PennantPark Floating Rate Capital Ltd. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KATZ SAMUEL L | — | Purchase | 7,482 | $12.00 | $89,784 | 79,500 | Aug 26, 2015 |
| KATZ SAMUEL L | — | Purchase | 10,000 | $12.10 | $121,000 | 69,500 | Aug 24, 2015 |
| Efrat Aviv | CFO | Purchase | 15,000 | $12.85 | $192,750 | 28,750 | Aug 20, 2015 |
| KATZ SAMUEL L | — | Purchase | 7,969 | $14.16 | $112,841 | 69,633 | Aug 26, 2014 |
| KATZ SAMUEL L | — | Purchase | 167 | $14.03 | $2,343 | 61,831 | Aug 21, 2014 |
| KATZ SAMUEL L | — | Purchase | 300 | $13.65 | $4,095 | 59,800 | May 15, 2014 |
| Efrat Aviv | CFO | Purchase | 8,000 | $14.45 | $115,600 | 13,750 | May 22, 2013 |
| KATZ SAMUEL L | — | Purchase | 30,000 | $14.00 | $420,000 | 59,500 | Mar 21, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 9,095 | $14.21 | $129,240 | 149,209 | Feb 20, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 15,600 | $13.96 | $217,776 | 114,267 | Feb 19, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 4,265 | $13.98 | $59,625 | 95,222 | Feb 14, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 2,400 | $13.95 | $33,480 | 90,957 | Feb 11, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 4,100 | $13.96 | $57,236 | 74,008 | Feb 6, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 22,101 | $13.84 | $305,878 | 58,378 | Feb 4, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 1,600 | $13.34 | $21,344 | 28,717 | Jan 30, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 4,700 | $13.42 | $63,074 | 24,342 | Jan 25, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 2,900 | $13.32 | $38,628 | 17,742 | Jan 23, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 1,400 | $13.41 | $18,774 | 13,442 | Jan 18, 2013 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 7,000 | $13.41 | $93,870 | 7,667 | Jan 17, 2013 |
| Efrat Aviv | CFO | Purchase | 3,000 | $10.53 | $31,590 | 5,750 | Nov 30, 2011 |
| Bernstein Adam K | — | Purchase | 1,500 | $11.23 | $16,845 | 5,000 | Aug 18, 2011 |
| KATZ SAMUEL L | — | Purchase | 2,000 | $10.60 | $21,200 | 29,500 | Aug 12, 2011 |
| KATZ SAMUEL L | — | Purchase | 10,000 | $10.80 | $108,000 | 27,500 | Aug 10, 2011 |
| Efrat Aviv | CFO | Purchase | 2,750 | $10.86 | $29,865 | 2,750 | Aug 9, 2011 |
| KATZ SAMUEL L | — | Purchase | 13,000 | $10.87 | $141,310 | 17,500 | Aug 9, 2011 |
| KATZ SAMUEL L | — | Purchase | 4,500 | $10.83 | $48,735 | 4,500 | Aug 8, 2011 |
| Bernstein Adam K | — | Purchase | 3,500 | $11.19 | $39,165 | 3,500 | Aug 8, 2011 |