Rithm Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sloves Andrew | — | Award / Grant | 18,972 | — | — | 156,477 | May 26, 2023 |
| Hebard Peggy Hwan | — | Award / Grant | 18,604 | — | — | 50,604 | May 26, 2023 |
| Finnerty Kevin J | — | Award / Grant | 18,972 | — | — | 281,080 | May 26, 2023 |
| Saltzman David | — | Award / Grant | 19,584 | — | — | 96,274 | May 26, 2023 |
| Hebard Peggy Hwan | — | Award / Grant | 32,000 | $7.94 | $254,080 | 32,000 | May 10, 2023 |
| Nierenberg Michael | Chief Executive Officer | Award / Grant | 14,079 | — | — | 1,408,699 | Apr 28, 2023 |
| Sivin Philip M | Chief Legal Officer | Award / Grant | 402 | — | — | 16,932 | Apr 28, 2023 |
| SANTORO NICOLA JR | Chief Financial Officer | Award / Grant | 2,011 | — | — | 117,662 | Apr 28, 2023 |
| Nierenberg Michael | Chief Executive Officer | Award / Grant | 459,558 | — | — | 1,394,620 | Feb 21, 2023 |
| SANTORO NICOLA JR | Chief Financial Officer | Award / Grant | 65,651 | — | — | 115,651 | Feb 21, 2023 |
| Sivin Philip M | Chief Legal Officer | Award / Grant | 13,130 | — | — | 16,530 | Feb 21, 2023 |
| Sloves Andrew | — | Award / Grant | 15,300 | — | — | 137,505 | Jan 4, 2023 |
| Nierenberg Michael | Chairman, CEO & President | Award / Grant | 578,034 | — | — | 935,062 | Dec 8, 2022 |
| Finnerty Kevin J | — | Award / Grant | 8,048 | — | — | 262,108 | Jun 30, 2022 |
| Sloves Andrew | — | Award / Grant | 8,048 | — | — | 122,205 | Jun 30, 2022 |
| Le Melle Patrice M | — | Award / Grant | 8,874 | — | — | 8,874 | May 27, 2022 |
| Sloves Andrew | — | Award / Grant | 8,874 | — | — | 114,157 | May 27, 2022 |
| Saltzman David | — | Award / Grant | 8,874 | — | — | 76,690 | May 27, 2022 |
| MCGINNIS ROBERT | — | Award / Grant | 8,874 | — | — | 128,865 | May 27, 2022 |
| LENEHAN PAMELA F | — | Award / Grant | 9,761 | — | — | 74,953 | May 27, 2022 |
| Finnerty Kevin J | — | Award / Grant | 8,874 | — | — | 254,060 | May 27, 2022 |
| Sloves Andrew | — | Award / Grant | 9,116 | — | — | 105,283 | Jan 4, 2022 |
| MCGINNIS ROBERT | — | Award / Grant | 9,116 | — | — | 119,991 | Jan 4, 2022 |
| LENEHAN PAMELA F | — | Award / Grant | 10,028 | — | — | 64,487 | Jan 4, 2022 |
| MCGINNIS ROBERT | — | Purchase | 4,000 | $25.18 | $100,720 | 4,000 | Nov 23, 2021 |
| Saltzman David | — | Award / Grant | 9,452 | — | — | 67,816 | May 28, 2021 |
| MCGINNIS ROBERT | — | Award / Grant | 9,452 | — | — | 110,875 | May 28, 2021 |
| JACOBS DOUGLAS L | — | Award / Grant | 9,452 | — | — | 57,090 | May 28, 2021 |
| Finnerty Kevin J | — | Award / Grant | 9,452 | — | — | 270,032 | May 28, 2021 |
| LENEHAN PAMELA F | — | Award / Grant | 10,397 | — | — | 54,459 | May 28, 2021 |
| Sloves Andrew | — | Award / Grant | 9,452 | — | — | 96,167 | May 28, 2021 |
| Nierenberg Michael | Chairman, CEO & President | Purchase | 100,000 | $10.10 | $1,010,000 | 357,028 | Apr 19, 2021 |
| LENEHAN PAMELA F | — | L | 705 | $9.51 | $6,705 | 65,192 | Jan 29, 2021 |
| MCGINNIS ROBERT | — | Award / Grant | 10,549 | — | — | 101,423 | Jan 4, 2021 |
| Tyson Alan L. | — | Award / Grant | 10,549 | — | — | 159,707 | Jan 4, 2021 |
| LENEHAN PAMELA F | — | Award / Grant | 10,549 | — | — | 42,837 | Jan 4, 2021 |
| Sloves Andrew | — | Award / Grant | 10,549 | — | — | 86,715 | Jan 4, 2021 |
| Finnerty Kevin J | — | Award / Grant | 10,549 | — | — | 260,580 | Jan 4, 2021 |
| LENEHAN PAMELA F | — | L | 163 | $5.78 | $942 | 43,000 | Jul 29, 2020 |
| Tyson Alan L. | — | Purchase | 10,000 | $7.72 | $77,200 | 149,158 | Jul 27, 2020 |
| Tyson Alan L. | — | Award / Grant | 13,423 | — | — | 139,158 | Jun 19, 2020 |
| Sloves Andrew | — | Award / Grant | 13,423 | — | — | 76,166 | Jun 19, 2020 |
| Saltzman David | — | Award / Grant | 13,423 | — | — | 58,364 | Jun 19, 2020 |
| MCGINNIS ROBERT | — | Award / Grant | 13,423 | — | — | 90,874 | Jun 19, 2020 |
| LENEHAN PAMELA F | — | Award / Grant | 13,423 | — | — | 32,288 | Jun 19, 2020 |
| JACOBS DOUGLAS L | — | Award / Grant | 14,766 | — | — | 47,638 | Jun 19, 2020 |
| Finnerty Kevin J | — | Award / Grant | 13,423 | — | — | 250,031 | Jun 19, 2020 |
| Sloves Andrew | — | Purchase | 1,200 | $7.29 | $8,748 | 2,300 | May 29, 2020 |
| LENEHAN PAMELA F | — | Purchase | 10,000 | $5.53 | $55,300 | 18,865 | Mar 19, 2020 |
| Sloves Andrew | — | Purchase | 10,000 | $6.03 | $60,300 | 62,743 | Mar 19, 2020 |