Rezolute, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HANDOK, INC. | — | Purchase | 125,000 | $0.34 | $42,500 | 93,964,587 | Jul 24, 2020 |
| HANDOK, INC. | — | Purchase | 250,000 | $0.28 | $70,000 | 93,527,587 | Jul 23, 2020 |
| HANDOK, INC. | — | Purchase | 250,000 | $0.25 | $62,500 | 93,277,587 | Jul 21, 2020 |
| HANDOK, INC. | — | Purchase | 250,000 | $0.21 | $52,500 | 92,777,587 | Jul 20, 2020 |
| HANDOK, INC. | — | Purchase | 250,000 | $0.19 | $47,500 | 92,527,587 | Jul 16, 2020 |
| HANDOK, INC. | — | Purchase | 250,000 | $0.16 | $40,000 | 92,277,587 | Jul 15, 2020 |
| HANDOK, INC. | — | Purchase | 84,000 | $0.16 | $13,440 | 92,027,587 | Jul 14, 2020 |
| HANDOK, INC. | — | Purchase | 18,550 | $0.13 | $2,412 | 91,843,587 | Jul 8, 2020 |
| HANDOK, INC. | — | C | 56,818,175 | — | — | 56,818,175 | Jul 23, 2019 |
| Genexine Inc. | — | C | 56,818,175 | — | — | 56,818,175 | Jul 23, 2019 |
| Welch David F | — | Purchase | 5,000 | $0.95 | $4,750 | 1,811,415 | Mar 9, 2017 |
| Welch David F | — | Purchase | 5,000 | $0.95 | $4,750 | 1,796,415 | Mar 6, 2017 |
| Welch David F | — | Purchase | 5,000 | $0.99 | $4,950 | 28,100 | Feb 10, 2017 |
| Welch David F | — | Purchase | 3,100 | $0.97 | $3,007 | 23,100 | Feb 7, 2017 |
| Welch David F | — | Purchase | 5,000 | $0.95 | $4,750 | 5,000 | Feb 6, 2017 |
| Welch David F | — | Purchase | 5,000 | $1.00 | $5,000 | 1,771,432 | Jan 20, 2017 |
| Welch David F | — | Purchase | 5,000 | $0.95 | $4,750 | 15,000 | Jan 12, 2017 |
| Welch David F | — | Purchase | 5,000 | $0.94 | $4,700 | 10,000 | Jan 10, 2017 |
| Elam Nevan C | Chief Executive Officer | Sale | 842,949 | — | — | — | Feb 9, 2015 |
| Huh Hoyoung | — | Award / Grant | 1,057,693 | $275,000.00 | $290,865,575,000 | 5,057,693 | Mar 31, 2014 |
| Konus Advisory Group, Inc. | — | Award / Grant | 1,057,693 | $275,000.00 | $290,865,575,000 | 5,057,693 | Mar 31, 2014 |
| Elam Nevan C | Chief Executive Officer | Award / Grant | 1,057,693 | $275,000.00 | $290,865,575,000 | 5,057,693 | Mar 31, 2014 |
| BAR NIR | President and Treasurer | Sale | 490,000 | $0.08 | $39,200 | — | Sep 4, 2012 |
| CHU JUE MIN | — | Sale | 893,750 | $0.08 | $71,500 | — | Sep 4, 2012 |
| KAEYO INVESTMENTS LTD | — | Sale | 893,750 | $0.08 | $71,500 | — | Sep 4, 2012 |
| TURNOWSKI GUY | Secretary | Sale | 10,000 | $0.08 | $800 | — | Sep 4, 2012 |
| WOLKIN ORIT | — | Sale | 893,750 | $0.08 | $71,500 | — | Sep 4, 2012 |
| WOLKIN ORIT | — | Purchase | 43,750 | $0.08 | $3,500 | 893,750 | Jun 11, 2012 |
| CHU JUE MIN | — | Purchase | 43,750 | $0.08 | $3,500 | 893,750 | Jun 11, 2012 |
| KAEYO INVESTMENTS LTD | — | Purchase | 43,750 | $0.08 | $3,500 | 893,750 | Jun 11, 2012 |
| BAR NIR | President and Treasurer | Purchase | 43,750 | $0.08 | $3,500 | 43,750 | Jun 11, 2012 |