TWO HARBORS INVESTMENT CORP. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SIERING THOMAS | CEO & President | Award / Grant | 227,920 | $10.53 | $2,399,998 | 1,094,274 | May 14, 2015 |
| Sandberg Rebecca B | General Counsel and Secretary | Award / Grant | 37,986 | $10.53 | $399,993 | 108,616 | May 14, 2015 |
| ROTH WILLIAM | Chief Investment Officer | Award / Grant | 227,920 | $10.53 | $2,399,998 | 778,254 | May 14, 2015 |
| BENDER JAMES J | — | Tax Withholding | 3,419 | $10.53 | $36,002 | 30,778 | May 14, 2015 |
| Woodhouse Hope B | — | Award / Grant | 8,547 | $10.53 | $90,000 | 30,355 | May 14, 2015 |
| KASNET STEPHEN G | — | Award / Grant | 10,921 | $10.53 | $114,998 | 98,747 | May 14, 2015 |
| Abraham Spencer | — | Award / Grant | 8,547 | $10.53 | $90,000 | 14,657 | May 14, 2015 |
| Farrell Brad | CFO and Treasurer | Sale | 20,951 | $10.49 | $219,776 | 129,043 | May 13, 2015 |
| SIERING THOMAS | CEO & President | Purchase | 5,000 | $10.30 | $51,500 | 859,833 | Feb 13, 2015 |
| Farrell Brad | CFO and Treasurer | Sale | 10,969 | $10.15 | $111,335 | 167,012 | Feb 6, 2015 |
| Sandberg Rebecca B | General Counsel and Secretary | Sale | 4,691 | $10.14 | $47,567 | 70,630 | Feb 6, 2015 |
| ROTH WILLIAM | Chief Investment Officer | Sale | 30,000 | $10.14 | $304,200 | 550,334 | Feb 6, 2015 |
| TAYLOR BRIAN | — | Other | 7,216 | — | — | — | Dec 16, 2014 |
| TAYLOR BRIAN | — | Other | 72,919 | — | — | 72,919 | Nov 18, 2014 |
| SIERING THOMAS | Chief Executive Officer & Pres | Purchase | 20,000 | $10.48 | $209,600 | 846,111 | Aug 20, 2014 |
| KASNET STEPHEN G | — | Sale | 5,237 | $10.38 | $54,360 | 87,826 | Aug 11, 2014 |
| Sandberg Rebecca B | Secretary and General Counsel | Sale | 4,582 | $10.44 | $47,836 | 75,306 | Jun 2, 2014 |
| ROTH WILLIAM | Vice President, CIO | Sale | 20,000 | $10.45 | $209,000 | 580,334 | Jun 2, 2014 |
| Farrell Brad | Vice Pres., CFO & Treasurer | Sale | 8,583 | $10.45 | $89,692 | 177,981 | Jun 2, 2014 |
| SIERING THOMAS | CEO, President | Sale | 20,000 | $10.45 | $209,000 | 835,341 | Jun 2, 2014 |
| BENDER JAMES J | — | Award / Grant | 8,729 | $10.31 | $89,996 | 25,650 | May 20, 2014 |
| ROLFO JACQUES R | — | Award / Grant | 8,729 | $10.31 | $89,996 | 29,426 | May 20, 2014 |
| SANDERS WILLIAM REID | — | Award / Grant | 8,729 | $10.31 | $89,996 | 84,890 | May 20, 2014 |
| Woodhouse Hope B | — | Award / Grant | 8,729 | $10.31 | $89,996 | 21,808 | May 20, 2014 |
| Abraham Spencer | — | Award / Grant | 8,729 | $10.31 | $89,996 | 8,729 | May 20, 2014 |
| KASNET STEPHEN G | — | Award / Grant | 11,154 | $10.31 | $114,998 | 93,063 | May 20, 2014 |
| TAYLOR BRIAN | — | Sale | 1,578 | $10.26 | $16,190 | — | May 15, 2014 |
| ROTH WILLIAM | Vice President, CIO | Award / Grant | 263,023 | — | — | 600,334 | Feb 5, 2014 |
| Farrell Brad | Vice Pres., CFO & Treasurer | Award / Grant | 95,761 | — | — | 186,564 | Feb 5, 2014 |
| Sandberg Rebecca B | Secretary and General Counsel | Award / Grant | 38,304 | — | — | 79,872 | Feb 5, 2014 |
| SIERING THOMAS | CEO, President | Award / Grant | 263,023 | — | — | 850,761 | Feb 5, 2014 |
| ROLFO JACQUES R | — | Award / Grant | 3,697 | $9.19 | $33,975 | 20,697 | Dec 17, 2013 |
| Farrell Brad | Vice Pres., CFO & Treasurer | Award / Grant | 750 | $9.38 | $7,035 | 90,803 | Aug 16, 2013 |
| KASNET STEPHEN G | — | Purchase | 10,000 | $9.81 | $98,100 | 81,909 | Aug 9, 2013 |
| SIERING THOMAS | CEO, President | Award / Grant | 260,370 | $11.23 | $2,923,955 | 572,943 | May 29, 2013 |
| ROTH WILLIAM | Vice President, CIO | Award / Grant | 256,011 | $11.23 | $2,875,004 | 337,311 | May 29, 2013 |
| Sandberg Rebecca B | Secretary/Deputy Gen. Counsel | Award / Grant | 40,977 | $11.23 | $460,172 | 41,519 | May 29, 2013 |
| Farrell Brad | Vice Pres., CFO & Treasurer | Award / Grant | 76,803 | $11.23 | $862,498 | 90,053 | May 29, 2013 |
| BENDER JAMES J | — | Purchase | 10,000 | $11.46 | $114,600 | 16,921 | May 24, 2013 |
| SANDERS WILLIAM REID | — | Purchase | 5,000 | $11.45 | $57,250 | 76,161 | May 24, 2013 |
| Woodhouse Hope B | — | Award / Grant | 6,921 | $11.56 | $80,007 | 13,079 | May 21, 2013 |
| KASNET STEPHEN G | — | Award / Grant | 8,651 | $11.56 | $100,006 | 71,909 | May 21, 2013 |
| JOHNSON WILLIAM W | — | Award / Grant | 6,921 | $11.56 | $80,007 | 253,312 | May 21, 2013 |
| SANDERS WILLIAM REID | — | Award / Grant | 6,921 | $11.56 | $80,007 | 71,161 | May 21, 2013 |
| BENDER JAMES J | — | Award / Grant | 6,921 | $11.56 | $80,007 | 6,921 | May 21, 2013 |
| Farrell Brad | Vice Pres., CFO & Treasurer | Purchase | 400 | $12.45 | $4,980 | 13,250 | Feb 22, 2013 |
| ROTH WILLIAM | Vice President, CIO | Purchase | 3,000 | $12.38 | $37,140 | 81,300 | Feb 21, 2013 |
| SIERING THOMAS | CEO, President | Purchase | 8,200 | $12.57 | $103,074 | 312,573 | Feb 19, 2013 |
| SIERING THOMAS | CEO, President | Purchase | 16,800 | $12.60 | $211,680 | 304,373 | Feb 19, 2013 |
| Sandberg Rebecca B | Secretary/Deputy Gen. Counsel | Purchase | 200 | $12.35 | $2,470 | 542 | Feb 11, 2013 |