Tri Pointe Homes, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GRAHAM CHRISTOPHER D. | — | Award / Grant | 8,626 | $14.49 | $124,991 | 16,276 | Aug 12, 2015 |
| GILBERT STEVEN J | — | Award / Grant | 8,626 | $14.49 | $124,991 | 31,788 | Aug 12, 2015 |
| STERNLICHT BARRY S | — | Award / Grant | 8,626 | $14.49 | $124,991 | 16,276 | Aug 12, 2015 |
| GANNON KRISTIN F. | — | Award / Grant | 8,626 | $14.49 | $124,991 | 16,276 | Aug 12, 2015 |
| Fulton Daniel S | — | Award / Grant | 8,626 | $14.49 | $124,991 | 46,349 | Aug 12, 2015 |
| BURROWS LAWRENCE B. | — | Award / Grant | 8,626 | $14.49 | $124,991 | 24,812 | Aug 12, 2015 |
| BAUER DOUGLAS F. | Chief Executive Officer | Sale | 80,000 | $15.20 | $1,216,000 | 885,744 | Jul 1, 2015 |
| GRUBBS MICHAEL D. | CFO and Treasurer | Sale | 45,000 | $15.22 | $684,900 | 770,865 | Jul 1, 2015 |
| GRUBBS MICHAEL D. | CFO and Treasurer | Sale | 45,000 | $16.00 | $720,000 | 815,865 | Jun 24, 2015 |
| MITCHELL THOMAS J. | President, COO and Secretary | Sale | 25,000 | $16.00 | $400,000 | 1,010,822 | Jun 24, 2015 |
| BAUER DOUGLAS F. | Chief Executive Officer | Sale | 23,340 | $15.00 | $350,100 | 965,744 | Jun 12, 2015 |
| Krivanec Ken | President of Quadrant Homes | Sale | 5,432 | $14.74 | $80,068 | 30,117 | Jun 2, 2015 |
| Bauer Douglas F. | Chief Executive Officer | Sale | 47,997 | $15.01 | $720,435 | 989,084 | Jun 1, 2015 |
| Bauer Douglas F. | Chief Executive Officer | Sale | 4,000 | $15.01 | $60,040 | 1,037,081 | May 19, 2015 |
| Bauer Douglas F. | Chief Executive Officer | Sale | 8,037 | $15.00 | $120,555 | 171,227 | May 8, 2015 |
| Keeler Glenn | Principal Accounting Officer | Tax Withholding | 946 | $15.11 | $14,294 | 21,981 | Apr 8, 2015 |
| MITCHELL THOMAS J | President, COO and Secretary | Tax Withholding | 3,727 | $15.11 | $56,315 | 161,400 | Apr 8, 2015 |
| GRUBBS MICHAEL D | CFO and Treasurer | Tax Withholding | 3,630 | $15.11 | $54,849 | 124,119 | Apr 8, 2015 |
| Bauer Douglas F. | Chief Executive Officer | Tax Withholding | 3,824 | $15.11 | $57,781 | 179,264 | Apr 8, 2015 |
| Blank Bradley William | Vice Pres. and General Counsel | Tax Withholding | 757 | $15.11 | $11,438 | 18,787 | Apr 8, 2015 |
| MITCHELL THOMAS J | President, COO, and Secretary | Sale | 7,626 | $15.52 | $118,356 | 165,127 | Apr 2, 2015 |
| GRUBBS MICHAEL D | CFO and Treasurer | Sale | 45,000 | $15.21 | $684,450 | 860,865 | Apr 1, 2015 |
| GRUBBS MICHAEL D | CFO and Treasurer | Sale | 8,017 | $15.28 | $122,500 | 127,749 | Mar 24, 2015 |
| Bauer Douglas F. | Chief Executive Officer | Sale | 27,794 | $15.25 | $423,859 | — | Mar 23, 2015 |
| MITCHELL THOMAS J | President, COO, Secretary | Sale | 27,794 | $15.25 | $423,859 | — | Mar 20, 2015 |
| Burrows Lawrence B | — | Purchase | 6,819 | $14.77 | $100,717 | 16,186 | Mar 16, 2015 |
