Phio Pharmaceuticals Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kontulis Caitlin | Secretary & VP Finance & Admin | Tax Withholding | 4,011 | $0.82 | $3,289 | 103,815 | Mar 1, 2022 |
| Dispersyn Gerrit | President & CEO | Tax Withholding | 8,954 | $0.82 | $7,342 | 212,327 | Mar 1, 2022 |
| Lockshin Curtis | — | Award / Grant | 10,000 | — | — | 20,366 | Feb 15, 2022 |
| Kontulis Caitlin | Secretary & VP Finance & Admin | Award / Grant | 68,000 | — | — | 107,826 | Feb 15, 2022 |
| Freeman Jonathan E | — | Award / Grant | 10,000 | — | — | 20,364 | Feb 15, 2022 |
| Ferrara Robert L | — | Award / Grant | 10,000 | — | — | 23,000 | Feb 15, 2022 |
| Dorman H. Paul | — | Award / Grant | 10,000 | — | — | 20,370 | Feb 15, 2022 |
| Dispersyn Gerrit | President & CEO | Award / Grant | 126,000 | — | — | 221,281 | Feb 15, 2022 |
| CAUWENBERGH GEERT | — | Award / Grant | 10,000 | — | — | 32,822 | Feb 15, 2022 |
| Bitterman Robert J | — | Award / Grant | 10,000 | — | — | 25,826 | Feb 15, 2022 |
| Dispersyn Gerrit | President & CEO | Purchase | 6,000 | $1.63 | $9,780 | 95,281 | Aug 16, 2021 |
| Dispersyn Gerrit | President & CEO | Purchase | 1,953 | $2.56 | $5,000 | 89,281 | Mar 4, 2021 |
| Ferrara Robert L | — | Award / Grant | 10,000 | — | — | 12,318 | Mar 3, 2021 |
| Dorman H. Paul | — | Award / Grant | 10,000 | — | — | 10,370 | Mar 1, 2021 |
| Freeman Jonathan E | — | Award / Grant | 10,000 | — | — | 10,364 | Mar 1, 2021 |
| CAUWENBERGH GEERT | — | Award / Grant | 10,000 | — | — | 22,822 | Mar 1, 2021 |
| Bitterman Robert J | — | Award / Grant | 10,000 | — | — | 15,826 | Mar 1, 2021 |
| Lockshin Curtis | — | Award / Grant | 10,000 | — | — | 10,366 | Mar 1, 2021 |
| Kontulis Caitlin | Secretary & VP Finance & Admin | Award / Grant | 34,600 | — | — | 39,826 | Mar 1, 2021 |
| Dispersyn Gerrit | President & CEO | Purchase | 2,500 | $3.03 | $7,575 | 87,328 | Mar 1, 2021 |
| Dispersyn Gerrit | President & CEO | Purchase | 2,000 | $2.50 | $5,000 | 16,377 | Aug 19, 2020 |
| Dispersyn Gerrit | President & CEO | Tax Withholding | 673 | $2.93 | $1,972 | 14,628 | Mar 1, 2020 |
| Bitterman Robert J | — | Award / Grant | 300,000 | $0.10 | $30,000 | 320,440 | Nov 18, 2019 |
| Dispersyn Gerrit | President & CEO | Award / Grant | 350,000 | $0.10 | $35,000 | 827,817 | Nov 18, 2019 |
| Kontulis Caitlin | Secretary & VP Finance & Admin | Award / Grant | 237,500 | $0.10 | $23,750 | 279,030 | Nov 18, 2019 |
| CAUWENBERGH GEERT | — | Award / Grant | 225,000 | $0.10 | $22,500 | 704,841 | Nov 18, 2019 |
| Ferrara Robert L | — | Award / Grant | 127,500 | $0.10 | $12,750 | 127,500 | Nov 18, 2019 |
| CAUWENBERGH GEERT | — | Tax Withholding | 1,751 | $0.40 | $700 | 479,841 | Aug 1, 2019 |
| Dispersyn Gerrit | President & CEO | Tax Withholding | 1,236 | $0.40 | $494 | 477,817 | Aug 1, 2019 |
| Kontulis Caitlin | Secretary & VP Finance & Admin | Tax Withholding | 749 | $0.40 | $300 | 41,530 | Aug 1, 2019 |
| Barrett John A | Chief Development Officer | Award / Grant | 222,991 | — | — | 222,991 | Apr 22, 2019 |
| Dispersyn Gerrit | President & CEO | Award / Grant | 407,703 | — | — | 479,053 | Mar 1, 2019 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 152,415 | $0.38 | $57,918 | 481,592 | Feb 28, 2019 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 22,279 | $0.36 | $8,020 | 329,177 | Feb 15, 2019 |
| Freeman Jonathan E | — | Award / Grant | 10,000 | — | — | 20,000 | Feb 13, 2019 |
| Lockshin Curtis | — | Award / Grant | 10,000 | — | — | 20,130 | Feb 13, 2019 |
| Dorman H. Paul | — | Award / Grant | 10,000 | — | — | 20,375 | Feb 13, 2019 |
| Brownlie Keith L | — | Award / Grant | 10,000 | — | — | 20,000 | Feb 13, 2019 |
| Bitterman Robert J | — | Award / Grant | 10,000 | — | — | 20,440 | Feb 13, 2019 |
| Kontulis Caitlin | Secretary & Sr. Dir. Finance | Award / Grant | 27,000 | — | — | 40,214 | Feb 13, 2019 |
| Dispersyn Gerrit | President & COO | Award / Grant | 55,000 | — | — | 71,350 | Feb 13, 2019 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 21,470 | $0.38 | $8,159 | 306,898 | Feb 1, 2019 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 23,729 | $0.34 | $8,068 | 285,428 | Jan 18, 2019 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 23,139 | $0.35 | $8,099 | 261,699 | Jan 4, 2019 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 27,445 | $0.30 | $8,234 | 238,560 | Dec 21, 2018 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 21,882 | $0.37 | $8,096 | 211,115 | Dec 7, 2018 |
| CAUWENBERGH GEERT | Chief Executive Officer | Award / Grant | 25,941 | $0.31 | $8,042 | 189,233 | Nov 23, 2018 |
| CAUWENBERGH GEERT | President & CEO | Award / Grant | 18,698 | $0.43 | $8,040 | 163,292 | Nov 9, 2018 |
| CAUWENBERGH GEERT | President & CEO | Award / Grant | 18,519 | $0.44 | $8,148 | 144,594 | Oct 26, 2018 |
| CAUWENBERGH GEERT | President & CEO | Award / Grant | 17,230 | $0.47 | $8,098 | 126,075 | Oct 12, 2018 |