VIVOS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cadwell Carlton M | — | Award / Grant | 2,813,360 | — | — | 3,878,055 | Dec 17, 2014 |
| KATZAROFF JAMES C | CEO | Award / Grant | 1,673,870 | — | — | 4,339,704 | Dec 17, 2014 |
| Cadwell Carlton M | — | Award / Grant | 4,000 | — | — | 1,064,695 | Nov 24, 2014 |
| Cadwell Carlton M | — | Award / Grant | 10,400 | — | — | 1,060,695 | Nov 14, 2014 |
| Cadwell Carlton M | — | Award / Grant | 12,400 | — | — | 1,048,295 | Oct 14, 2014 |
| Cadwell Carlton M | — | Award / Grant | 9,200 | — | — | 1,035,895 | Sep 15, 2014 |
| Cadwell Carlton M | — | Award / Grant | 10,400 | — | — | 1,026,695 | Aug 15, 2014 |
| Cadwell Carlton M | — | Award / Grant | 8,000 | — | — | 1,016,295 | Jul 15, 2014 |
| Cadwell Carlton M | — | Award / Grant | 10,400 | — | — | 1,008,295 | Jun 16, 2014 |
| KATZAROFF JAMES C | CEO | Purchase | 100,000 | $0.02 | $2,000 | 2,765,834 | Jun 10, 2014 |
| Cadwell Carlton M | — | Award / Grant | 10,400 | — | — | 997,895 | May 16, 2014 |
| Cadwell Carlton M | — | Award / Grant | 5,200 | — | — | 987,495 | Apr 17, 2014 |
| Cadwell Carlton M | — | Award / Grant | 10,400 | — | — | 982,295 | Jan 16, 2014 |
| Cadwell Carlton M | — | Award / Grant | 10,400 | — | — | 971,895 | Dec 16, 2013 |
| Cadwell Carlton M | — | Award / Grant | 12,000 | — | — | 961,495 | Nov 14, 2013 |
| Cadwell Carlton M | — | Award / Grant | 12,000 | — | — | 949,495 | Oct 15, 2013 |
| Cadwell Carlton M | — | Award / Grant | 40,200 | — | — | 937,495 | Sep 12, 2013 |
| KATZAROFF JAMES C | President | Purchase | 200,000 | $0.06 | $12,000 | 2,665,834 | Sep 6, 2013 |
| KATZAROFF JAMES C | President | Purchase | 10,000 | $0.06 | $600 | 2,465,834 | Aug 16, 2013 |
| Cadwell Carlton M | — | Award / Grant | 20,200 | — | — | 897,295 | Aug 15, 2013 |
| Cadwell Carlton M | — | Award / Grant | 20,200 | — | — | 897,295 | Aug 15, 2013 |
| KATZAROFF JAMES C | President | Purchase | 25,000 | $0.05 | $1,250 | 2,455,834 | Aug 12, 2013 |
| KATZAROFF JAMES C | President | Purchase | 10,000 | $0.07 | $700 | 2,430,834 | Aug 9, 2013 |
| Cadwell Carlton M | — | Award / Grant | 20,000 | — | — | 877,095 | Aug 1, 2013 |
| Cadwell Carlton M | — | Award / Grant | 20,000 | — | — | 877,095 | Aug 1, 2013 |
| KATZAROFF JAMES C | President | Purchase | 19,900 | $0.06 | $1,194 | 2,405,684 | Jul 18, 2013 |
| Cadwell Carlton M | — | Award / Grant | 20,200 | — | — | 857,095 | Jul 11, 2013 |
| KATZAROFF JAMES C | President | Purchase | 35,950 | $0.06 | $2,157 | 2,385,784 | Jul 1, 2013 |
| KATZAROFF JAMES C | President | Purchase | 29,000 | $0.06 | $1,740 | 2,349,834 | Jun 27, 2013 |
| Cadwell Carlton M | — | Award / Grant | 20,200 | — | — | 836,895 | Jun 17, 2013 |
| KATZAROFF JAMES C | President | Purchase | 14,000 | $0.10 | $1,400 | 2,320,834 | May 9, 2013 |
| JOLLIFF LEONARD BRUCE | Chief Financial Officer | Purchase | 33,333 | $0.15 | $5,000 | 4,033,333 | Mar 15, 2013 |
| KATZAROFF JAMES C | Chief Executive Officer | Purchase | 133,333 | $0.15 | $20,000 | 2,306,834 | Mar 15, 2013 |
| KATZAROFF JAMES C | Chief Executive Officer | L | 25,000 | $0.16 | $4,000 | 2,173,501 | Feb 26, 2013 |
| Cadwell Carlton M | — | Award / Grant | 16,400 | — | — | 816,695 | Jan 22, 2013 |
| Cadwell Carlton M | — | Award / Grant | 40,509 | — | — | 800,295 | Jan 18, 2013 |
| KATZAROFF JAMES C | Chief Executive Officer | Gift | 20,000 | — | — | 7,277,002 | Jan 11, 2013 |
| Cadwell Carlton M | — | Award / Grant | 60,000 | — | — | 759,786 | Dec 17, 2012 |
| JOLLIFF LEONARD BRUCE | Chief Financial Officer | Award / Grant | 750,000 | — | — | 4,000,000 | Nov 2, 2012 |
| Cadwell Carlton M | — | Award / Grant | 5,000 | — | — | 699,786 | Nov 1, 2012 |
| KATZAROFF JAMES C | Chief Executive Officer | L | 10,000 | $0.16 | $1,600 | 7,267,002 | Oct 31, 2012 |
| Cadwell Carlton M | — | Award / Grant | 44,000 | — | — | 694,786 | Oct 29, 2012 |
| Cadwell Carlton M | — | Award / Grant | 58,000 | — | — | 650,786 | Oct 15, 2012 |
| Cadwell Carlton M | — | Award / Grant | 24,000 | — | — | 592,786 | Aug 30, 2012 |
| JOLLIFF LEONARD BRUCE | Chief Financial Officer | Award / Grant | 2,000,000 | — | — | 3,250,000 | Aug 17, 2012 |
| Cadwell Carlton M | — | Award / Grant | 28,000 | — | — | 568,786 | May 31, 2012 |
| Cadwell Carlton M | — | Award / Grant | 22,000 | — | — | 540,786 | May 18, 2012 |
| KATZAROFF JAMES C | Chief Executive Officer | L | 50,000 | $0.11 | $5,500 | 7,257,002 | Apr 30, 2012 |
| Cadwell Carlton M | — | Award / Grant | 40,000 | — | — | 518,786 | Apr 30, 2012 |
| KATZAROFF JAMES C | Chief Executive Officer | L | 20,000 | $0.12 | $2,400 | 7,207,002 | Apr 23, 2012 |