Triumph Financial, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lehmann Gail | VP Operations and Secretary | Award / Grant | 2,666 | — | — | 26,380 | Apr 1, 2015 |
| KRATZ DOUGLAS M | — | Award / Grant | 1,481 | — | — | 140,143 | Apr 1, 2015 |
| Graft Aaron P | President & CEO | Award / Grant | 6,614 | — | — | 110,428 | Apr 1, 2015 |
| Fowler R Bryce | Chief Financial Officer | Award / Grant | 3,666 | — | — | 48,300 | Apr 1, 2015 |
| Dobrient Robert | — | Award / Grant | 1,481 | — | — | 50,902 | Apr 1, 2015 |
| Davis Richard Loren | — | Award / Grant | 1,481 | — | — | 62,833 | Apr 1, 2015 |
| Anderson Charles A | — | Award / Grant | 1,481 | — | — | 99,318 | Apr 1, 2015 |
| Lehmann Gail | VP Operations and Secretary | Award / Grant | 18,333 | — | — | 23,714 | Dec 2, 2014 |
| Graft Aaron P | President & CEO | Award / Grant | 30,000 | — | — | 103,814 | Dec 1, 2014 |
| Fowler R Bryce | Chief Financial Officer | Award / Grant | 30,000 | — | — | 44,634 | Dec 1, 2014 |
| Pittman Patricia L | AVP and Controller | Award / Grant | 8,000 | — | — | 15,783 | Dec 1, 2014 |
| Sperring Raymond W III | Executive Vice President | Award / Grant | 4,000 | — | — | 6,258 | Dec 1, 2014 |
| Nelson Adam D | SVP and General Counsel | Award / Grant | 11,567 | — | — | 13,449 | Dec 1, 2014 |
| Pittman Patricia L | AVP and Controller | Purchase | 1,000 | $12.00 | $12,000 | 7,783 | Nov 13, 2014 |
| MCCLAIN DEREK R | — | Purchase | 3,700 | $12.00 | $44,400 | 12,336 | Nov 13, 2014 |
| Lehmann Gail | VP Operations and Secretary | Purchase | 400 | $12.00 | $4,800 | 5,381 | Nov 13, 2014 |
| Fowler R Bryce | Chief Financial Officer | Purchase | 7,000 | $12.00 | $84,000 | 14,634 | Nov 13, 2014 |
| Graft Aaron P | President & CEO | Purchase | 15,000 | $12.00 | $180,000 | 73,814 | Nov 13, 2014 |
| Dobrient Robert | — | Purchase | 10,000 | $12.00 | $120,000 | 49,421 | Nov 13, 2014 |
| Davis Richard Loren | — | Purchase | 13,667 | $12.00 | $164,004 | 61,352 | Nov 13, 2014 |
| Anderson Charles A | — | Purchase | 46,000 | $12.00 | $552,000 | 97,837 | Nov 13, 2014 |
| Nelson Adam D | SVP and General Counsel | Purchase | 1,000 | $12.00 | $12,000 | 1,882 | Nov 13, 2014 |
| Trail Justin N | — | Purchase | 25,000 | $12.00 | $300,000 | 38,546 | Nov 13, 2014 |
| Sperring Raymond W III | Executive Vice President | Purchase | 700 | $12.00 | $8,400 | 2,258 | Nov 13, 2014 |
| Sparks C Todd | — | Purchase | 24,000 | $12.00 | $288,000 | 42,322 | Nov 13, 2014 |
| Sepulveda Carlos M | Executive Chairman | Purchase | 77,600 | $12.00 | $931,200 | 438,844 | Nov 13, 2014 |
| Rafferty Michael P | — | Purchase | 10,000 | $12.00 | $120,000 | 10,000 | Nov 13, 2014 |
| Graft Aaron P | President & CEO | Purchase | 5,000 | $12.18 | $60,900 | 58,814 | Nov 7, 2014 |
| Sparks C Todd | — | Purchase | 1,000 | $12.31 | $12,310 | 241,902 | Nov 7, 2014 |
| Graft Aaron P | President & CEO | Purchase | 3,220 | $12.09 | $38,930 | 48,014 | Nov 7, 2014 |
| Miller Maribess L | — | Purchase | 8,000 | $12.40 | $99,200 | 8,000 | Nov 7, 2014 |