Ocean Power Technologies, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kirby George H III | President, CEO | Tax Withholding | 2,248 | $1.12 | $2,518 | 101,831 | Jan 20, 2018 |
| Phebus Christopher | Vice President - Engineering | Award / Grant | 97,297 | $1.11 | $108,000 | 97,297 | Jan 18, 2018 |
| Shafer Matthew T | CFO and Treasurer | Tax Withholding | 1,683 | $1.30 | $2,188 | 28,363 | Sep 17, 2017 |
| Shafer Matthew T | CFO and Treasurer | Award / Grant | 14,584 | $1.40 | $20,418 | 30,046 | May 19, 2017 |
| Mekhiche Mike M | Executive VP Eng/Operations | Award / Grant | 25,000 | $1.40 | $35,000 | 55,694 | May 19, 2017 |
| Kirby George H III | President, CEO | Award / Grant | 50,000 | $1.40 | $70,000 | 112,079 | May 19, 2017 |
| Mekhiche Mike M | Executive VP Eng/Operations | Tax Withholding | 5,181 | $1.47 | $7,616 | 30,694 | May 1, 2017 |
| Kirby George H III | President, CEO | Tax Withholding | 8,649 | $1.47 | $12,714 | 62,079 | May 1, 2017 |
| Kirby George H III | President, CEO | Tax Withholding | 751 | $3.04 | $2,283 | 70,728 | Jan 20, 2017 |
| Kirby George H III | President, CEO | Tax Withholding | 8,070 | $2.32 | $18,722 | 71,480 | Oct 31, 2016 |
| Kirby George H III | President, CEO | Tax Withholding | 8,071 | $2.32 | $18,725 | 71,479 | Oct 31, 2016 |
| Mekhiche Mike M | Exec VP-Engineering/Operations | Tax Withholding | 5,952 | $2.32 | $13,809 | 35,875 | Oct 31, 2016 |
| Kirby George H III | President, CEO | Purchase | 6,300 | $3.16 | $19,908 | 79,550 | Oct 24, 2016 |
| Mekhiche Mike M | Executive VP | Tax Withholding | 295 | $3.22 | $950 | 41,827 | Oct 22, 2016 |
| Mekhiche Mike M | Exec VP-Engineering/Operations | Tax Withholding | 1,586 | $3.22 | $5,107 | 41,414 | Oct 22, 2016 |
| Shafer Matthew T | CFO and Treasurer | Award / Grant | 15,462 | $3.22 | $49,788 | 15,462 | Oct 21, 2016 |
| FEATHERSTONE MARK A | Principal Accounting Officer | Tax Withholding | 3,450 | $7.29 | $25,151 | 41,465 | Sep 15, 2016 |
| Kirby George H III | President, CEO | Award / Grant | 55,000 | — | — | 73,250 | May 5, 2016 |
| FEATHERSTONE MARK A | Chief Financial Officer | Award / Grant | 34,000 | — | — | 44,915 | May 5, 2016 |
| Kirby George H III | President, CEO | Tax Withholding | 55,000 | $1.57 | $86,350 | 73,250 | May 5, 2016 |
| FEATHERSTONE MARK A | Chief Financial Officer | Tax Withholding | 34,000 | $1.57 | $53,380 | 44,915 | May 5, 2016 |
| FEATHERSTONE MARK A | Chief Financial Officer | Tax Withholding | 714 | $1.54 | $1,100 | 10,915 | Jan 26, 2016 |
| Kirby George H III | President, CEO | Tax Withholding | 673 | $1.63 | $1,097 | 18,250 | Jan 20, 2016 |
| KELLER DAVID L | — | Disposition | 33,002 | — | — | 120,502 | Oct 22, 2015 |
| Kirby George H III | President, CEO | Purchase | 2,229 | $0.60 | $1,337 | 182,229 | Jul 16, 2015 |
| KELLER DAVID L | — | Award / Grant | 104,000 | $0.47 | $48,880 | 153,504 | Jan 28, 2015 |
| Heinz David R | Chief Operating Officer | Purchase | 10,000 | $0.51 | $5,100 | 147,033 | Jan 20, 2015 |
| FEATHERSTONE MARK A | Chief Financial Officer | Purchase | 5,000 | $0.60 | $3,000 | 5,000 | Dec 17, 2014 |
| Heinz David R | Chief Operating Officer | Purchase | 5,000 | $0.59 | $2,950 | 127,033 | Dec 16, 2014 |
| cryan terence james | — | Award / Grant | 49,504 | — | — | 50,504 | Oct 22, 2014 |
| FEATHERSTONE MARK A | Chief Financial Officer | Award / Grant | 60,000 | — | — | 111,291 | Oct 22, 2014 |
| Glover Dean J | — | Award / Grant | 49,504 | — | — | 49,504 | Oct 22, 2014 |
| Heinz David R | Chief Operating Officer | Award / Grant | 30,000 | — | — | 62,033 | Oct 22, 2014 |
| KELLER DAVID L | — | Award / Grant | 49,504 | — | — | 49,504 | Oct 22, 2014 |
| FEATHERSTONE MARK A | Chief Financial Officer | Disposition | 3,709 | — | — | 21,291 | Jun 19, 2014 |
| FEATHERSTONE MARK A | Chief Financial Officer | Award / Grant | 25,000 | $2.49 | $62,250 | 25,000 | Jan 21, 2014 |
| PRESTON SEYMOUR S III | — | Award / Grant | 29,239 | — | — | 61,768 | Oct 3, 2013 |
| POSNER BRIAN M | Chief Financial Officer | Disposition | 1,717 | — | — | 9,951 | Jul 16, 2013 |
| POSNER BRIAN M | Chief Financial Officer | Disposition | 515 | — | — | 11,668 | Jun 19, 2013 |
| Dunleavy Charles F | CEO and Chairman | Tax Withholding | 3,340 | $1.68 | $5,611 | 132,902 | Jun 19, 2013 |
| Dunleavy Charles F | Chief Executive Officer | Tax Withholding | 5,953 | $2.08 | $12,382 | 148,592 | Jan 27, 2013 |
| PRESTON SEYMOUR S III | — | Award / Grant | 13,744 | — | — | 32,529 | Oct 4, 2012 |
| POSNER BRIAN M | Chief Financial Officer | Disposition | 1,900 | — | — | 12,606 | Jul 16, 2012 |
| Dunleavy Charles F | CEO and Chairman | Disposition | 855 | — | — | 154,402 | Jul 16, 2012 |
| Taylor George W | Executive Vice-Chairman | Tax Withholding | 217 | $2.65 | $575 | 461,198 | Jul 16, 2012 |
| Dunleavy Charles F | CEO and Chairman | Tax Withholding | 2,962 | — | — | 155,257 | Jun 14, 2012 |
| POSNER BRIAN M | Chief Financial Officer | Disposition | 570 | — | — | 14,506 | Jun 14, 2012 |
| Dunleavy Charles F | Chief Executive Officer | Tax Withholding | 5,620 | $3.01 | $16,916 | 171,519 | Jan 27, 2012 |
| PRESTON SEYMOUR S III | — | Award / Grant | 5,634 | — | — | 18,785 | Oct 6, 2011 |
| POSNER BRIAN M | Chief Financial Officer | Purchase | 1,600 | $3.65 | $5,840 | 15,076 | Jul 21, 2011 |