Ideal Power Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BAUM MARK L | — | Purchase | 7,800 | $2.54 | $19,812 | 33,698 | Mar 3, 2017 |
| Alexander Bill | Chief Technology Officer | Purchase | 7,800 | $2.54 | $19,812 | 404,796 | Mar 3, 2017 |
| BELL LON E | — | Purchase | 78,800 | $2.54 | $200,152 | 132,661 | Mar 3, 2017 |
| APPEL PETER A | — | Purchase | 394,400 | $2.54 | $1,001,776 | 1,233,177 | Mar 3, 2017 |
| Alexander Bill | Chief Technology Officer | Award / Grant | 7,800 | $2.54 | $19,812 | 404,796 | Mar 3, 2017 |
| AWM Investment Company, Inc. | — | Other | 810,000 | $2.43 | $1,968,300 | 871,935 | Feb 24, 2017 |
| BELL LON E | — | Purchase | 8,000 | $5.02 | $40,160 | 53,861 | May 19, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 8,000 | $5.02 | $40,160 | 396,996 | May 19, 2016 |
| O'Keefe Ryan | SVP, Business Development | Purchase | 1,000 | $4.03 | $4,030 | 1,500 | May 17, 2016 |
| BURNS TIMOTHY | Chief Financial Officer | Purchase | 1,000 | $4.25 | $4,250 | 11,000 | Mar 14, 2016 |
| BRDAR DANIEL | Chief Executive Officer | Purchase | 4,650 | $4.50 | $20,925 | 4,650 | Mar 4, 2016 |
| BELL LON E | — | Purchase | 15,000 | $4.31 | $64,650 | 45,861 | Feb 25, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 15,000 | $4.31 | $64,650 | 404,996 | Feb 25, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 2,500 | $4.54 | $11,350 | 419,996 | Feb 18, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 2,500 | $4.80 | $12,000 | 424,996 | Feb 16, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 2,500 | $5.32 | $13,300 | 429,996 | Jan 27, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 2,500 | $5.52 | $13,800 | 437,496 | Jan 26, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 2,500 | $5.49 | $13,725 | 445,496 | Jan 20, 2016 |
| Alexander Bill | Chief Technology Officer | Sale | 2,000 | $7.41 | $14,820 | 447,996 | Nov 23, 2015 |
| BAUM MARK L | — | Sale | 29,063 | $7.54 | $219,135 | 25,898 | Nov 13, 2015 |
| APPEL PETER A | — | Purchase | 258,000 | $7.75 | $1,999,500 | 838,777 | May 15, 2015 |
| AWM Investment Company, Inc. | — | Purchase | 535,000 | $7.75 | $4,146,250 | 1,681,935 | May 15, 2015 |
| Alexander Bill | Chief Technology Officer | Sale | 16,000 | $5.60 | $89,600 | 454,996 | Jun 12, 2014 |
| EISENHAURE DAVID B | — | Award / Grant | 3,611 | $5.00 | $18,055 | 3,611 | Jan 3, 2014 |
| BAUM MARK L | — | Award / Grant | 10,861 | $5.00 | $54,305 | 54,961 | Jan 3, 2014 |
| BELL LON E | — | Award / Grant | 10,861 | $5.00 | $54,305 | 30,861 | Jan 3, 2014 |
| EISENHAURE DAVID B | — | Award / Grant | 3,611 | $5.00 | $18,055 | 3,611 | Jan 3, 2014 |
| BAUM MARK L | — | Award / Grant | 10,861 | $5.00 | $54,305 | 54,961 | Jan 3, 2014 |
| BELL LON E | — | Award / Grant | 10,861 | $5.00 | $54,305 | 30,861 | Jan 3, 2014 |
| BELL LON E | — | Other | 58,192 | $3.48 | $202,508 | 58,192 | Nov 27, 2013 |
| BELL LON E | — | Other | 58,192 | $3.48 | $202,508 | 66,525 | Nov 27, 2013 |
| BAUM MARK L | — | Other | 29,063 | $3.48 | $101,139 | 29,063 | Nov 27, 2013 |
| De Tarr Charles | — | Other | 42,087 | $5.00 | $210,435 | 160,493 | Nov 27, 2013 |
| BURNS TIMOTHY | CFO, TREASURER, SECRETARY | Purchase | 10,000 | $5.00 | $50,000 | 10,000 | Nov 27, 2013 |
| APPEL PETER A | — | Other | 580,777 | $3.48 | $2,021,104 | 580,777 | Nov 27, 2013 |
| Bundschuh Paul | CHIEF EXECUTIVE OFFICER | Purchase | 3,000 | $5.00 | $15,000 | 50,634 | Nov 27, 2013 |