Harvard Apparatus Regenerative Technology, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DerSimonian Harout | Chief Scientific Officer | Purchase | 10,000 | $0.91 | $9,100 | 10,000 | Oct 12, 2016 |
| KENNEDY JOHN F | — | Purchase | 16,182 | $0.93 | $15,049 | 58,406 | Aug 26, 2016 |
| McGorry James Joseph | President and CEO | Purchase | 25,000 | $0.96 | $24,000 | 126,300 | Aug 25, 2016 |
| McGorry James Joseph | President and CEO | Purchase | 20,000 | $1.07 | $21,400 | 101,300 | Jun 21, 2016 |
| Robinson Thomas H | — | Purchase | 32,000 | $1.17 | $37,440 | 50,000 | Jun 13, 2016 |
| Canepa John J | — | Purchase | 17,241 | $1.46 | $25,172 | 17,241 | May 25, 2016 |
| McGorry James Joseph | President and CEO | Purchase | 10,000 | $1.56 | $15,600 | 81,300 | May 20, 2016 |
| McNaughton Thomas | Chief Financial Officer | Purchase | 2,500 | $1.55 | $3,875 | 206,128 | May 20, 2016 |
| KENNEDY JOHN F | — | Purchase | 6,500 | $1.56 | $10,140 | 42,224 | May 20, 2016 |
| Robinson Thomas H | — | Purchase | 18,000 | $1.36 | $24,480 | 18,000 | May 19, 2016 |
| Robinson Thomas H | — | Purchase | 18,000 | $1.36 | $24,480 | 18,000 | May 19, 2016 |
| LaFrancesca Saverio | Chief Medical Officer | Sale | 2,393 | $1.93 | $4,618 | 41,605 | Dec 17, 2015 |
| KENNEDY JOHN F | — | Purchase | 9,000 | $2.95 | $26,550 | 35,724 | Dec 1, 2015 |
| LaFrancesca Saverio | Chief Medical Officer | Purchase | 10,000 | $3.01 | $30,100 | 43,998 | Dec 1, 2015 |
| McGorry James Joseph | President and CEO | Purchase | 10,000 | $1.79 | $17,900 | 71,300 | Nov 19, 2015 |
| McNaughton Thomas | Chief Financial Officer | Purchase | 10,000 | $1.70 | $17,000 | 201,128 | Nov 19, 2015 |
| McNaughton Thomas | Chief Financial Officer | Purchase | 10,000 | $1.56 | $15,600 | 191,128 | Nov 18, 2015 |
| GREEN DAVID | — | Purchase | 25,000 | $1.34 | $33,500 | 313,259 | Nov 17, 2015 |
| McNaughton Thomas | Chief Financial Officer | Purchase | 15,000 | $1.32 | $19,800 | 181,128 | Nov 17, 2015 |
| LaFrancesca Saverio | Chief Medical Officer | Purchase | 5,000 | $1.29 | $6,450 | 29,498 | Sep 18, 2015 |
| LaFrancesca Saverio | Chief Medical Officer | Purchase | 2,500 | $0.96 | $2,400 | 24,498 | Aug 28, 2015 |
| LaFrancesca Saverio | Chief Medical Officer | Purchase | 2,500 | $0.96 | $2,400 | 14,214 | Aug 28, 2015 |
| McNaughton Thomas | Chief Financial Officer | Purchase | 10,000 | $0.88 | $8,800 | 166,128 | Aug 26, 2015 |
| KENNEDY JOHN F | — | Purchase | 12,000 | $0.83 | $9,960 | 26,724 | Aug 24, 2015 |
| McGorry James Joseph | President and CEO | Purchase | 26,300 | $0.75 | $19,725 | 61,300 | Aug 20, 2015 |
| McNaughton Thomas | Chief Financial Officer | Purchase | 25,000 | $0.76 | $19,000 | 156,128 | Aug 19, 2015 |
| LaFrancesca Saverio | Chief Medical Officer | Other | 10,284 | $1.22 | $12,546 | 21,998 | Jun 30, 2015 |
| KENNEDY JOHN F | — | Purchase | 1,000 | $2.13 | $2,130 | 14,724 | Jun 4, 2015 |
| GREEN DAVID | — | Purchase | 23,400 | $1.98 | $46,332 | 288,259 | Jun 3, 2015 |
| KENNEDY JOHN F | — | Purchase | 1,000 | $1.95 | $1,950 | 13,724 | Jun 3, 2015 |
| GREEN DAVID | — | Purchase | 26,600 | $1.81 | $48,146 | 264,859 | Jun 2, 2015 |
| McNaughton Thomas | Interim CEO & CFO | Purchase | 8,000 | $1.80 | $14,400 | 51,128 | Jun 1, 2015 |
| KENNEDY JOHN F | — | Purchase | 10,000 | $1.67 | $16,700 | 12,724 | Jun 1, 2015 |
| McNaughton Thomas | Interim CEO & CFO | Purchase | 5,000 | $1.91 | $9,550 | 40,128 | May 29, 2015 |
| La Francesca Saverio | Chief Medical Officer | Purchase | 5,000 | $1.85 | $9,250 | 11,714 | May 29, 2015 |
| GREEN DAVID | Chief Executive Officer | Purchase | 50,000 | $1.75 | $87,500 | 388,259 | Feb 18, 2015 |
| McNaughton Thomas | Chief Financial Officer | Purchase | 3,500 | $2.91 | $10,185 | 35,128 | Feb 12, 2015 |
| KENNEDY JOHN F | — | Option Exercise | 139 | $4.75 | $660 | 2,724 | May 29, 2014 |
| McGorry James Joseph | President and CEO | Purchase | 20,000 | $1.90 | $38,000 | 30,000 | Apr 10, 2014 |
| GREEN DAVID | Chief Executive Officer | Tax Withholding | 9,404 | $10.69 | $100,529 | 338,259 | Mar 17, 2014 |
| GREEN DAVID | Chief Executive Officer | Tax Withholding | 1,478 | $4.75 | $7,021 | 380,365 | Jan 9, 2014 |
| GREEN DAVID | Chief Executive Officer | Tax Withholding | 1,478 | $4.75 | $7,021 | 335,402 | Jan 9, 2014 |
| GRAZIANO CHANE | — | Gift | 100,000 | — | — | 676,287 | Nov 7, 2013 |
| HARVARD BIOSCIENCE INC | — | Other | 8,000,000 | — | — | — | Nov 1, 2013 |
| KENNEDY JOHN F | — | Other | 1,950 | — | — | 1,950 | Nov 1, 2013 |
| GREEN DAVID | Chief Executive Officer | Other | 372,526 | — | — | 372,526 | Nov 1, 2013 |
| McNaughton Thomas | Chief Financial Officer | Other | 16,732 | — | — | 16,732 | Nov 1, 2013 |
| GREEN DAVID | Chief Executive Officer | Other | 75,000 | — | — | 75,000 | Nov 1, 2013 |