Cohen & Steers Closed-End Opportunity Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DERECHIN ADAM M | President and CEO | Award / Grant | 540 | — | — | 6,460 | Dec 31, 2015 |
| Bond Douglas R | Vice President | Award / Grant | 71 | — | — | 847 | Dec 31, 2015 |
| Ward C Edward Jr | — | Award / Grant | 49 | — | — | 639 | Dec 31, 2015 |
| Bond Douglas R | Vice President | Award / Grant | 1,885 | — | — | 25,505 | Dec 31, 2014 |
| Ward C Edward Jr | — | Award / Grant | 33 | — | — | 590 | Dec 31, 2014 |
| DERECHIN ADAM M | President and CEO | Award / Grant | 445 | — | — | 5,919 | Dec 31, 2014 |
| Bond Douglas R | Vice President | Purchase | 600 | $12.52 | $7,512 | 20,247 | Feb 6, 2014 |
| Bond Douglas R | Vice President | Other | 214 | — | — | 2,152 | Dec 31, 2013 |
| Ward C Edward Jr | — | Other | 50 | — | — | 557 | Dec 31, 2013 |
| DERECHIN ADAM M | President and CEO | Other | 543 | — | — | 5,474 | Dec 31, 2013 |
| Bond Douglas R | Vice President | Other | 1,026 | — | — | 19,647 | Dec 31, 2012 |
| DERECHIN ADAM M | President and CEO | Other | 281 | — | — | 4,931 | Dec 31, 2012 |
| Ward C Edward Jr | — | Other | 37 | — | — | 507 | Dec 31, 2012 |
| Bond Douglas R | Vice President | Purchase | 1,800 | $12.92 | $23,256 | 18,621 | Sep 24, 2012 |
| DERECHIN ADAM M | President and CEO | Other | 364 | — | — | 4,649 | Dec 31, 2011 |
| Bond Douglas R | Vice President | Other | 1,204 | — | — | 16,821 | Dec 31, 2011 |
| Ward C Edward Jr | — | Other | 34 | — | — | 470 | Dec 31, 2011 |
| Clark Michael G | — | Purchase | 243 | $11.82 | $2,872 | 1,000 | Dec 22, 2011 |
| Bond Douglas R | Vice President | Purchase | 1,000 | $13.62 | $13,620 | 15,617 | Jan 7, 2011 |
| DERECHIN ADAM M | President and CEO | Other | 320 | — | — | 4,285 | Dec 31, 2010 |
| Bond Douglas R | Vice President | Other | 1,072 | — | — | 14,511 | Dec 31, 2010 |
| Ward C Edward Jr | — | Other | 25 | — | — | 436 | Dec 31, 2010 |
| COHEN & STEERS CAPITAL MANAGEMENT INC | — | Sale | 5,250 | $11.30 | $59,325 | — | May 24, 2010 |
| Ward C Edward Jr | — | Purchase | 200 | $12.37 | $2,474 | 413 | Feb 17, 2010 |
| Bond Douglas R | Vice President | Other | 1,206 | — | — | 13,439 | Dec 31, 2009 |
| DERECHIN ADAM M | President and CEO | Other | 367 | — | — | 3,965 | Dec 31, 2009 |
| Ward C Edward Jr | — | Purchase | 100 | $12.54 | $1,254 | 213 | Dec 31, 2009 |
| Ward C Edward Jr | — | Other | 1 | — | — | 101 | Dec 31, 2008 |
| DERECHIN ADAM M | President and CEO | Other | 598 | — | — | 3,598 | Dec 31, 2008 |
| Bond Douglas R | Vice President | Other | 215 | — | — | 1,415 | Dec 31, 2008 |
| Bond Douglas R | Vice President | Purchase | 4,000 | $10.96 | $43,840 | 12,200 | Sep 18, 2008 |
| Bond Douglas R | Vice President | Purchase | 2,000 | $14.31 | $28,620 | 8,200 | Jul 11, 2008 |
| DERECHIN ADAM M | President and Chief Executive | Other | 215 | — | — | 3,215 | Dec 31, 2007 |
| Bond Douglas R | Vice President | Other | 393 | — | — | 6,593 | Dec 31, 2007 |
| Bond Douglas R | Vice President | Purchase | 1,000 | $16.91 | $16,910 | 6,200 | Oct 26, 2007 |
| Bond Douglas R | Vice President | Purchase | 400 | $18.15 | $7,260 | 5,200 | Jul 23, 2007 |
| DERECHIN ADAM M | President and CEO | Purchase | 700 | $18.86 | $13,202 | 2,700 | Jun 13, 2007 |
| Bond Douglas R | Vice President | Purchase | 1,000 | $19.04 | $19,040 | 3,000 | May 18, 2007 |
| COHEN MARTIN | Co-Chairman | Purchase | 1,000 | $18.89 | $18,890 | 47,800 | May 18, 2007 |
| DERECHIN ADAM M | President, CEO | Purchase | 1,000 | $18.94 | $18,940 | 2,000 | May 18, 2007 |
| DERECHIN ADAM M | President and CEO | Purchase | 1,000 | $19.75 | $19,750 | 1,000 | Feb 22, 2007 |
| NORMAN RICHARD J | — | Purchase | 5,000 | $20.00 | $100,000 | 5,000 | Feb 20, 2007 |
| COHEN MARTIN | Co-Chairman, Co-CEO | Purchase | 24,300 | $19.75 | $479,925 | 24,300 | Jan 4, 2007 |
| COHEN MARTIN | Co-Chairman, Co-CEO | Purchase | 24,300 | $17.75 | $431,325 | 24,300 | Jan 4, 2007 |
| Bond Douglas R | Vice President | Purchase | 2,000 | $20.00 | $40,000 | 2,000 | Nov 20, 2006 |
| Ward C Edward Jr | — | Purchase | 100 | $20.00 | $2,000 | 100 | Nov 20, 2006 |