 |
| McEwan Duncan J | — | Award / Grant | 15,853 | — | — | 20,348 | May 10, 2018 |
| Kalbfleisch Kurt L. | SVP and CFO | Sale | 962 | $0.35 | $337 | 25,874 | May 10, 2018 |
| Bo-Linn Cheemin | — | Option Exercise | 16,000 | — | — | 36,348 | May 8, 2018 |
| Mahadevan Vivekanand | — | Award / Grant | 15,853 | — | — | 25,481 | May 8, 2018 |
| CYRUS CAPITAL PARTNERS, L.P. | — | Other | 141,845 | $0.53 | $75,178 | 1,358,821 | Apr 30, 2018 |
| FBC HOLDINGS S.A.R.L. | — | Other | 131,156 | $1.40 | $183,618 | 991,516 | Apr 16, 2018 |
| Kalbfleisch Kurt L. | SVP and CFO | Option Exercise | 2,133 | — | — | 25,479 | Apr 11, 2018 |
| Yeh Jenny C | SVP & General Counsel | Sale | 1,357 | $1.04 | $1,411 | — | Apr 10, 2018 |
| Yeh Jenny C | SVP & General Counsel | Sale | 495 | $0.91 | $450 | 838 | Apr 9, 2018 |
| FBC HOLDINGS S.A.R.L. | — | Other | 344,959 | $1.40 | $482,943 | 754,940 | Mar 29, 2018 |
| McEwan Duncan J | — | Award / Grant | 4,495 | — | — | 4,495 | Mar 28, 2018 |
| Mahadevan Vivekanand | — | Award / Grant | 4,495 | — | — | 9,628 | Mar 28, 2018 |
| Bo-Linn Cheemin | — | Award / Grant | 4,495 | — | — | 4,495 | Mar 28, 2018 |
| MF Ventures, LLC | — | Other | 299,999 | — | — | 1,994,569 | Mar 16, 2018 |
| Yeh Jenny C | SVP & General Counsel | Sale | 1,221 | $2.25 | $2,747 | — | Mar 15, 2018 |
| Yeh Jenny C | SVP & General Counsel | Option Exercise | 2,133 | — | — | 2,133 | Mar 14, 2018 |
| Kalbfleisch Kurt L. | SVP and CFO | Option Exercise | 2,133 | — | — | 24,258 | Mar 14, 2018 |
| CYRUS CAPITAL PARTNERS, L.P. | — | Sale | 212,490 | $2.21 | $469,603 | 609,981 | Feb 21, 2018 |
| Kalbfleisch Kurt L. | SVP and CFO | Sale | 1,573 | $2.23 | $3,508 | 23,156 | Feb 16, 2018 |
| Kalbfleisch Kurt L. | SVP and CFO | Option Exercise | 3,734 | — | — | 24,623 | Feb 14, 2018 |
| Kelly Eric | CEO and Chairman | Sale | 1,298 | $2.24 | $2,908 | 51,984 | Feb 14, 2018 |
| Yeh Jenny C | SVP & General Counsel | Sale | 1,992 | $2.22 | $4,422 | — | Feb 14, 2018 |
| Yeh Jenny C | SVP & General Counsel | Option Exercise | 2,134 | — | — | 2,902 | Feb 13, 2018 |
| Yeh Jenny C | SVP & General Counsel | Sale | 8,802 | $2.32 | $20,421 | 10,399 | Jan 18, 2018 |
| Kalbfleisch Kurt L. | SVP and CFO | Sale | 8,802 | $2.32 | $20,421 | 20,889 | Jan 16, 2018 |