PubMatic, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kumar Mukul | President, Engineering | C | 8,300 | — | — | 8,300 | Dec 16, 2021 |
| Goel Amar K. | Chief Innovation Officer | C | 5,000 | — | — | 5,000 | Dec 13, 2021 |
| Daimler Susan | — | Option Exercise | 8,750 | — | — | 15,750 | Dec 9, 2021 |
| Goel Rajeev K. | Chief Executive Officer | C | 15,000 | — | — | 15,000 | Dec 2, 2021 |
| Chow Thomas C. | General Counsel and Secretary | Sale | 634 | $37.57 | $23,819 | — | Dec 2, 2021 |
| CARLBORG W ERIC | — | Other | 2,062,987 | — | — | — | Dec 2, 2021 |
| van der Zweep Michael | Controller | Gift | 4,000 | — | — | 85 | Dec 1, 2021 |
| GUPTA NARENDRA | — | Other | 1,991,371 | — | — | — | Dec 1, 2021 |
| Hirsch Jeffrey K. | Chief Commercial Officer | Sale | 879 | $37.89 | $33,305 | 19,929 | Dec 1, 2021 |
| Goel Rajeev K. | Chief Executive Officer | Sale | 200 | $41.07 | $8,214 | — | Nov 30, 2021 |
| Helion Venture Partners LLC | — | Other | 2,611,126 | — | — | — | Nov 29, 2021 |
| Pantelick Steven | Chief Financial Officer | Sale | 49,400 | $39.30 | $1,941,420 | 6,130 | Nov 29, 2021 |
| Chow Thomas C. | General Counsel and Secretary | Sale | 2,600 | $39.06 | $101,556 | — | Nov 26, 2021 |
| Goel Rajeev K. | Chief Executive Officer | Gift | 5,200 | — | — | — | Nov 19, 2021 |
| BLACK CATHLEEN | — | Sale | 18,750 | $38.11 | $714,563 | 18,750 | Nov 18, 2021 |
| van der Zweep Michael | Controller | Option Exercise | 69 | — | — | 112 | Nov 16, 2021 |
| CARLBORG W ERIC | — | C | 2,000,000 | — | — | 2,389,237 | Nov 16, 2021 |
| August Capital Strategic Partners V, L.P. | — | C | 2,000,000 | — | — | 2,389,237 | Nov 16, 2021 |
| Goel Rajeev K. | Chief Executive Officer | Sale | 100 | $41.57 | $4,157 | — | Nov 15, 2021 |
| Nexus India Management I, LP | — | C | 1,517,326 | — | — | 1,517,326 | Nov 12, 2021 |
| Goel Rajeev K. | Chief Executive Officer | Sale | 800 | $42.38 | $33,904 | 13,921 | Nov 12, 2021 |
| GUPTA NARENDRA | — | C | 1,517,326 | — | — | 1,517,326 | Nov 12, 2021 |
| Goel Amar K. | Chief Innovation Officer | Sale | 5,000 | $36.79 | $183,950 | 75,000 | Nov 11, 2021 |
| BLACK CATHLEEN | — | C | 37,500 | — | — | 37,500 | Nov 11, 2021 |
| van der Zweep Michael | Controller | Sale | 500 | $41.07 | $20,535 | 43 | Nov 10, 2021 |
| Chow Thomas C. | General Counsel and Secretary | Sale | 8,700 | $39.59 | $344,433 | — | Nov 10, 2021 |
| Hartenbaum Howard | — | Sale | 8,841 | $39.59 | $350,015 | 20,000 | Nov 10, 2021 |
| Hirsch Jeffrey K. | Chief Commercial Officer | Sale | 2,600 | $38.49 | $100,074 | 14,482 | Nov 10, 2021 |
| Goel Amar K. | Chief Innovation Officer | C | 6,328 | — | — | 6,328 | Nov 8, 2021 |
| Goel Rajeev K. | Chief Executive Officer | Sale | 1,519 | $28.89 | $43,884 | — | Nov 2, 2021 |
| Goel Amar K. | Chief Innovation Officer | Sale | 200 | $30.02 | $6,004 | — | Oct 20, 2021 |
| Goel Amar K. | Chief Innovation Officer | C | 700 | — | — | 700 | Oct 18, 2021 |
| Kumar Mukul | President, Engineering | Option Exercise | 1,055 | — | — | 1,055 | Oct 4, 2021 |
| Goel Rajeev K. | Chief Executive Officer | Sale | 8,692 | $23.69 | $205,913 | 6,308 | Oct 4, 2021 |
| Chow Thomas C. | General Counsel and Secretary | Sale | 509 | $25.29 | $12,873 | — | Oct 1, 2021 |
| Hirsch Jeffrey K. | Chief Commercial Officer | Sale | 743 | $25.47 | $18,924 | 2,082 | Sep 30, 2021 |
| Pantelick Steven | Chief Financial Officer | Sale | 1,196 | $25.47 | $30,462 | 3,030 | Sep 30, 2021 |
| Goel Amar K. | Chief Innovation Officer | Sale | 636 | $25.26 | $16,065 | — | Sep 30, 2021 |
| Helion Venture Partners LLC | — | Other | 2,509,113 | — | — | — | Sep 15, 2021 |
| Goel Rajeev K. | Chief Executive Officer | Sale | 12,329 | $29.20 | $360,007 | 2,671 | Sep 2, 2021 |
| Hartenbaum Howard | — | Gift | 20,000 | — | — | 109,443 | Sep 1, 2021 |
| Hartenbaum Howard | — | Sale | 12,712 | $28.01 | $356,063 | 40,000 | Aug 24, 2021 |
| CARLBORG W ERIC | — | Other | 1,500,000 | — | — | 389,237 | Aug 16, 2021 |
| van der Zweep Michael | Controller | Option Exercise | 69 | — | — | 69 | Aug 16, 2021 |
| August Capital Strategic Partners V, L.P. | — | C | 1,500,000 | — | — | 1,889,237 | Aug 12, 2021 |
| Goel Amar K. | Chief Innovation Officer | Sale | 975 | $31.52 | $30,732 | 1,025 | Aug 12, 2021 |
| GUPTA NARENDRA | — | Other | 3,034,653 | — | — | — | Aug 12, 2021 |
| NEXUS INDIA CAPITAL I L P | — | Other | 3,034,653 | — | — | — | Aug 12, 2021 |
| Hirsch Jeffrey K. | Chief Commercial Officer | C | 5,000 | — | — | 6,519 | Aug 11, 2021 |
| Kumar Mukul | President, Engineering | Sale | 1,062 | $34.43 | $36,565 | — | Jul 2, 2021 |