Barings BDC, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lloyd Eric J | Trustee & CEO | Purchase | 14,000 | $8.22 | $115,080 | 29,448 | Mar 12, 2020 |
| Bock Jonathan | Chief Financial Officer | Purchase | 5,875 | $8.32 | $48,880 | 22,075 | Mar 12, 2020 |
| Finke Thomas F | — | Purchase | 8,000 | $10.30 | $82,400 | 10,000 | Nov 20, 2019 |
| Switzer John | — | Purchase | 3,000 | $9.88 | $29,640 | 5,000 | Aug 28, 2019 |
| Landsberg Jonathan | Assistant Director of Finance | Purchase | 692 | $9.91 | $6,858 | 6,036 | Mar 29, 2019 |
| Craddock Geoff | — | Purchase | 4,900 | $9.83 | $48,167 | 9,900 | Mar 6, 2019 |
| BARINGS LLC | — | Purchase | 1 | $9.71 | $10 | 13,639,681 | Feb 11, 2019 |
| BARINGS LLC | — | Purchase | 30,441 | $9.68 | $294,669 | 13,639,680 | Feb 8, 2019 |
| BARINGS LLC | — | Purchase | 30,500 | $9.70 | $295,850 | 13,609,239 | Feb 7, 2019 |
| BARINGS LLC | — | Purchase | 29,330 | $9.81 | $287,727 | 13,578,739 | Feb 6, 2019 |
| BARINGS LLC | — | Purchase | 35,700 | $9.85 | $351,645 | 13,549,409 | Feb 5, 2019 |
| BARINGS LLC | — | Purchase | 21,661 | $9.87 | $213,794 | 13,513,709 | Feb 4, 2019 |
| BARINGS LLC | — | Purchase | 29,774 | $9.87 | $293,869 | 13,492,048 | Feb 1, 2019 |
| BARINGS LLC | — | Purchase | 41,300 | $9.86 | $407,218 | 13,438,769 | Jan 31, 2019 |
| BARINGS LLC | — | Purchase | 41,300 | $9.80 | $404,740 | 13,397,469 | Jan 29, 2019 |
| BARINGS LLC | — | Purchase | 25,000 | $9.73 | $243,250 | 13,356,169 | Jan 28, 2019 |
| BARINGS LLC | — | Purchase | 34,600 | $9.74 | $337,004 | 13,331,169 | Jan 25, 2019 |
| BARINGS LLC | — | Purchase | 14,700 | $9.73 | $143,031 | 13,296,569 | Jan 24, 2019 |
| BARINGS LLC | — | Purchase | 30,000 | $9.60 | $288,000 | 13,281,869 | Jan 23, 2019 |
| BARINGS LLC | — | Purchase | 47,400 | $9.60 | $455,040 | 13,251,869 | Jan 22, 2019 |
| BARINGS LLC | — | Purchase | 48,200 | $9.61 | $463,202 | 13,204,469 | Jan 18, 2019 |
| BARINGS LLC | — | Purchase | 55,600 | $9.68 | $538,208 | 13,156,269 | Jan 17, 2019 |
| BARINGS LLC | — | Purchase | 24,800 | $9.69 | $240,312 | 13,100,669 | Jan 16, 2019 |
| BARINGS LLC | — | Purchase | 12,700 | $9.65 | $122,555 | 13,075,869 | Jan 15, 2019 |
| BARINGS LLC | — | Purchase | 52,350 | $9.71 | $508,319 | 13,063,169 | Jan 14, 2019 |
| BARINGS LLC | — | Purchase | 24,326 | $9.70 | $235,962 | 13,010,819 | Jan 11, 2019 |
| BARINGS LLC | — | Purchase | 42,900 | $9.65 | $413,985 | 12,986,493 | Jan 10, 2019 |
| BARINGS LLC | — | Purchase | 50,990 | $9.61 | $490,014 | 12,943,593 | Jan 9, 2019 |
| BARINGS LLC | — | Purchase | 53,800 | $9.73 | $523,474 | 12,892,603 | Jan 9, 2019 |
| BARINGS LLC | — | Purchase | 53,800 | $9.73 | $523,474 | 12,892,603 | Jan 8, 2019 |
| BARINGS LLC | — | Purchase | 73,000 | $9.77 | $713,210 | 12,838,803 | Jan 7, 2019 |
| BARINGS LLC | — | Purchase | 73,400 | $9.47 | $695,098 | 12,765,803 | Jan 4, 2019 |
| BARINGS LLC | — | Purchase | 43,315 | $9.32 | $403,696 | 12,692,403 | Jan 3, 2019 |
| BARINGS LLC | — | Purchase | 48,461 | $9.21 | $446,326 | 12,649,088 | Jan 2, 2019 |
| BARINGS LLC | — | Purchase | 73,400 | $9.03 | $662,802 | 12,600,627 | Dec 31, 2018 |
| BARINGS LLC | — | Purchase | 78,100 | $9.09 | $709,929 | 12,527,227 | Dec 28, 2018 |
| BARINGS LLC | — | Purchase | 78,100 | $8.92 | $696,652 | 12,449,127 | Dec 27, 2018 |
| BARINGS LLC | — | Purchase | 63,700 | $8.96 | $570,752 | 12,371,027 | Dec 26, 2018 |
| BARINGS LLC | — | Purchase | 48,600 | $8.85 | $430,110 | 12,307,327 | Dec 24, 2018 |
| BARINGS LLC | — | Purchase | 68,600 | $8.94 | $613,284 | 12,258,727 | Dec 21, 2018 |
| Okel Thomas | — | Purchase | 5,500 | $9.00 | $49,500 | 5,500 | Dec 20, 2018 |
| BARINGS LLC | — | Purchase | 68,600 | $9.01 | $618,086 | 12,190,127 | Dec 20, 2018 |
| Knox C. Robert Jr. | Principal Accounting Officer | Purchase | 1,000 | $8.83 | $8,830 | 85,282 | Dec 20, 2018 |
| Bock Jonathan | Chief Financial Officer | Purchase | 16,200 | $9.16 | $148,392 | 16,200 | Dec 19, 2018 |
| BARINGS LLC | — | Purchase | 68,600 | $9.16 | $628,376 | 12,121,527 | Dec 19, 2018 |
| BARINGS LLC | — | Purchase | 68,600 | $9.32 | $639,352 | 12,052,927 | Dec 18, 2018 |
| BARINGS LLC | — | Purchase | 68,600 | $9.47 | $649,642 | 11,984,327 | Dec 17, 2018 |
| BARINGS LLC | — | Purchase | 69,400 | $9.62 | $667,628 | 11,915,727 | Dec 14, 2018 |
| BARINGS LLC | — | Purchase | 69,400 | $9.74 | $675,956 | 11,846,327 | Dec 13, 2018 |
| BARINGS LLC | — | Purchase | 52,395 | $9.90 | $518,711 | 11,776,927 | Dec 12, 2018 |