PDS Biotechnology Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Leuthner Brian A | President and CEO | Sale | 7,500 | $11.60 | $87,000 | 252,979 | Dec 1, 2016 |
| Leuthner Brian A | President and CEO | Sale | 7,500 | $10.25 | $76,875 | 260,479 | Oct 3, 2016 |
| MIDDLEKAUFF W BRADFORD | Senior VP, GC and Secretary | Purchase | 9,857 | $9.48 | $93,444 | 9,857 | Aug 8, 2016 |
| Leuthner Brian A | President and CEO | Sale | 7,500 | $9.54 | $71,550 | 267,979 | Aug 1, 2016 |
| Vaish Renu | V.P., Global Reg. Affairs | Option Exercise | 5,000 | $5.13 | $25,650 | 5,350 | Jun 16, 2016 |
| HEALY JAMES | — | Purchase | 541,343 | $7.30 | $3,951,804 | 2,852,711 | Mar 11, 2016 |
| LOUGHLIN JAMES J | — | Purchase | 500 | $7.64 | $3,820 | 613 | Mar 11, 2016 |
| Conti Kurt G | — | C | 160,810 | — | — | 160,810 | Oct 6, 2015 |
| BARER SOL J | — | C | 105,319 | — | — | 587,810 | Oct 6, 2015 |
| LOUGHLIN JAMES J | — | Other | 364 | $8.60 | $3,130 | 19,625 | Oct 6, 2015 |
| Spiegel Robert J. | — | Purchase | 3,000 | $11.00 | $33,000 | 37,112 | Oct 6, 2015 |
| HEALY JAMES | — | C | 1,807,703 | — | — | 1,807,703 | Oct 6, 2015 |
| Macdonald R. Loch | Chief Scientific Officer | C | 3,928 | — | — | 570,408 | Oct 6, 2015 |
| Einhorn Andrew J. | Chief Financial Officer | C | 24,089 | — | — | 39,279 | Oct 6, 2015 |
| Hove Anders D | — | Other | 46,665 | $8.60 | $401,319 | 2,068,582 | Oct 6, 2015 |
| Leuthner Brian A | Chief Executive Officer | Other | 80 | $8.60 | $688 | 550,958 | Oct 6, 2015 |
| MARCHIO ALBERT N II | Chief Acct. & Op., Asst. Sec. | Purchase | 100 | $11.00 | $1,100 | 6,504 | Oct 6, 2015 |
| Vaish Renu | V.P., Global Reg. Affairs | Purchase | 350 | $11.00 | $3,850 | 350 | Oct 6, 2015 |
| Faleck Herbert J | Chief Medical Officer | Purchase | 500 | $11.00 | $5,500 | 500 | Oct 6, 2015 |