IOVANCE BIOTHERAPEUTICS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dukes Iain D. | — | Purchase | 32,000 | $9.15 | $292,800 | 54,000 | Feb 20, 2024 |
| Rothbaum Wayne P. | — | Purchase | 5,000,000 | $9.15 | $45,750,000 | 28,067,333 | Feb 20, 2024 |
| Vogt Frederick G | Interim CEO & General Counsel | Tax Withholding | 6,530 | $8.37 | $54,656 | 99,138 | Jan 16, 2024 |
| GRAF FINCKENSTEIN FRIEDRICH | Chief Medical Officer | Tax Withholding | 1,577 | $8.37 | $13,199 | 33,607 | Jan 16, 2024 |
| BILINSKY IGOR | Chief Operating Officer | Tax Withholding | 1,577 | $8.37 | $13,199 | 29,867 | Jan 16, 2024 |
| Vogt Frederick G | Interim CEO & General Counsel | Tax Withholding | 8,851 | $3.57 | $31,598 | 84,834 | Oct 16, 2023 |
| BILINSKY IGOR | Chief Operating Officer | Option Exercise | 2,813 | — | — | 30,026 | Oct 16, 2023 |
| GRAF FINCKENSTEIN FRIEDRICH | Chief Medical Officer | Option Exercise | 2,813 | — | — | 33,766 | Oct 16, 2023 |
| MCPEAK MERRILL A | — | Purchase | 10,000 | $5.56 | $55,600 | 248,633 | Sep 18, 2023 |
| Rothbaum Wayne P. | — | Purchase | 5,000,000 | $5.30 | $26,500,000 | 23,067,333 | Sep 15, 2023 |
| Vogt Frederick G | Interim CEO & General Counsel | Option Exercise | 20,834 | — | — | 81,701 | Jul 14, 2023 |
| GRAF FINCKENSTEIN FRIEDRICH | Chief Medical Officer | Tax Withholding | 1,395 | $7.76 | $10,825 | 30,953 | Jul 14, 2023 |
| BILINSKY IGOR | Chief Operating Officer | Tax Withholding | 1,395 | $7.76 | $10,825 | 27,213 | Jul 14, 2023 |
| Vogt Frederick G | Interim CEO & General Counsel | Option Exercise | 20,834 | — | — | 69,718 | Apr 14, 2023 |
| GRAF FINCKENSTEIN FRIEDRICH | Chief Medical Officer | Tax Withholding | 1,395 | $5.64 | $7,868 | 29,535 | Apr 14, 2023 |
| BILINSKY IGOR | Chief Operating Officer | Option Exercise | 2,812 | — | — | 27,190 | Apr 14, 2023 |
| GRAF FINCKENSTEIN FRIEDRICH | Chief Medical Officer | Option Exercise | 11,248 | — | — | 32,796 | Jan 17, 2023 |
| BILINSKY IGOR | Chief Operating Officer | Tax Withholding | 4,671 | $6.43 | $30,035 | 24,378 | Jan 17, 2023 |
| Vogt Frederick G | Interim CEO & General Counsel | Option Exercise | 83,325 | — | — | 85,325 | Jan 17, 2023 |
| GRAF FINCKENSTEIN FRIEDRICH | Chief Medical Officer | Tax Withholding | 11,023 | $6.11 | $67,351 | 21,548 | Jan 3, 2023 |
| BILINSKY IGOR | Chief Operating Officer | Tax Withholding | 10,553 | $6.11 | $64,479 | 17,801 | Jan 3, 2023 |
| Bellemin Jean-Marc | Chief Financial Officer | Tax Withholding | 10,553 | $6.11 | $64,479 | 17,801 | Jan 3, 2023 |
| MCPEAK MERRILL A | — | Purchase | 10,000 | $6.15 | $61,500 | 70,150 | Dec 21, 2022 |
