Energy Recovery, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Johannessen Fred Olav | — | Sale | 33,012 | $6.46 | $213,258 | — | Dec 8, 2009 |
| Arvarius AS | — | Other | 307,285 | — | — | 8,736,981 | Dec 8, 2009 |
| Michelet Hans Peter | Executive Chairman | Sale | 65,000 | $5.62 | $365,300 | 1,236,613 | Dec 1, 2009 |
| Johannessen Fred Olav | — | Sale | 15,000 | $5.59 | $83,850 | 137,400 | Dec 1, 2009 |
| Johannessen Fred Olav | — | Sale | 7,000 | $5.07 | $35,490 | 272,000 | Sep 1, 2009 |
| Sanchez-Blanco Borja | SVP, Sales and Marketing | Purchase | 1,800 | $5.40 | $9,720 | 1,800 | Aug 14, 2009 |
| Michelet Hans Peter | Executive Chairman | Sale | 65,000 | $7.05 | $458,250 | 1,301,613 | Aug 3, 2009 |
| Arvarius AS | — | Other | 307,285 | — | — | 8,429,696 | Jul 12, 2009 |
| Sanchez-Blanco Borja | EVP, Sales, Mktg & Bus. Dev. | Award / Grant | 20,000 | — | — | 20,000 | Jul 1, 2009 |
| Bostick Carolyn F. | VP and General Counsel | Award / Grant | 6,000 | — | — | 6,000 | Jul 1, 2009 |
| Sandlin Terrill | VP of Manufacturing | Award / Grant | 4,000 | — | — | 124,000 | Jul 1, 2009 |
| Willardson Thomas D | CFO | Award / Grant | 4,000 | — | — | 4,000 | Jul 1, 2009 |
| Johannessen Fred Olav | — | Sale | 25,000 | $7.75 | $193,750 | 1,039,500 | Jun 1, 2009 |
| Stover Richard | CTO | Sale | 40,200 | $8.07 | $324,414 | 120,330 | May 27, 2009 |
| Johannessen Fred Olav | — | Sale | 30,000 | $7.82 | $234,600 | 120,000 | May 26, 2009 |
| Johannessen Fred Olav | — | Sale | 1,900 | $8.01 | $15,219 | 38,100 | May 20, 2009 |
| Stover Richard | CTO | Sale | 1,000 | $8.00 | $8,000 | 160,530 | May 20, 2009 |
| Stover Richard | CTO and VP of Sales | Sale | 13,470 | $8.03 | $108,164 | 161,530 | May 12, 2009 |
| Johannessen Fred Olav | — | Sale | 400 | $8.60 | $3,440 | 1,065,300 | May 8, 2009 |
| Johannessen Fred Olav | — | Sale | 11,727 | $8.61 | $100,969 | 1,066,454 | Apr 27, 2009 |
| Johannessen Fred Olav | — | Sale | 2,600 | $8.65 | $22,490 | 182,400 | Apr 20, 2009 |
| Wang Xiao Yin | VP, OEM Group | Sale | 200 | $8.75 | $1,750 | 99,800 | Apr 20, 2009 |
| Johannessen Fred Olav | — | Sale | 10,000 | $7.69 | $76,900 | 185,000 | Apr 16, 2009 |
| Pique Gonzalo G | President, CEO | Sale | 20,000 | $7.98 | $159,600 | 360,000 | Apr 16, 2009 |
| Wang Xiao Yin | VP, OEM Group | Sale | 1,800 | $7.76 | $13,968 | 100,000 | Apr 16, 2009 |
| Michelet Hans Peter | Executive Chairman | Sale | 65,000 | $7.46 | $484,900 | 1,366,613 | Apr 1, 2009 |
| Wang Xiao Yin | VP, OEM Group | Sale | 45 | $7.76 | $349 | 101,800 | Mar 31, 2009 |
| Johannessen Fred Olav | — | Sale | 1,900 | $7.60 | $14,440 | 1,089,200 | Mar 31, 2009 |
| Pique Gonzalo G | President, CEO | Sale | 1,000 | $7.14 | $7,140 | 384,001 | Mar 26, 2009 |
| Wang Xiao Yin | VP, OEM Projects Group | Sale | 4,800 | $6.40 | $30,720 | 105,200 | Mar 13, 2009 |
| Johannessen Fred Olav | — | Sale | 900 | $6.03 | $5,427 | 297,200 | Mar 2, 2009 |
| Johannessen Fred Olav | — | Sale | 100 | $6.24 | $624 | 224,000 | Mar 2, 2009 |
| Johannessen Fred Olav | — | Sale | 740 | $6.04 | $4,470 | 1,135,800 | Mar 2, 2009 |
| Pique Gonzalo G | President, CEO | Purchase | 6,000 | $7.03 | $42,180 | 161,000 | Sep 12, 2008 |
| Pique Gonzalo G | President, CEO | Purchase | 5,000 | $7.56 | $37,800 | 155,000 | Sep 10, 2008 |
| Hanstveit Arve | — | Sale | 331,751 | $7.91 | $2,624,150 | 1,500,000 | Jul 8, 2008 |
| Johannessen Fred Olav | — | Sale | 240,165 | $7.91 | $1,899,705 | 1,150,000 | Jul 8, 2008 |
| Michelet Hans Peter | Executive Chairman | Sale | 350,000 | $7.91 | $2,768,500 | 1,431,613 | Jul 8, 2008 |
| Medanich James | — | Sale | 113,498 | $7.91 | $897,769 | 170,000 | Jul 8, 2008 |
| Pique Gonzalo G | President, CEO | Sale | 130,000 | $7.91 | $1,028,300 | 150,000 | Jul 8, 2008 |
| Arvarius AS | — | Sale | 2,000,000 | $7.91 | $15,820,000 | 8,122,411 | Jul 8, 2008 |
| Cook Paul M. | — | Purchase | 20,300 | $8.50 | $172,550 | 20,300 | Jul 2, 2008 |
| Trempont Dominique | — | Purchase | 6,250 | $8.50 | $53,125 | 17,900 | Jul 2, 2008 |