Venus Concept Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kliman Gilbert H | — | C | 301,605 | — | — | 658,657 | Nov 7, 2019 |
| InterWest Partners IX, LP | — | C | 301,605 | — | — | 658,657 | Nov 7, 2019 |
| Essex Woodlands IX, LLC | — | Award / Grant | 128,827 | — | — | 3,330,880 | Nov 7, 2019 |
| BARRY RICHARD SCOTT | — | Award / Grant | 84,687 | — | — | 5,520,508 | Nov 7, 2019 |
| HealthQuest Partners II, L.P. | — | Award / Grant | 1,333,333 | $3.75 | $4,999,999 | 3,995,621 | Nov 7, 2019 |
| Tammenoms Bakker Juliet | — | Award / Grant | 3,476,584 | — | — | 3,476,584 | Nov 7, 2019 |
| Kong Garheng | — | Award / Grant | 1,567,474 | — | — | 1,567,474 | Nov 7, 2019 |
| Natale Anthony | — | Award / Grant | 20,896 | $3.75 | $78,360 | 866,217 | Nov 7, 2019 |
| Kelley William Bernard | President, Global Sales | Award / Grant | 13,333 | $3.75 | $49,999 | 13,333 | Nov 7, 2019 |
| Sinay Soren Maor | Chief Operating Officer | Award / Grant | 66,659 | $3.75 | $249,971 | 66,659 | Nov 7, 2019 |
| Kang Melissa | VP, Global Marketing | Award / Grant | 9,333 | $3.75 | $34,999 | 9,333 | Nov 7, 2019 |
| Della Penna Domenic | Chief Financial Officer | Award / Grant | 26,663 | $3.75 | $99,986 | 26,663 | Nov 7, 2019 |
| Vaynberg Boris | Chief Technology Officer | Award / Grant | 5,333 | $3.75 | $19,999 | 5,333 | Nov 7, 2019 |
| Serafino Domenic | Chief Executive Officer | Award / Grant | 447,755 | — | — | 447,755 | Nov 7, 2019 |
| MOLL FREDERIC H | — | C | 290,765 | — | — | 950,553 | Nov 7, 2019 |
| Sullivan Keith J | — | Award / Grant | 360,000 | — | — | 360,000 | Nov 9, 2018 |
| InterWest Management Partners IX, LLC | — | Purchase | 2,000,000 | $1.50 | $3,000,000 | 5,355,786 | Aug 9, 2018 |
| Kliman Gilbert H | — | Purchase | 2,000,000 | $1.50 | $3,000,000 | 5,355,786 | Aug 9, 2018 |
| MOLL FREDERIC H | — | Purchase | 333,333 | $1.50 | $500,000 | 929,809 | Aug 9, 2018 |
| Rhodes Ryan | President and CEO | Purchase | 66,666 | $1.50 | $99,999 | 66,666 | Aug 9, 2018 |
| Zingaretti Gabriele | Chief Operations Officer | Purchase | 2,150 | $7.66 | $16,469 | 15,212 | Oct 26, 2017 |
| Lee Ray F | See Remarks | Purchase | 700 | $7.51 | $5,257 | 700 | Oct 26, 2017 |
| COXE TENCH | — | C | 105,369 | $7.00 | $737,583 | 2,079,590 | Oct 16, 2017 |
| WHITE JAMES N | — | C | 14,482 | — | — | 60,444 | Oct 16, 2017 |
| SUTTER HILL VENTURES | — | C | 606,386 | — | — | 1,495,076 | Oct 16, 2017 |
| Speiser Michael L | — | C | 44,893 | — | — | 98,798 | Oct 16, 2017 |
| Pullara Samuel J III | — | C | 888,690 | — | — | 888,690 | Oct 16, 2017 |
| Dyckerhoff Stefan A | — | C | 8,882 | — | — | 8,882 | Oct 16, 2017 |
| BIRD JEFFREY W | — | C | 31,476 | — | — | 169,658 | Oct 16, 2017 |
| KELLY DOUGLAS E | — | C | 461,717 | — | — | 461,717 | Oct 16, 2017 |
| ALLOY VENTURES 2002 LLC | — | C | 633,094 | — | — | 1,626,508 | Oct 16, 2017 |
| GIANOS PHILIP T | — | C | 1,647,297 | — | — | 3,185,758 | Oct 16, 2017 |
| Clarus Ventures II, LLC | — | C | 180,881 | $7.00 | $1,266,167 | 3,569,986 | Oct 16, 2017 |
| TAYLOR CRAIG C | — | C | 12,466 | — | — | 12,466 | Oct 16, 2017 |
| Kliman Gilbert H | — | C | 1,647,297 | — | — | 3,185,758 | Oct 16, 2017 |
| MOLL FREDERIC H | — | C | 153,846 | — | — | 549,856 | Oct 16, 2017 |