| GRUBBS MICHAEL D | CFO and Treasurer | Award / Grant | 91,512 | $14.57 | $1,333,330 | 135,766 | Mar 9, 2015 |
| MITCHELL THOMAS J | President, COO, and Secretary | Award / Grant | 128,117 | $14.57 | $1,866,665 | 173,153 | Mar 9, 2015 |
| Bauer Douglas F. | Chief Executive Officer | Award / Grant | 137,268 | $14.57 | $1,999,995 | 183,088 | Mar 9, 2015 |
| GRUBBS MICHAEL D | CFO and Treasurer | Award / Grant | 91,512 | $14.57 | $1,333,330 | 1,036,933 | Mar 9, 2015 |
| MITCHELL THOMAS J | President, COO, and Secretary | Award / Grant | 128,117 | $14.57 | $1,866,665 | 1,074,320 | Mar 9, 2015 |
| Bauer Douglas F. | Chief Executive Officer | Award / Grant | 137,268 | $14.57 | $1,999,995 | 1,084,255 | Mar 9, 2015 |
| Krivanec Ken | President of Quadrant Homes | Award / Grant | 17,368 | $14.97 | $259,999 | 35,549 | Mar 5, 2015 |
| Blank Bradley William | See Remarks | Award / Grant | 13,360 | $14.97 | $199,999 | 19,544 | Mar 5, 2015 |
| Warren Andrew P. | President of Maracay Homes | Award / Grant | 17,635 | $14.97 | $263,996 | 40,850 | Mar 5, 2015 |
| Shapiro Alan Edward | President of Winchester Homes | Award / Grant | 17,368 | $14.97 | $259,999 | 42,842 | Mar 5, 2015 |
| Holder Floyd Will | President of Trendmaker Homes | Award / Grant | 22,044 | $14.97 | $329,999 | 48,738 | Mar 5, 2015 |
| Keeler Glenn | Principal Accounting Officer | Award / Grant | 13,360 | $14.97 | $199,999 | 22,927 | Mar 5, 2015 |
| Mamet Linda Helen | VP of Corporate Marketing | Award / Grant | 11,690 | $14.97 | $174,999 | 11,690 | Mar 5, 2015 |
| Keeler Glenn | Principal Accounting Officer | Tax Withholding | 357 | $15.88 | $5,669 | 9,567 | Mar 1, 2015 |
| Warren Andrew P. | President of Maracay Homes | Tax Withholding | 812 | $15.64 | $12,700 | 23,215 | Feb 13, 2015 |
| Shapiro Alan Edward | President of Winchester Homes | Tax Withholding | 799 | $15.64 | $12,496 | 25,474 | Feb 13, 2015 |
| Krivanec Ken | President of Quadrant Homes | Tax Withholding | 572 | $15.64 | $8,946 | 18,181 | Feb 13, 2015 |
| Holder Floyd Will | President of Trendmaker Homes | Tax Withholding | 747 | $15.64 | $11,683 | 26,694 | Feb 13, 2015 |
| Warren Andrew P. | President of Maracay Homes | Tax Withholding | 780 | $15.64 | $12,199 | 23,247 | Feb 13, 2015 |
| Shapiro Alan Edward | President of Winchester Homes | Tax Withholding | 767 | $15.64 | $11,996 | 25,506 | Feb 13, 2015 |
| Krivanec Ken | President of Quadrant Homes | Tax Withholding | 553 | $15.64 | $8,649 | 18,200 | Feb 13, 2015 |
| Holder Floyd Will | President of Trendmaker Homes | Tax Withholding | 716 | $15.64 | $11,198 | 26,725 | Feb 13, 2015 |
| Warren Andrew P. | President of Maracay Homes | Tax Withholding | 1,211 | $15.49 | $18,758 | 24,027 | Feb 12, 2015 |
| Shapiro Alan Edward | President of Winchester Homes | Tax Withholding | 1,162 | $15.49 | $17,999 | 26,273 | Feb 12, 2015 |