TALPHERA, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Skyline Venture Management IV, LLC | — | Other | 1,300,000 | — | — | 2,871,933 | Mar 7, 2014 |
| HOFFMAN STEPHEN J | — | Other | 1,300,000 | — | — | 2,871,933 | Mar 7, 2014 |
| Hamel Lawrence G | Chief Development Officer | Tax Withholding | 1,569 | $11.43 | $17,934 | 47,834 | Mar 2, 2014 |
| KING RICHARD | — | Tax Withholding | 11,599 | $11.43 | $132,577 | 134,567 | Mar 2, 2014 |
| Hamel Lawrence G | Chief Development Officer | Award / Grant | 4,878 | $1.20 | $5,854 | 47,880 | Feb 18, 2014 |
| Hamel Lawrence G | Chief Development Officer | Disposition | 1,000 | $12.74 | $12,740 | 40,944 | Jan 17, 2014 |
| Hamel Lawrence G | Chief Development Officer | Disposition | 1,000 | $12.74 | $12,740 | 43,002 | Jan 17, 2014 |
| Hamel Lawrence G | Chief Development Officer | Award / Grant | 4,058 | $1.20 | $4,870 | 39,719 | Dec 17, 2013 |
| Hamel Lawrence G | Chief Development Officer | Award / Grant | 3,433 | $1.20 | $4,120 | 36,661 | Nov 18, 2013 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | — | Purchase | 6,500 | $6.50 | $42,250 | 6,574,060 | Nov 7, 2013 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | — | Purchase | 6,825 | $6.88 | $46,956 | 6,324,060 | Nov 4, 2013 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | — | Purchase | 8,000 | $6.69 | $53,520 | 6,058,400 | Oct 31, 2013 |
| Hamel Lawrence G | Chief Development Officer | Award / Grant | 3,520 | $1.20 | $4,224 | 34,228 | Oct 17, 2013 |
| NOHRA GUY P | — | Sale | 61,634 | $10.21 | $629,283 | 2,604,493 | Sep 20, 2013 |
| Hamel Lawrence G | Chief Development Officer | Disposition | 1,000 | $10.71 | $10,710 | 30,708 | Sep 17, 2013 |
| NOHRA GUY P | — | Sale | 62,461 | $10.29 | $642,724 | 2,666,127 | Sep 16, 2013 |
| EDELMAN JOSEPH | — | Purchase | 850,000 | $11.65 | $9,902,500 | 5,858,400 | Jul 23, 2013 |
| EDWARDS MARK G | — | Purchase | 10,000 | $8.10 | $81,000 | 60,000 | Jun 6, 2013 |
| ADAMS ADRIAN | — | Purchase | 25,000 | $7.78 | $194,500 | 25,000 | May 28, 2013 |
| Dasu Badri N | Chief Engineering Officer | Tax Withholding | 1,363 | $4.96 | $6,760 | 18,139 | Mar 2, 2013 |
| Hamel Lawrence G | Chief Development Officer | Tax Withholding | 1,549 | $4.96 | $7,683 | 26,578 | Mar 2, 2013 |
| JAEGER WILFRED E | — | Purchase | 2,364,705 | $3.31 | $7,827,174 | 6,323,534 | Dec 7, 2012 |
| JAEGER WILFRED E | — | Purchase | 67,543 | $3.40 | $229,646 | 3,704,712 | May 29, 2012 |
| HOFFMAN STEPHEN J | — | Purchase | 284,698 | $3.40 | $967,973 | 4,161,933 | May 29, 2012 |
| THREE ARCH PARTNERS III LP | — | Purchase | 208,911 | $3.40 | $710,297 | 3,958,829 | May 29, 2012 |
| Hamel Lawrence G | Chief Development Officer | Tax Withholding | 1,717 | $2.91 | $4,996 | 13,643 | Mar 2, 2012 |
| Dasu Badri N | Chief Engineering Officer | Tax Withholding | 1,511 | $2.91 | $4,397 | 12,006 | Mar 2, 2012 |
| Hamel Lawrence G | Chief Development Officer | Tax Withholding | 1,540 | $2.91 | $4,481 | 13,820 | Mar 2, 2012 |
| EDWARDS MARK G | — | Purchase | 10,000 | $2.79 | $27,900 | 50,000 | Dec 1, 2011 |
| EDWARDS MARK G | — | Purchase | 40,000 | $2.90 | $116,000 | 40,000 | Nov 14, 2011 |
| WELCH JAMES H | Chief Financial Officer | Purchase | 7,000 | $3.32 | $23,240 | 12,000 | Sep 7, 2011 |
| Dasu Badri N | Chief Engineering Officer | Tax Withholding | 1,354 | $3.10 | $4,197 | 13,517 | Sep 2, 2011 |
| Hamel Lawrence G | Chief Development Officer | Tax Withholding | 1,539 | $3.10 | $4,771 | 15,360 | Sep 2, 2011 |
| SCHRECK THOMAS A | — | Purchase | 500 | $3.28 | $1,640 | 17,982 | Aug 29, 2011 |
| SCHRECK THOMAS A | — | Purchase | 1,000 | $3.01 | $3,010 | 300,451 | Aug 24, 2011 |
| KING RICHARD | Chief Executive Officer | Purchase | 3,500 | $4.56 | $15,960 | 126,957 | Jun 9, 2011 |
| Palmer Pamela P | Chief Medical Officer | Purchase | 8,800 | $4.61 | $40,568 | 326,394 | Jun 9, 2011 |
| Rosen Howard B | — | Award / Grant | 4,394 | — | — | 4,394 | Mar 2, 2011 |
| Hamel Lawrence G | Chief Development Officer | Award / Grant | 16,899 | — | — | 16,899 | Mar 2, 2011 |
| SCHRECK THOMAS A | — | Award / Grant | 59,145 | — | — | 358,596 | Mar 2, 2011 |
| Palmer Pamela P | Chief Medical Officer | Award / Grant | 67,594 | — | — | 317,594 | Mar 2, 2011 |
| KING RICHARD | President and CEO | Award / Grant | 123,457 | — | — | 123,457 | Mar 2, 2011 |
| NOHRA GUY P | — | C | 14,713 | — | — | 2,114,897 | Feb 16, 2011 |
| Mack David Henry | — | Purchase | 680,000 | $5.00 | $3,400,000 | 2,794,907 | Feb 16, 2011 |
| THREE ARCH MANAGEMENT III LLC | — | C | 831,466 | — | — | 1,881,711 | Feb 16, 2011 |
| HOFFMAN STEPHEN J | — | C | 468,664 | — | — | 1,151,568 | Feb 16, 2011 |
| SCHRECK THOMAS A | — | C | 13,932 | — | — | 13,932 | Feb 16, 2011 |
| THREE ARCH ASSOCIATES IV LP | — | C | 857,241 | — | — | 1,940,041 | Feb 16, 2011 |
| Dasu Badri N | Chief Engineering Officer | Award / Grant | 14,871 | — | — | 14,871 | Mar 2, 2010 |