Aquestive Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Marshall Ken W. | SVP, Chief Commercial Officer | Award / Grant | 150,000 | — | — | 150,000 | Mar 9, 2023 |
| Jung Cassie | SVP, Operations | Award / Grant | 110,000 | — | — | 146,747 | Mar 9, 2023 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Award / Grant | 100,000 | — | — | 982,871 | Mar 9, 2023 |
| Barber Daniel | President and CEO | Award / Grant | 447,000 | — | — | 640,702 | Mar 9, 2023 |
| BRAENDER LORI J | SVP, General Counsel | Award / Grant | 150,000 | — | — | 188,761 | Mar 9, 2023 |
| Wargacki Stephen | SVP, Research & Development | Award / Grant | 135,000 | — | — | 161,956 | Mar 9, 2023 |
| TOTH A ERNEST JR | SVP, Chief Financial Officer | Award / Grant | 140,000 | — | — | 140,000 | Mar 9, 2023 |
| Boyd Peter E. | SVP-Bus. Process & Info. Tech. | Purchase | 5,000 | $0.81 | $4,050 | 59,532 | Jun 14, 2022 |
| Barber Daniel | Chief Executive Officer | Purchase | 91,743 | $0.96 | $88,073 | 193,702 | Jun 8, 2022 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Purchase | 45,871 | $0.96 | $44,036 | 882,871 | Jun 8, 2022 |
| Boyd Peter E. | SVP-Bus. Process & Info. Tech. | Purchase | 2,293 | $0.96 | $2,201 | 54,532 | Jun 8, 2022 |
| BRAENDER LORI J | General Counsel | Purchase | 13,761 | $0.96 | $13,211 | 38,761 | Jun 8, 2022 |
| Kendall Keith J | CEO and President | Gift | 1,000 | — | — | 636,149 | Aug 26, 2021 |
| Cochran John | — | Gift | 37,500 | — | — | 99,486 | May 10, 2021 |
| Cochran John | — | Other | 23,038 | — | — | 98,123 | Mar 12, 2021 |
| Bratton Capital Management, L.P. | — | Other | 2,249,077 | — | — | — | Mar 12, 2021 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Sale | 23,460 | $6.75 | $158,355 | 837,000 | Feb 9, 2021 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Sale | 40,792 | $6.50 | $265,148 | 872,000 | Feb 8, 2021 |
| Kendall Keith J | CEO and President | Gift | 1,000 | — | — | 1,000 | Dec 30, 2020 |
| Maxwell John T. | SVP-Chief Financial Officer | Sale | 3,000 | $8.00 | $24,000 | 150,614 | Aug 18, 2020 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Tax Withholding | 94 | $4.86 | $457 | 912,792 | Jun 30, 2020 |
| Kendall Keith J | CEO and President | Option Exercise | 333 | — | — | 639,297 | Jun 30, 2020 |
| Kendall Keith J | CEO and President | Sale | 50,000 | $5.11 | $255,500 | 638,964 | Jun 4, 2020 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Option Exercise | 14,572 | — | — | 916,685 | May 31, 2020 |
| Kendall Keith J | CEO and President | Tax Withholding | 6,492 | $4.87 | $31,616 | 688,964 | May 31, 2020 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Sale | 40,000 | $5.00 | $200,000 | 902,113 | May 8, 2020 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Sale | 40,000 | $4.50 | $180,000 | 1,022,113 | Apr 29, 2020 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Sale | 40,000 | $3.70 | $148,000 | 982,113 | Apr 27, 2020 |
| Kendall Keith J | CEO and President | Tax Withholding | 99 | $2.19 | $217 | 680,884 | Mar 31, 2020 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Option Exercise | 329 | — | — | 1,062,210 | Mar 31, 2020 |
| BRAENDER LORI J | SVP, General Counsel | Purchase | 14,000 | $1.54 | $21,560 | 25,000 | Mar 16, 2020 |
| Boyd Peter E. | SVP-Bus. Process & Info. Tech. | Purchase | 2,000 | $1.50 | $3,000 | 52,239 | Mar 16, 2020 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Option Exercise | 14,572 | — | — | 1,066,947 | Feb 29, 2020 |
| Kendall Keith J | CEO and President | Tax Withholding | 4,729 | $3.73 | $17,639 | 680,654 | Feb 29, 2020 |
| Kendall Keith J | CEO and President | Tax Withholding | 149 | $5.82 | $867 | 670,811 | Dec 31, 2019 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Tax Withholding | 147 | $5.82 | $856 | 1,052,375 | Dec 31, 2019 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Option Exercise | 329 | — | — | 1,044,494 | Dec 31, 2019 |
| Kendall Keith J | CEO and President | Tax Withholding | 329 | $5.82 | $1,915 | 662,656 | Dec 31, 2019 |
| Kendall Keith J | CEO and President | Tax Withholding | 6,597 | $7.79 | $51,391 | 670,631 | Nov 30, 2019 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Tax Withholding | 6,544 | $7.79 | $50,978 | 1,052,193 | Nov 30, 2019 |
| Kendall Keith J | CEO and President | Tax Withholding | 14,572 | $7.79 | $113,516 | 662,656 | Nov 30, 2019 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Tax Withholding | 14,572 | $7.79 | $113,516 | 1,044,165 | Nov 30, 2019 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Tax Withholding | 145 | $3.18 | $461 | 1,044,165 | Sep 30, 2019 |
| Kendall Keith J | CEO and President | Tax Withholding | 150 | $3.18 | $477 | 662,656 | Sep 30, 2019 |
| Kendall Keith J | CEO and President | Option Exercise | 14,572 | — | — | 669,153 | Aug 31, 2019 |
| Schobel Alexander Mark | Chief Innovation/Tech Officer | Option Exercise | 14,572 | — | — | 1,050,441 | Aug 31, 2019 |
| Barber Daniel | SVP-Chief Operating Officer | Purchase | 2,000 | $3.99 | $7,980 | 101,959 | Aug 27, 2019 |
| Scibetta James S | — | Purchase | 900 | $3.81 | $3,429 | 31,635 | Aug 19, 2019 |
| Boyd Peter E. | SVP-Bus. Process & Info. Tech. | Purchase | 600 | $3.81 | $2,286 | 50,239 | Aug 12, 2019 |
| Kendall Keith J | CEO and President | Purchase | 2,000 | $4.00 | $8,000 | 651,581 | Aug 9, 2019 |