Investcorp Credit Management BDC, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SIPCO HOLDINGS LTD | — | Purchase | 1,990 | $7.17 | $14,268 | 179,126 | Dec 12, 2019 |
| Investcorp S.A. | — | Purchase | 1,917 | $7.27 | $13,937 | 177,136 | Dec 6, 2019 |
| Investcorp BDC Holdings Ltd | — | Purchase | 1,900 | $7.15 | $13,585 | 172,121 | Dec 2, 2019 |
| Investcorp S.A. | — | Purchase | 1,699 | $7.20 | $12,233 | 51,415 | Dec 2, 2019 |
| Investcorp BDC Holdings Ltd | — | Purchase | 2,048 | $7.13 | $14,602 | 49,716 | Nov 26, 2019 |
| SIPCO HOLDINGS LTD | — | Purchase | 1,200 | $7.01 | $8,412 | 47,668 | Nov 21, 2019 |
| Investcorp S.A. | — | Purchase | 1,700 | $6.90 | $11,730 | 40,153 | Nov 19, 2019 |
| Investcorp S.A. | — | Purchase | 1,615 | $6.89 | $11,127 | 36,853 | Nov 13, 2019 |
| Investcorp BDC Holdings Ltd | — | Purchase | 816 | $6.81 | $5,557 | 34,038 | Nov 7, 2019 |
| Investcorp Credit Management US LLC | — | Purchase | 105 | $6.71 | $705 | 29,522 | Nov 6, 2019 |
| Investcorp S.A. | — | Purchase | 1,000 | $6.72 | $6,720 | 27,476 | Nov 1, 2019 |
| Investcorp Credit Management US LLC | — | Purchase | 1,600 | $6.68 | $10,688 | 26,376 | Oct 28, 2019 |
| Investcorp Credit Management US LLC | — | Purchase | 500 | $6.62 | $3,310 | 23,339 | Oct 24, 2019 |
| Investcorp S.A. | — | Purchase | 1,700 | $6.52 | $11,084 | 21,039 | Oct 23, 2019 |
| Investcorp Credit Management US LLC | — | Purchase | 1,415 | $6.70 | $9,481 | 19,039 | Oct 21, 2019 |
| SIPCO HOLDINGS LTD | — | Purchase | 1,600 | $6.53 | $10,448 | 10,450 | Oct 10, 2019 |
| DELGUERCIO ROCCO | See Remarks | Purchase | 2,394 | $6.75 | $16,160 | 7,000 | Sep 17, 2019 |
| DELGUERCIO ROCCO | See Remarks | Purchase | 500 | $8.13 | $4,065 | 3,646 | Nov 14, 2018 |
| DELGUERCIO ROCCO | See Remarks | Purchase | 1,000 | $9.02 | $9,020 | 3,086 | Sep 19, 2018 |
| DELGUERCIO ROCCO | CFO, CCO & Treasurer | Purchase | 1,000 | $8.68 | $8,680 | 2,030 | May 18, 2018 |
| DELGUERCIO ROCCO | CFO, CCO & Treasurer | Purchase | 1,000 | $8.28 | $8,280 | 1,000 | Nov 15, 2017 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 2,000 | $9.60 | $19,200 | 103,000 | Sep 11, 2017 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 501 | $10.05 | $5,035 | 98,001 | Mar 21, 2017 |
| MAUER MICHAEL | Chief Executive Officer | Sale | 6,000 | $8.29 | $49,740 | 97,202 | May 12, 2016 |
| Lee Keith | — | Purchase | 1,200 | $10.20 | $12,240 | 10,002 | Dec 15, 2015 |
| RYDER ROBERT P | — | Purchase | 4,500 | $10.51 | $47,295 | 33,062 | Dec 11, 2015 |
| Jansen Christopher E | President and Secretary | Purchase | 1,000 | $10.90 | $10,900 | 77,699 | Dec 2, 2015 |
| Jansen Christopher E | President and Secretary | Purchase | 1,000 | $10.89 | $10,890 | 76,699 | Nov 20, 2015 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 200 | $11.23 | $2,246 | 93,828 | Nov 13, 2015 |
| RYDER ROBERT P | — | Purchase | 3,000 | $11.50 | $34,500 | 28,561 | Sep 15, 2015 |
| Jansen Christopher E | President and Secretary | Purchase | 1,000 | $11.55 | $11,550 | 75,699 | Sep 11, 2015 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 500 | $11.51 | $5,755 | 88,499 | Sep 11, 2015 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 100 | $13.97 | $1,397 | 87,999 | May 19, 2015 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 1,000 | $10.04 | $10,040 | 83,599 | Dec 17, 2014 |
| RYDER ROBERT P | — | Purchase | 5,000 | $10.11 | $50,550 | 24,912 | Dec 17, 2014 |
| Jansen Christopher E | President and Secretary | Purchase | 1,000 | $10.03 | $10,030 | 10,000 | Dec 17, 2014 |
| Persily Julie | — | Purchase | 3,400 | $11.05 | $37,570 | 6,863 | Dec 15, 2014 |
| Lee Keith | — | Purchase | 1,566 | $12.10 | $18,949 | 4,867 | Nov 24, 2014 |
| Kuppenheimer Stephan | — | Purchase | 8,500 | $12.45 | $105,825 | 26,401 | Nov 21, 2014 |
| Jansen Christopher E | President and Secretary | Purchase | 1,000 | $12.11 | $12,110 | 9,000 | Nov 20, 2014 |
| RYDER ROBERT P | — | Purchase | 2,500 | $12.48 | $31,200 | 19,912 | Nov 19, 2014 |
| Jansen Christopher E | President and Secretary | Purchase | 2,000 | $12.58 | $25,160 | 73,699 | Nov 18, 2014 |
| Jansen Christopher E | President and Secretary | Purchase | 2,000 | $12.58 | $25,160 | 73,669 | Nov 18, 2014 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 4,000 | $12.60 | $50,400 | 82,599 | Nov 17, 2014 |
| RYDER ROBERT P | — | Purchase | 1,500 | $13.18 | $19,770 | 17,412 | Sep 25, 2014 |
| Jansen Christopher E | President and Secretary | Purchase | 1,000 | $13.26 | $13,260 | 8,000 | Sep 18, 2014 |
| Agarwal Jai | CFO and Treasurer | Purchase | 2,400 | $13.77 | $33,048 | 2,400 | Sep 15, 2014 |
| MAUER MICHAEL | Chief Executive Officer | Purchase | 3,703 | $13.85 | $51,287 | 74,674 | Sep 12, 2014 |
| Jansen Christopher E | President and Secretary | Purchase | 1,000 | $13.79 | $13,790 | 5,000 | Sep 12, 2014 |
| Kuppenheimer Stephan | — | Purchase | 5,000 | $13.92 | $69,600 | 17,901 | Sep 11, 2014 |