OPENLANE, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Byrd Warren W | EVP of Corp Dev & Real Estate | Sale | 1,319 | $27.14 | $35,798 | — | Nov 13, 2013 |
| Skuy Benjamin | EVP of International Markets | Sale | 6,590 | $27.14 | $178,853 | — | Nov 13, 2013 |
| OBRIEN THOMAS C | CEO of IAAI | Sale | 7,338 | $27.14 | $199,153 | — | Nov 13, 2013 |
| Clingen Brian T. | Chairman of the Board | Sale | 301,442 | $27.14 | $8,181,136 | — | Nov 13, 2013 |
| Vignes David | EVP of Enterprise Optimization | Sale | 922 | $27.14 | $25,023 | — | Nov 13, 2013 |
| Loughmiller Eric M. | EVP & CFO | Sale | 791 | $27.14 | $21,468 | — | Nov 13, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 1,319 | $27.14 | $35,798 | — | Nov 13, 2013 |
| HALLETT JAMES P | Chief Executive Officer | Sale | 26,356 | $27.14 | $715,302 | — | Nov 13, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 10,000 | $28.30 | $283,000 | — | Nov 11, 2013 |
| Clingen Brian T. | Chairman of the Board | Other | 61,895 | — | — | 61,895 | Nov 5, 2013 |
| Moore Church M | — | Other | 7,296 | — | — | 7,296 | Nov 5, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Option Exercise | 10,000 | $10.00 | $100,000 | 10,000 | Nov 4, 2013 |
| Gottwald Donald S. | CEO of AFC | Sale | 7,000 | $29.73 | $208,110 | — | Nov 1, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 10,000 | $29.55 | $295,500 | — | Oct 28, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 10,000 | $29.93 | $299,300 | — | Oct 21, 2013 |
| Byrd Warren W | EVP of Corp Dev & Real Estate | Sale | 8,000 | $30.00 | $240,000 | — | Oct 18, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 10,000 | $28.69 | $286,900 | — | Oct 14, 2013 |
| Gottwald Donald S. | CEO of AFC | Sale | 7,000 | $28.46 | $199,220 | — | Oct 7, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 10,000 | $28.46 | $284,600 | — | Oct 7, 2013 |
| FORMANEK PETER R | — | Award / Grant | 444 | $28.21 | $12,525 | 27,399 | Sep 30, 2013 |
| GOLDBERG MICHAEL B | — | Sale | 5,853,433 | $26.63 | $155,876,921 | 11,909,895 | Sep 24, 2013 |
| MATELICH GEORGE E | — | Sale | 5,853,433 | $26.63 | $155,876,921 | 11,909,895 | Sep 24, 2013 |
| CARELLA THOMAS J. | — | Sale | 3,497,581 | $26.63 | $93,140,582 | 7,116,476 | Sep 24, 2013 |
| MEHRA SANJEEV K | — | Sale | 3,497,581 | $26.63 | $93,140,582 | 7,116,476 | Sep 24, 2013 |
| Byrd Warren W | EVP of Corp Dev & Real Estate | Sale | 648 | $26.63 | $17,256 | 1,319 | Sep 24, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 648 | $26.63 | $17,256 | 1,319 | Sep 24, 2013 |
| Skuy Benjamin | EVP of International Markets | Sale | 3,239 | $26.63 | $86,255 | 6,590 | Sep 24, 2013 |
| Vignes David | EVP of Enterprise Optimization | Sale | 453 | $26.63 | $12,063 | 922 | Sep 24, 2013 |
| Clingen Brian T. | Chairman of the Board | Sale | 178,571 | $26.63 | $4,755,346 | 363,337 | Sep 24, 2013 |
| Loughmiller Eric M. | EVP & CFO | Sale | 389 | $26.63 | $10,359 | 791 | Sep 24, 2013 |
| VA Partners I, LLC | — | Sale | 2,914,650 | $26.63 | $77,617,130 | 5,930,395 | Sep 24, 2013 |
| OBRIEN THOMAS C | CEO of IAAI | Sale | 3,606 | $26.63 | $96,028 | 7,338 | Sep 24, 2013 |
| POLAK REBECCA C. | EVP, Gen. Counsel & Secretary | Sale | 971 | $26.63 | $25,858 | 1,976 | Sep 24, 2013 |
| HALLETT JAMES P | Chief Executive Officer | Sale | 12,954 | $26.63 | $344,965 | 26,356 | Sep 24, 2013 |
| KAR Holdings II, LLC | — | Sale | 13,800,000 | $26.63 | $367,494,000 | 28,078,660 | Sep 24, 2013 |
| Byrd Warren W | EVP of Corp Dev & Real Estate | Option Exercise | 1,750 | $12.10 | $21,175 | 1,750 | Sep 11, 2013 |
| Byrd Warren W | EVP of Corp Dev & Real Estate | Option Exercise | 2,000 | $12.10 | $24,200 | 2,000 | Sep 4, 2013 |
| Byrd Warren W | EVP of Corp Dev & Real Estate | Option Exercise | 2,000 | $12.10 | $24,200 | 2,000 | Aug 21, 2013 |
| Byrd Warren W | EVP of Corp Dev & Real Estate | Sale | 811 | $24.25 | $19,667 | 1,967 | Aug 14, 2013 |
| Axle Holdings II, LLC | — | Sale | 4,411,408 | $24.25 | $106,976,644 | 10,709,787 | Aug 13, 2013 |
| Clingen Brian T. | Chairman of the Board | Sale | 223,214 | $24.25 | $5,412,940 | 541,908 | Aug 13, 2013 |
| HALLETT JAMES P | CEO | Sale | 16,192 | $24.25 | $392,656 | 39,310 | Aug 13, 2013 |
| OBRIEN THOMAS C | CEO of IAAI | Sale | 4,510 | $24.25 | $109,368 | 10,944 | Aug 13, 2013 |
| Vignes David | EVP of Enterprise Optimization | Sale | 567 | $24.25 | $13,750 | 1,375 | Aug 13, 2013 |
| Caruso Thomas J. | President & CEO of ADESA | Sale | 811 | $24.25 | $19,667 | 1,967 | Aug 13, 2013 |
| Loughmiller Eric M. | EVP & CFO | Sale | 486 | $24.25 | $11,786 | 1,180 | Aug 13, 2013 |
| POLAK REBECCA C. | EVP, GC & Secretary | Sale | 1,214 | $24.25 | $29,440 | 2,947 | Aug 13, 2013 |
| Skuy Benjamin | EVP of International Markets | Sale | 4,049 | $24.25 | $98,188 | 9,829 | Aug 13, 2013 |
| ValueAct Holdings, L.P. | — | Sale | 3,643,312 | $24.25 | $88,350,316 | 8,845,045 | Aug 13, 2013 |
| MEHRA SANJEEV K | — | Sale | 4,371,975 | $24.25 | $106,020,394 | 10,614,057 | Aug 13, 2013 |