| Rothbaum Wayne P. | — | Purchase | 10,000,000 | $6.50 | $65,000,000 | 18,067,333 | Dec 2, 2022 |
| MCPEAK MERRILL A | — | Purchase | 10,000 | $6.31 | $63,100 | 238,633 | Nov 29, 2022 |
| Vogt Frederick G | Interim CEO & General Counsel | Purchase | 1,000 | $5.98 | $5,980 | 2,000 | Nov 28, 2022 |
| MCPEAK MERRILL A | — | Purchase | 10,000 | $6.18 | $61,800 | 228,633 | Nov 28, 2022 |
| Dukes Iain D. | — | Purchase | 10,000 | $6.10 | $61,000 | 22,000 | Nov 23, 2022 |
| MCPEAK MERRILL A | — | Option Exercise | 40,000 | $5.65 | $226,000 | 60,150 | Aug 23, 2022 |
| GRAF FINCKENSTEIN FRIEDRICH | Chief Medical Officer | Tax Withholding | 6,809 | $7.73 | $52,634 | 12,881 | Jun 14, 2022 |
| Bellemin Jean-Marc | Chief Financial Officer | Option Exercise | 18,850 | — | — | 18,850 | Jun 14, 2022 |
| BILINSKY IGOR | Chief Operating Officer | Option Exercise | 18,850 | — | — | 18,850 | Jun 14, 2022 |
| Vogt Frederick G | Interim CEO & General Counsel | Purchase | 1,000 | $6.44 | $6,440 | 1,000 | Jun 1, 2022 |
| Rothbaum Wayne P. | — | Purchase | 500,000 | $6.77 | $3,385,000 | 7,567,333 | Jun 1, 2022 |
| MCPEAK MERRILL A | — | Purchase | 10,000 | $6.80 | $68,000 | 218,633 | May 31, 2022 |
| Maynard Ryan D | — | Purchase | 7,500 | $6.75 | $50,625 | 7,500 | May 31, 2022 |
| WEISER MICHAEL | — | Purchase | 2,187 | $6.79 | $14,850 | 104,819 | May 31, 2022 |
| MCPEAK MERRILL A | — | Gift | 37,800 | — | — | 418,783 | Jan 8, 2021 |
| Fardis Maria | President and CEO | Tax Withholding | 1,894 | $33.12 | $62,729 | 298,786 | Jun 1, 2020 |
| Fardis Maria | President and CEO | Tax Withholding | 1,894 | $32.00 | $60,608 | 300,680 | May 1, 2020 |
| Fardis Maria | President and CEO | Tax Withholding | 1,494 | $27.94 | $41,742 | 302,574 | Apr 1, 2020 |
| Fardis Maria | President and CEO | Tax Withholding | 1,321 | $35.99 | $47,543 | 304,068 | Mar 2, 2020 |
| Fardis Maria | President and CEO | Tax Withholding | 1,302 | $22.54 | $29,347 | 305,389 | Feb 3, 2020 |
| Fardis Maria | President and CEO | Tax Withholding | 1,562 | $26.68 | $41,674 | 306,691 | Jan 2, 2020 |
| Fardis Maria | President and CEO | Tax Withholding | 1,894 | $22.66 | $42,918 | 308,253 | Nov 1, 2019 |
| Dukes Iain D. | — | Purchase | 12,000 | $8.65 | $103,800 | 12,000 | Dec 18, 2018 |
| MCPEAK MERRILL A | — | Purchase | 10,000 | $9.63 | $96,300 | 456,583 | Dec 13, 2018 |
| Rothbaum Wayne P. | — | Purchase | 300,000 | $9.86 | $2,958,000 | 7,067,333 | Dec 4, 2018 |
| Fardis Maria | President and CEO | Tax Withholding | 1,994 | $8.80 | $17,547 | 342,869 | Mar 1, 2018 |
| Hillsberg Sanford | — | Sale | 33,500 | $9.10 | $304,850 | 120,500 | Aug 25, 2016 |