AYTU BIOPHARMA, INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cantrell Gary | — | Award / Grant | 187,804 | — | — | 204,089 | Apr 16, 2021 |
| Disbrow Joshua R. | Chief Executive Officer | Award / Grant | 800,000 | — | — | 897,506 | Apr 16, 2021 |
| McLaughlin Gerald W. | — | Award / Grant | 6,500 | — | — | 31,401 | Apr 8, 2021 |
| Hecht Beth | — | Award / Grant | 6,500 | — | — | 9,052 | Apr 8, 2021 |
| Eisenstadt Richard I | Chief Financial Officer | Award / Grant | 55,000 | — | — | 68,734 | Mar 31, 2021 |
| Armistice Capital Master Fund Ltd. | — | Other | — | — | — | 1,340,293 | Mar 20, 2021 |
| Armistice Capital Master Fund Ltd. | — | Purchase | — | — | — | 1,333,334 | Dec 11, 2020 |
| DOCKERY CARL | — | Sale | 209 | $6.01 | $1,256 | — | Nov 18, 2020 |
| Green David A | Chief Financial Officer | Award / Grant | 250,000 | — | — | 521,250 | Jun 8, 2020 |
| Disbrow Joshua R. | Chief Executive Officer | Award / Grant | 450,000 | — | — | 975,048 | Jun 8, 2020 |
| Cantrell Gary | — | Award / Grant | 10,000 | — | — | 162,840 | Jun 8, 2020 |
| Boyd Steven | — | Option Exercise | — | — | — | 5,108,921 | Apr 27, 2020 |
| Cerecor Inc. | — | C | 9,805,845 | — | — | 9,805,845 | Apr 15, 2020 |
| Boyd Steven | — | Other | — | — | — | 108,921 | Apr 6, 2020 |
| Boyd Steven | — | Option Exercise | — | — | — | 15,203,867 | Mar 10, 2020 |
| Boyd Steven | — | Other | — | — | — | 8,285,279 | Feb 14, 2020 |
| Mehta Ketan Bhupatrai | — | Award / Grant | 10,000 | — | — | 75,000 | Jan 21, 2020 |
| Boyd Steven | — | Purchase | 52,788 | $0.85 | $44,870 | 7,924,000 | Dec 20, 2019 |
| Disbrow Joshua R. | Chief Executive Officer | Purchase | 50,000 | $0.89 | $44,500 | 520,048 | Dec 19, 2019 |
| Armistice Capital Master Fund Ltd. | — | C | 2,751,148 | $0.88 | $2,421,010 | 7,871,212 | Oct 30, 2019 |
| Armistice Capital Master Fund Ltd. | — | Other | — | — | — | 5,120,064 | Apr 18, 2019 |
| Green David A | Chief Financial Officer | Award / Grant | 1,500 | $1.04 | $1,560 | 271,250 | Feb 13, 2019 |
| Mehta Ketan Bhupatrai | Chief Financial Officer | Award / Grant | 65,000 | — | — | 65,000 | Feb 13, 2019 |
| Green David A | Chief Financial Officer | Sale | 3,330 | $0.81 | $2,697 | 266,250 | Dec 21, 2018 |
| DOCKERY CARL | — | Award / Grant | 150,000 | — | — | 152,663 | Oct 24, 2018 |
| MACALUSO MICHAEL | — | Award / Grant | 200,000 | — | — | 202,738 | Oct 24, 2018 |
| Green David A | Chief Financial Officer | Award / Grant | 262,500 | — | — | 269,580 | Oct 24, 2018 |
| Donofrio John Jr. | — | Award / Grant | 150,000 | — | — | 152,663 | Oct 24, 2018 |
| Disbrow Joshua R. | Chief Executive Officer | Award / Grant | 445,500 | — | — | 470,048 | Oct 24, 2018 |
| Disbrow Jarrett | Chief Operating Officer | Award / Grant | 337,500 | — | — | 359,475 | Oct 24, 2018 |
| Cantrell Gary | — | Award / Grant | 150,000 | — | — | 152,840 | Oct 24, 2018 |
| Disbrow Joshua R. | Chief Executive Officer | Purchase | 226,105 | $0.45 | $101,747 | 490,949 | Mar 6, 2018 |
| Green David A | Chief Financial Officer | Purchase | 66,600 | $0.45 | $29,970 | 141,600 | Mar 6, 2018 |
| Disbrow Jarrett | Chief Operating Officer | Purchase | 226,105 | $0.45 | $101,747 | 439,490 | Mar 6, 2018 |
| Green David A | Chief Financial Officer | Award / Grant | 75,000 | — | — | 75,000 | Jan 2, 2018 |
| MACALUSO MICHAEL | — | Award / Grant | 50,000 | — | — | 54,739 | Nov 7, 2017 |
| Disbrow Joshua R. | Chief Executive Officer | Award / Grant | 150,000 | — | — | 264,844 | Nov 7, 2017 |
| Donofrio John Jr. | — | Award / Grant | 50,000 | — | — | 53,250 | Nov 7, 2017 |
| DOCKERY CARL | — | Award / Grant | 50,000 | — | — | 95,115 | Nov 7, 2017 |
| Disbrow Jarrett | Chief Operating Officer | Award / Grant | 100,000 | — | — | 213,385 | Nov 7, 2017 |
| Cantrell Gary | — | Award / Grant | 50,000 | — | — | 56,771 | Nov 7, 2017 |
| Disbrow Jarrett | Chief Operating Officer | Award / Grant | 1,666,667 | $0.15 | $250,000 | 2,267,671 | Aug 15, 2017 |
| Disbrow Joshua R. | Chief Executive Officer | Award / Grant | 1,666,667 | $0.15 | $250,000 | 2,296,861 | Aug 15, 2017 |
| Cantrell Gary | — | Option Exercise | 37,083 | $0.75 | $27,812 | 135,416 | Feb 27, 2017 |
| Gould Gregory A | Chief Financial Officer | Option Exercise | 66,666 | $0.75 | $50,000 | 340,231 | Feb 27, 2017 |
| DOCKERY CARL | — | Option Exercise | 416,667 | $0.75 | $312,500 | 837,300 | Feb 27, 2017 |
| Cantrell Gary | — | Option Exercise | 37,083 | $0.75 | $27,812 | 135,416 | Feb 27, 2017 |
| Disbrow Jarrett | Chief Operating Officer | Option Exercise | 187,500 | $0.75 | $140,625 | 601,004 | Feb 27, 2017 |
| Disbrow Joshua R. | Chief Executive Officer | Option Exercise | 187,500 | $0.75 | $140,625 | 630,194 | Feb 27, 2017 |
| Cantrell Gary | — | Purchase | 33,333 | $1.50 | $50,000 | 98,333 | Nov 2, 2016 |