ORION ENERGY SYSTEMS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kardish Paul J. | VP - General Counsel | Purchase | 1,900 | $2.09 | $3,971 | 4,900 | Jun 14, 2012 |
| Jacobson Tryg C | — | Award / Grant | 4,926 | — | — | 22,785 | Jun 12, 2012 |
| Altschaefl Michael W | — | Award / Grant | 8,621 | — | — | 49,388 | Jun 12, 2012 |
| Jacobson Tryg C | — | Award / Grant | 4,116 | — | — | 17,859 | Feb 28, 2012 |
| Altschaefl Michael W | — | Award / Grant | 5,659 | — | — | 40,767 | Feb 28, 2012 |
| Jacobson Tryg C | — | Award / Grant | 4,116 | — | — | 14,222 | Feb 28, 2012 |
| Jacobson Tryg C | — | Purchase | 1,900 | $2.63 | $4,997 | 10,106 | Feb 21, 2012 |
| Verfuerth Neal R | Chief Executive Officer | Gift | 75,000 | — | — | 1,732,861 | Nov 16, 2011 |
| Jacobson Tryg C | — | Purchase | 2,500 | $2.66 | $6,650 | 8,206 | Nov 11, 2011 |
| Schueller Thomas N | — | Purchase | 1,000 | $2.60 | $2,600 | 7,196 | Nov 10, 2011 |
| Jacobson Tryg C | — | Purchase | 2,500 | $2.71 | $6,775 | 5,706 | Nov 8, 2011 |
| Jacobson Tryg C | — | Award / Grant | 3,637 | — | — | 9,343 | Nov 7, 2011 |
| Altschaefl Michael W | — | Award / Grant | 5,000 | — | — | 35,108 | Nov 7, 2011 |
| Schueller Thomas N | — | Purchase | 696 | $3.31 | $2,304 | 6,196 | Aug 22, 2011 |
| Jacobson Tryg C | — | Award / Grant | 3,206 | — | — | 3,206 | Aug 9, 2011 |
| Altschaefl Michael W | — | Award / Grant | 4,408 | — | — | 30,108 | Aug 9, 2011 |
| Gaumer Richard | Executive Vice President | Purchase | 500 | $4.00 | $2,000 | 800 | Jun 2, 2011 |
| Altschaefl Michael W | — | Award / Grant | 3,282 | — | — | 25,700 | May 23, 2011 |
| Altschaefl Michael W | — | Award / Grant | 3,499 | — | — | 22,418 | Feb 4, 2011 |
| Jensen Scott R | CFO and Treasurer | Sale | 1,000 | $4.75 | $4,750 | 12,000 | Jan 31, 2011 |
| Jensen Scott R | CFO and Treasurer | Sale | 1,000 | $4.75 | $4,750 | 12,000 | Jan 26, 2011 |
| Verfuerth Neal R | Chief Executive Officer | Sale | 23,620 | $3.41 | $80,544 | 723,326 | Nov 5, 2010 |
| Verfuerth Neal R | Chief Executive Officer | Gift | 70,000 | — | — | 1,807,861 | Nov 2, 2010 |
| Rich Elizabeth G | — | Purchase | 1,200 | $2.60 | $3,120 | 2,291 | Sep 1, 2010 |
| Schueller Thomas N | — | Purchase | 5,000 | $2.36 | $11,800 | 5,500 | Aug 31, 2010 |
| Altschaefl Michael W | — | Purchase | 4,000 | $2.40 | $9,600 | 18,919 | Aug 31, 2010 |
| Quadracci Thomas A | — | Purchase | 3,500 | $2.36 | $8,260 | 82,976 | Aug 31, 2010 |
| Scribante John H | President-Orion Tech. Ventures | Purchase | 15,000 | $2.38 | $35,700 | 15,000 | Aug 31, 2010 |
| Quadracci Thomas A | — | Purchase | 3,840 | $2.26 | $8,678 | 79,476 | Aug 30, 2010 |
| KACKLEY JAMES R | President and COO | Purchase | 10,000 | $2.29 | $22,900 | 197,976 | Aug 30, 2010 |
| Quadracci Thomas A | — | Purchase | 6,558 | $2.19 | $14,362 | 69,534 | Aug 27, 2010 |
| Williamson Mark C | — | Purchase | 10,000 | $2.21 | $22,100 | 10,000 | Aug 26, 2010 |
| Potts Michael J | Executive Vice President | Option Exercise | 30,000 | $2.20 | $66,000 | 422,352 | Aug 23, 2010 |
| Stephenson Roland G | — | Award / Grant | 1,749 | — | — | 10,985 | Aug 10, 2010 |
| Altschaefl Michael W | — | Award / Grant | 4,808 | — | — | 14,919 | Aug 10, 2010 |
| Verfuerth Neal R | Chief Executive Officer | Option Exercise | 20,000 | $2.20 | $44,000 | 789,234 | Jun 30, 2010 |
| Stephenson Roland G | — | Award / Grant | 1,445 | — | — | 9,236 | May 18, 2010 |
| Altschaefl Michael W | — | Award / Grant | 3,974 | — | — | 10,111 | May 18, 2010 |
| KACKLEY JAMES R | President and COO | Option Exercise | 20,000 | $0.75 | $15,000 | 187,976 | Apr 8, 2010 |
| Waibel Daniel J | Pres. Asset Management Div. | Gift | 9,600 | — | — | 674,400 | Mar 24, 2010 |
| von Estorff Eric | VP, Gen Counsel and Secretary | Option Exercise | 10,000 | $1.50 | $15,000 | 170,000 | Mar 16, 2010 |
| Verfuerth Patricia A | VP of Operations | Sale | 20,000 | $5.29 | $105,800 | 1,877,861 | Mar 5, 2010 |
| Verfuerth Neal R | Chief Executive Officer | Sale | 20,000 | $5.29 | $105,800 | 1,877,861 | Mar 5, 2010 |
| Verfuerth Neal R | Chief Executive Officer | Sale | 20,000 | $5.31 | $106,200 | 1,917,861 | Mar 4, 2010 |
| Verfuerth Patricia A | VP of Operations | Sale | 20,000 | $5.19 | $103,800 | 1,897,861 | Mar 2, 2010 |
| Altschaefl Michael W | — | Award / Grant | 2,528 | — | — | 6,137 | Feb 5, 2010 |
| Stephenson Roland G | — | Award / Grant | 919 | — | — | 7,791 | Feb 5, 2010 |
| von Estorff Eric | VP, Gen Counsel and Secretary | Sale | 10,000 | $5.44 | $54,400 | 160,000 | Jan 12, 2010 |
| KACKLEY JAMES R | President and COO | Gift | 17,084 | — | — | 167,976 | Jan 4, 2010 |
| Ralsky Stuart L | Senior VP - Human Resources | Purchase | 2,500 | $3.76 | $9,400 | 3,800 | Nov 4, 2009 |