Trevi Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BASKETT FOREST | — | X | 1,500,000 | — | — | 5,938,562 | Apr 3, 2020 |
| Walker Paul Edward | — | Sale | 564 | $2.66 | $1,500 | 5,937,998 | Apr 3, 2020 |
| Sonsini Peter W. | — | Sale | 564 | $2.66 | $1,500 | 5,937,998 | Apr 3, 2020 |
| SANDELL SCOTT D | — | Sale | 564 | $2.66 | $1,500 | 5,937,998 | Apr 3, 2020 |
| MAKOWER JOSHUA | — | X | 1,500,000 | — | — | 5,938,562 | Apr 3, 2020 |
| Makhzoumi Mohamad | — | Sale | 564 | $2.66 | $1,500 | 5,937,998 | Apr 3, 2020 |
| Florence Anthony A. Jr. | — | X | 1,500,000 | — | — | 5,938,562 | Apr 3, 2020 |
| Chang Carmen | — | Sale | 564 | $2.66 | $1,500 | 5,937,998 | Apr 3, 2020 |
| Behbahani Ali | — | X | 1,500,000 | — | — | 5,938,562 | Apr 3, 2020 |
| BONDERMAN DAVID | — | Other | 564 | — | — | 4,824,883 | Apr 3, 2020 |
| TPG Group Holdings (SBS) Advisors, Inc. | — | X | 200,000 | — | — | 6,324,319 | Jun 1, 2019 |
| COULTER JAMES G | — | C | 5,773,000 | — | — | 5,773,000 | May 9, 2019 |
| Walker Paul Edward | — | Purchase | 1,000,000 | $10.00 | $10,000,000 | 2,938,562 | May 9, 2019 |
| Sonsini Peter W. | — | Purchase | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 | May 9, 2019 |
| SANDELL SCOTT D | — | Purchase | 1,000,000 | $10.00 | $10,000,000 | 2,938,562 | May 9, 2019 |
| MOTT DAVID M | — | Purchase | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 | May 9, 2019 |
| MAKOWER JOSHUA | — | C | 1,938,562 | — | — | 1,938,562 | May 9, 2019 |
| Makhzoumi Mohamad | — | Purchase | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 | May 9, 2019 |
| Florence Anthony A. Jr. | — | Purchase | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 | May 9, 2019 |
| Chang Carmen | — | Purchase | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 | May 9, 2019 |
| Behbahani Ali | — | Purchase | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 | May 9, 2019 |
| BASKETT FOREST | — | Purchase | 1,500,000 | $10.00 | $15,000,000 | 4,438,562 | May 9, 2019 |
| BARRIS PETER J | — | C | 1,938,562 | — | — | 1,938,562 | May 9, 2019 |
| NEA 16 GP, LLC | — | C | 1,938,562 | — | — | 1,938,562 | May 9, 2019 |
| DRAKE PETER F | — | C | 62,540 | — | — | 62,540 | May 9, 2019 |
| Meeker David P | — | C | 27,432 | — | — | 327,968 | May 9, 2019 |
| Omega Fund V GP Manager, Ltd. | — | Purchase | 481,000 | $10.00 | $4,810,000 | 1,063,408 | May 9, 2019 |
| MFIC V, LLC | — | Other | 24,340 | — | — | 247,156 | May 9, 2019 |
| OSHEA WILLIAM J | — | C | 99,046 | — | — | 114,080 | May 9, 2019 |
| Heffernan Michael Thomas | — | Purchase | 2,500 | $10.00 | $25,000 | 6,351 | May 9, 2019 |
| GOOD JENNIFER L | See Remarks | Purchase | 11,250 | $10.00 | $112,500 | 206,204 | May 9, 2019 |
| Aperture Venture Partners IV, L.P. | — | Purchase | 112,000 | $10.00 | $1,120,000 | 344,963 | May 9, 2019 |
| Agger Mette Kirstine | — | C | 776,544 | — | — | 776,544 | May 9, 2019 |
| Richard King Mellon Foundation | — | Other | 24,341 | — | — | 247,157 | May 9, 2019 |
| VANLENT ANNE | — | C | 20,983 | — | — | 20,983 | May 9, 2019 |
| Lundbeckfond Invest A/S | — | C | 776,544 | — | — | 776,544 | May 9, 2019 |
| Drake Debra A | — | C | 10,399 | — | — | 10,399 | May 9, 2019 |
| SCIASCIA THOMAS | Chief Medical Officer | C | 17,118 | — | — | 193,724 | May 9, 2019 |