Waterstone Financial, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Hansen Michael L | — | Sale | 298 | $19.50 | $5,811 | 98,192 | Mar 1, 2021 |
| Bartel Ellen Syburg | — | Option Exercise | 20,773 | $12.75 | $264,856 | 38,273 | Dec 28, 2020 |
| Lawton Patrick S | — | Gift | 65,442 | — | — | 49,131 | Dec 23, 2020 |
| Bartel Ellen Syburg | — | Sale | 10,000 | $18.30 | $183,000 | 17,500 | Nov 16, 2020 |
| Bartel Ellen Syburg | — | Option Exercise | 238 | $12.75 | $3,035 | 17,738 | Nov 11, 2020 |
| RAPPE KRISTINE A | — | Sale | 564 | $18.05 | $10,180 | 28,232 | Nov 9, 2020 |
| Lawton Patrick S | — | Option Exercise | 62,500 | $12.75 | $796,875 | 251,062 | Jul 9, 2020 |
| Gordon Douglas S | CEO | Option Exercise | 110,784 | $12.75 | $1,412,496 | 535,161 | Jul 8, 2020 |
| Bartel Ellen Syburg | — | Sale | 3,450 | $15.82 | $54,579 | 17,500 | Mar 13, 2020 |
| Gordon Douglas S | CEO | Option Exercise | 7,844 | $12.75 | $100,011 | 424,377 | Mar 4, 2020 |
| Gerke Mark Raymond | CFO / Sr. Vice President | Option Exercise | 3,292 | $1.73 | $5,695 | 31,741 | Feb 27, 2020 |
| Bruss William F | COO / General Counsel | Sale | 1,500 | $17.93 | $26,895 | 26,126 | Feb 12, 2020 |
| Lawton Patrick S | — | Sale | 2,386 | $17.56 | $41,898 | 216,317 | Feb 3, 2020 |
| Bruss William F | COO / General Counsel | Sale | 2,250 | $16.60 | $37,350 | 27,626 | Jun 3, 2019 |
| Bartel Ellen Syburg | — | Sale | 300 | $16.56 | $4,968 | 24,695 | May 24, 2019 |
| Gordon Douglas S | CEO | Option Exercise | 7,843 | $12.75 | $99,998 | 416,533 | Mar 12, 2019 |
| Gordon Douglas S | CEO | Tax Withholding | 15,154 | $16.62 | $251,859 | 408,690 | Mar 7, 2019 |
| Bruss William F | COO / General Counsel | Tax Withholding | 2,043 | $16.62 | $33,955 | 29,876 | Mar 7, 2019 |
| Egenhoefer Eric J | — | Sale | 300 | $16.17 | $4,851 | 79,387 | Dec 14, 2018 |
| Egenhoefer Eric J | — | Sale | 6 | $16.50 | $99 | 84,431 | Dec 11, 2018 |
| Egenhoefer Eric J | Subsidiary President | Option Exercise | 6 | $12.75 | $77 | 84,443 | Dec 11, 2018 |
| Bruss William F | COO / General Counsel | Sale | 1,200 | $16.85 | $20,220 | 31,919 | Nov 30, 2018 |
| Bartel Ellen Syburg | — | Sale | 1,255 | $17.02 | $21,360 | — | Sep 11, 2018 |
| Bruss William F | COO / General Counsel | Sale | 2,423 | $17.00 | $41,191 | 33,119 | Aug 16, 2018 |
| Egenhoefer Eric J | Subsidiary President | Sale | 200 | $17.03 | $3,406 | 84,437 | Aug 13, 2018 |
| Egenhoefer Eric J | Subsidiary President | Sale | 340 | $17.03 | $5,790 | 84,437 | Aug 9, 2018 |
| Gerke Mark Raymond | CFO / Sr. Vice President | Tax Withholding | 1,325 | $16.91 | $22,406 | 28,449 | Jun 22, 2018 |
| Gerke Mark Raymond | CFO / Sr. Vice President | Sale | 200 | $17.63 | $3,526 | 31,392 | May 9, 2018 |
| Bruss William F | COO / General Counsel | Sale | 4,500 | $17.40 | $78,300 | 36,119 | May 8, 2018 |
| Bruss William F | COO / General Counsel | Sale | 4,600 | $17.45 | $80,270 | 40,619 | May 8, 2018 |
| Bruss William F | COO / General Counsel | Sale | 600 | $17.48 | $10,488 | 45,219 | May 2, 2018 |
| Bruss William F | COO / General Counsel | Sale | 200 | $17.45 | $3,490 | 48,963 | Apr 26, 2018 |
| Bruss William F | COO / General Counsel | Tax Withholding | 2,056 | $17.70 | $36,391 | 49,163 | Mar 6, 2018 |
| Gordon Douglas S | CEO | Tax Withholding | 15,142 | $17.70 | $268,013 | 423,844 | Mar 5, 2018 |
| Arndt Rebecca M | Sr. Vice President | Tax Withholding | 1,248 | $17.20 | $21,466 | 39,241 | Feb 28, 2018 |
| Arndt Rebecca M | Sr. Vice President | Sale | 53 | $19.90 | $1,055 | 40,489 | Oct 25, 2017 |
| Gerke Mark Raymond | VP/Controller | Tax Withholding | 1,467 | $18.45 | $27,066 | 34,592 | Jun 22, 2017 |
| Egenhoefer Eric J | Subsidiary President | Option Exercise | 38,865 | $3.47 | $134,862 | 84,437 | May 30, 2017 |
| Bruss William F | COO / General Counsel | Tax Withholding | 34,823 | $18.55 | $645,967 | 62,833 | Apr 20, 2017 |
| Arndt Rebecca M | Senior Vice President | Option Exercise | 4,390 | $1.73 | $7,595 | 40,489 | Apr 19, 2017 |
| Gordon Douglas S | CEO | Option Exercise | 15,686 | $12.75 | $199,997 | 431,143 | Mar 27, 2017 |
| Dalum Thomas E | — | Gift | 10,973 | $18.40 | $201,903 | 36,596 | Mar 15, 2017 |
| Arndt Rebecca M | Vice President | Sale | 300 | $18.18 | $5,454 | 36,528 | Mar 10, 2017 |
| Gordon Douglas S | CEO | Tax Withholding | 16,640 | $18.15 | $302,016 | 415,457 | Mar 6, 2017 |
| Bruss William F | COO General Counsel | Tax Withholding | 1,976 | $18.15 | $35,864 | 28,010 | Mar 6, 2017 |
| Arndt Rebecca M | Vice President | Tax Withholding | 1,271 | $18.15 | $23,069 | 38,328 | Mar 6, 2017 |
| Bruss William F | COO / General Counsel | Tax Withholding | 2,121 | $18.70 | $39,663 | 29,986 | Jan 5, 2017 |
| Arndt Rebecca M | Senior Vice President | Tax Withholding | 1,272 | $18.70 | $23,786 | 39,599 | Jan 5, 2017 |
| Egenhoefer Eric J | Subsidiary President | Tax Withholding | 2,946 | $18.85 | $55,532 | 45,572 | Dec 14, 2016 |
| Dalum Thomas E | — | Option Exercise | 54,865 | $16.11 | $883,875 | 110,297 | Dec 7, 2016 |