FG Nexus Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Case Dan E | Chief Operating Officer | Purchase | 400 | $7.70 | $3,080 | 400 | Jun 8, 2017 |
| Hill John S | VP, Secretary & CFO | Purchase | 3,000 | $7.80 | $23,400 | 7,000 | Jun 7, 2017 |
| Raucy Douglas N | President and CEO | Purchase | 1,791 | $7.75 | $13,880 | 1,791 | Jun 6, 2017 |
| Raucy Douglas N | President and CEO | Purchase | 1,791 | $7.88 | $14,113 | 1,791 | Jun 6, 2017 |
| Wong Dennis Andrew | — | Purchase | 1,500 | $7.80 | $11,700 | 2,500 | Jun 5, 2017 |
| Hill John S | VP, Secretary & CFO | Purchase | 3,000 | $7.80 | $23,400 | 3,000 | Jun 5, 2017 |
| Horowitz Joshua | — | Purchase | 3,400 | $7.85 | $26,690 | 10,400 | Jun 5, 2017 |
| Cerminara Kyle | — | Purchase | 3,333 | $7.80 | $25,997 | 3,333 | Jun 5, 2017 |
| MOGLIA JOSEPH H | — | Other | 77,026 | $7.43 | $572,303 | 125,640 | Apr 28, 2017 |
| BALLANTYNE STRONG, INC. | — | Purchase | 315,625 | $8.00 | $2,525,000 | 1,038,409 | Feb 13, 2017 |
| MOGLIA JOSEPH H | — | Purchase | 9,300 | $7.63 | $70,959 | 712,751 | Dec 12, 2016 |
| KINGSWAY FINANCIAL SERVICES INC | — | Sale | 100,000 | $7.57 | $757,000 | 900,000 | Dec 7, 2016 |
| Fundamental Global Investors, LLC | — | Purchase | 10 | $7.40 | $74 | 578,331 | Dec 7, 2016 |
| Cerminara Kyle | — | Purchase | 3,400 | $7.30 | $24,820 | 573,254 | Dec 1, 2016 |
| MOGLIA JOSEPH H | — | Purchase | 7,900 | $7.50 | $59,250 | 559,554 | Nov 28, 2016 |
| Johnson Lewis M | — | Purchase | 2,800 | $7.50 | $21,000 | 519,102 | Nov 21, 2016 |
| MOGLIA JOSEPH H | — | Purchase | 1,000 | $7.03 | $7,030 | 507,365 | Nov 17, 2016 |
| Fundamental Global Investors, LLC | — | Purchase | 11,450 | $7.14 | $81,753 | 400,652 | Oct 7, 2016 |
| Fundamental Global Investors, LLC | — | Purchase | 2,900 | $6.66 | $19,314 | 377,202 | Oct 5, 2016 |
| Cerminara Kyle | — | Purchase | 36,400 | $6.05 | $220,220 | 351,502 | Sep 30, 2016 |
| Horowitz Joshua | — | Purchase | 2,000 | $6.50 | $13,000 | 7,000 | May 17, 2016 |
| Horowitz Joshua | — | Purchase | 1,000 | $7.20 | $7,200 | 5,000 | Aug 21, 2015 |
| Horowitz Joshua | — | Purchase | 1,000 | $7.58 | $7,580 | 2,000 | May 20, 2015 |
| KINGSWAY FINANCIAL SERVICES INC | — | Other | 120,000 | — | — | 120,000 | Feb 24, 2015 |
| KINGSWAY FINANCIAL SERVICES INC | — | Purchase | 10,900 | $7.49 | $81,641 | 75,000 | Dec 15, 2014 |
| KINGSWAY FINANCIAL SERVICES INC | — | Purchase | 3,700 | $7.49 | $27,713 | 64,100 | Dec 11, 2014 |
| KINGSWAY FINANCIAL SERVICES INC | — | Purchase | 25,000 | $7.52 | $188,000 | 50,000 | Dec 9, 2014 |
| KINGSWAY FINANCIAL SERVICES INC | — | Purchase | 25,000 | $7.79 | $194,750 | 25,000 | Dec 3, 2014 |
| Saenger Leo Christopher III | — | Purchase | 6,200 | $8.00 | $49,600 | 18,700 | Jun 10, 2014 |
| Saenger Leo Christopher III | — | Purchase | 12,500 | $8.00 | $100,000 | 12,500 | Apr 4, 2014 |
| PRATT GORDON G | — | C | 312,500 | — | — | 312,500 | Apr 4, 2014 |
| Fund Management Group LLC | — | C | 312,500 | — | — | 312,500 | Apr 4, 2014 |