Intercontinental Exchange, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sprecher Jeffrey C | Chief Executive Officer | Award / Grant | 1,013,341 | — | — | 1,013,341 | Nov 13, 2013 |
| CRISP CHARLES R | — | Award / Grant | 2,000 | — | — | 2,000 | Nov 13, 2013 |
| Short Johnathan H | General Counsel & Corp. Sec. | Award / Grant | 11,556 | — | — | 11,556 | Nov 13, 2013 |
| Marcial Edwin D | Chief Technology Officer | Award / Grant | 18,967 | — | — | 18,967 | Nov 13, 2013 |
| Goone David S | Chief Strategic Officer | Award / Grant | 17,181 | — | — | 17,181 | Nov 13, 2013 |
| Hill Scott A | Chief Financial Officer | Award / Grant | 18,355 | — | — | 18,355 | Nov 13, 2013 |
| Farley Thomas W | COO of NYSE Euronext | Award / Grant | 15,688 | — | — | 15,688 | Nov 13, 2013 |
| Niederauer Duncan L | President&CEO of NYSE Euronext | Award / Grant | 202,167 | — | — | 202,167 | Nov 13, 2013 |
| SCOTT ROBERT G | — | Award / Grant | 2,194 | — | — | 2,194 | Nov 13, 2013 |
| HESSELS JAN MICHIEL | — | Award / Grant | 10,317 | — | — | 10,317 | Nov 13, 2013 |
| MCNULTY JAMES J | — | Award / Grant | 9,322 | — | — | 9,322 | Nov 13, 2013 |
| Hefes Sylvain | — | Award / Grant | 3,439 | — | — | 3,439 | Nov 13, 2013 |
| Vice Charles A | President&Chief Op. Officer | Award / Grant | 42,718 | — | — | 42,718 | Nov 13, 2013 |