Apellis Pharmaceuticals, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Chan Gerald | — | Award / Grant | 4,230 | — | — | 4,230 | Jan 1, 2022 |
| Dunlop A. Sinclair | — | Award / Grant | 4,230 | — | — | 71,124 | Jan 1, 2022 |
| Watson David O. | General Counsel | Sale | 1,200 | $48.50 | $58,200 | 107,534 | Dec 27, 2021 |
| Watson David O. | General Counsel | Option Exercise | 4,715 | $14.95 | $70,489 | 108,734 | Dec 22, 2021 |
| Eisele Jeffrey | Exec VP, Program Team Lead | Tax Withholding | 89 | $47.82 | $4,256 | 7,372 | Dec 22, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 375 | $42.88 | $16,080 | 70,729 | Dec 15, 2021 |
| Machiels Alec | — | Option Exercise | 3,000 | $2.67 | $8,010 | 672,544 | Dec 15, 2021 |
| Watson David O. | General Counsel | Gift | 3,333 | — | — | 3,333 | Dec 8, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Option Exercise | 7,000 | $3.76 | $26,320 | 71,104 | Dec 8, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 375 | $42.40 | $15,900 | 64,104 | Dec 1, 2021 |
| Morningside Venture Investments Ltd | — | Purchase | 250,000 | $40.00 | $10,000,000 | 12,806,342 | Nov 18, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 625 | $43.50 | $27,188 | 64,479 | Nov 15, 2021 |
| Machiels Alec | — | Sale | 3,000 | $35.00 | $105,000 | 669,544 | Nov 4, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 625 | $30.70 | $19,188 | 64,805 | Nov 1, 2021 |
| Brown Victoria L. | Program Team Lead | Award / Grant | 882 | — | — | 11,422 | Oct 26, 2021 |
| DeLong Mark Jeffrey | Senior Vice President | Award / Grant | 882 | — | — | 10,372 | Oct 20, 2021 |
| Chopas James George | VP/Chief Accounting Officer | Award / Grant | 882 | — | — | 8,482 | Oct 20, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 750 | $34.57 | $25,928 | 65,430 | Oct 14, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 750 | $33.26 | $24,945 | 66,180 | Oct 1, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Option Exercise | 4,000 | $3.76 | $15,040 | 66,930 | Sep 28, 2021 |
| Watson David O. | General Counsel | Option Exercise | 954 | $4.31 | $4,112 | 99,193 | Sep 10, 2021 |
| Dunlop A. Sinclair | — | Option Exercise | 6,894 | $14.00 | $96,516 | 66,894 | Sep 10, 2021 |
| Chopas James George | See Remarks | Award / Grant | 7,600 | — | — | 7,600 | Aug 30, 2021 |
| Machiels Alec | — | Option Exercise | 2,500 | $2.67 | $6,675 | 672,044 | Aug 16, 2021 |
| Perry Nicole D | Vice President - Accounting | Option Exercise | 1,000 | $3.76 | $3,760 | 5,847 | Aug 2, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 250 | $63.99 | $15,998 | 62,930 | Aug 2, 2021 |
| Machiels Alec | — | Gift | 160,000 | — | — | 259,544 | Jul 22, 2021 |
| DeLong Mark Jeffrey | Senior Vice President | Option Exercise | 1,000 | $15.52 | $15,520 | 10,490 | Jul 21, 2021 |
| Francois Cedric | Chief Executive Officer | Option Exercise | 14,410 | $4.31 | $62,107 | 1,234,243 | Jul 21, 2021 |
| Machiels Alec | — | Option Exercise | 2,500 | $2.67 | $6,675 | 672,044 | Jul 15, 2021 |
| DeLong Mark Jeffrey | Senior Vice President | Option Exercise | 1,000 | $15.52 | $15,520 | 10,490 | Jul 15, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 500 | $64.68 | $32,340 | 63,180 | Jul 14, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 250 | $65.68 | $16,420 | 63,680 | Jul 8, 2021 |
| Perry Nicole D | Vice President - Accounting | Option Exercise | 1,000 | $3.76 | $3,760 | 5,847 | Jul 1, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Option Exercise | 9,000 | $3.76 | $33,840 | 63,930 | Jun 28, 2021 |
| Deschatelets Pascal | Chief Scientific Officer | Option Exercise | 6,250 | $2.67 | $16,688 | 875,837 | Jun 24, 2021 |
| Watson David O. | General Counsel | Option Exercise | 489 | $4.31 | $2,108 | 98,239 | Jun 21, 2021 |
| Francois Cedric | Chief Executive Officer | Gift | 80,000 | — | — | 854,243 | Jun 16, 2021 |
| Machiels Alec | — | Sale | 2,500 | $64.83 | $162,075 | 669,544 | Jun 15, 2021 |
| DeLong Mark Jeffrey | Senior Vice President | Option Exercise | 4,000 | $15.52 | $62,080 | 13,490 | Jun 15, 2021 |
| Grossi Federico | CHIEF MEDICAL OFFICER | Sale | 500 | $61.84 | $30,920 | 54,930 | Jun 14, 2021 |
| Perry Nicole D | Vice President - Accounting | Sale | 1,000 | $61.56 | $61,560 | 4,847 | Jun 11, 2021 |
| SCHEIBLER LUKAS | CHIEF INNOVATION OFFICER | Sale | 3,417 | $60.00 | $205,020 | 26,651 | Jun 10, 2021 |
| Sullivan Timothy Eugene | Chief Financial Officer | Option Exercise | 39,880 | $10.03 | $399,996 | 74,141 | Jun 8, 2021 |
| Dunlop A. Sinclair | — | Other | 2,682 | — | — | 303,361 | Jun 1, 2021 |
| Perry Nicole D | Vice President - Accounting | Sale | 1,000 | $56.40 | $56,400 | 4,847 | Jun 1, 2021 |
| Watson David O. | General Counsel | Option Exercise | 489 | $4.31 | $2,108 | 97,750 | May 28, 2021 |
| Deschatelets Pascal | Chief Scientific Officer | Option Exercise | 6,250 | $2.67 | $16,688 | 875,837 | May 24, 2021 |
| Dunlop A. Sinclair | — | Sale | 64,179 | $51.66 | $3,315,487 | 110,549 | May 19, 2021 |
| DeLong Mark Jeffrey | Senior Vice President | Option Exercise | 2,000 | $15.52 | $31,040 | 11,490 | May 18, 2021 |