HARROW, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SAHAREK JOHN P. | President, ImprimisRx | Tax Withholding | 25,923 | $7.87 | $204,014 | 54,077 | Feb 19, 2022 |
| Opaleye Management Inc. | — | Purchase | 1,343 | $6.89 | $9,253 | 150,000 | Jan 28, 2022 |
| BAUM MARK L | Chief Executive Officer | Tax Withholding | 71,406 | $8.33 | $594,812 | 1,407,141 | Jan 20, 2022 |
| LINDSTROM RICHARD L MD | — | Sale | 3,900 | $10.04 | $39,156 | 66,100 | Sep 24, 2021 |
| LINDSTROM RICHARD L MD | — | Sale | 14,160 | $9.09 | $128,714 | 75,840 | Sep 16, 2021 |
| Opaleye Management Inc. | — | Purchase | 50,000 | $8.45 | $422,500 | 3,135,000 | Aug 19, 2021 |
| Opaleye Management Inc. | — | Purchase | 1,000 | $8.57 | $8,570 | 146,000 | Aug 17, 2021 |
| Opaleye Management Inc. | — | Purchase | 125 | $7.20 | $900 | 140,294 | Jul 19, 2021 |
| Opaleye Management Inc. | — | Purchase | 10,800 | $8.32 | $89,856 | 2,940,200 | Jun 17, 2021 |
| LINDSTROM RICHARD L MD | — | Sale | 10,000 | $10.75 | $107,500 | 90,000 | May 20, 2021 |
| BOLL ANDREW R. | Chief Financial Officer | Tax Withholding | 49,832 | $8.26 | $411,612 | 223,168 | Apr 25, 2021 |
| BAUM MARK L | Chief Executive Officer | Tax Withholding | 334,129 | $8.26 | $2,759,906 | 1,353,547 | Apr 25, 2021 |
| BAUM MARK L | Chief Executive Officer | Option Exercise | 200,000 | — | — | 837,676 | Feb 25, 2021 |
| BOLL ANDREW R. | Chief Financial Officer | Option Exercise | 30,000 | — | — | 153,000 | Feb 25, 2021 |
| Opaleye Management Inc. | — | Purchase | 15,900 | $5.19 | $82,521 | 2,929,400 | Dec 18, 2020 |
| Principi Anthony | — | Option Exercise | 93,798 | — | — | 93,798 | Sep 28, 2020 |
| Opaleye Management Inc. | — | Purchase | 45,000 | $4.98 | $224,100 | 2,761,300 | Jul 12, 2020 |
| Opaleye Management Inc. | — | Purchase | 41,300 | $5.18 | $213,934 | 2,626,300 | Jul 9, 2020 |
| Opaleye Management Inc. | — | Purchase | 35,000 | $5.58 | $195,300 | 2,585,000 | Jun 19, 2020 |
| Opaleye Management Inc. | — | Purchase | 20,600 | $5.74 | $118,244 | 2,540,000 | Jun 2, 2020 |
| Opaleye Management Inc. | — | Purchase | 5,000 | $5.02 | $25,100 | 125,000 | May 20, 2020 |
| AUSTIN STEPHEN G | — | Option Exercise | 72,218 | — | — | 91,987 | Mar 16, 2020 |
| BAUM MARK L | Chief Executive Officer | X | 156,000 | $1.79 | $279,240 | 598,126 | Nov 22, 2019 |
| BOLL ANDREW R. | Chief Financial Officer | X | 39,000 | $1.79 | $69,810 | 123,000 | Nov 22, 2019 |
| Kammer Robert J | — | Sale | 6,500 | $4.75 | $30,875 | 797,327 | Nov 11, 2019 |
| Kammer Robert J | — | Sale | 6,500 | $5.25 | $34,125 | 803,827 | Oct 7, 2019 |
| Kammer Robert J | — | Sale | 6,500 | $5.67 | $36,855 | 810,327 | Sep 9, 2019 |
| Kammer Robert J | — | Sale | 6,500 | $6.89 | $44,785 | 816,827 | Aug 12, 2019 |
| Kammer Robert J | — | Sale | 6,500 | $7.91 | $51,415 | 823,327 | Jul 15, 2019 |
| Kammer Robert J | — | Sale | 10,000 | $5.78 | $57,800 | 829,827 | Jun 3, 2019 |
| Kammer Robert J | — | Sale | 10,000 | $4.57 | $45,700 | 839,827 | May 1, 2019 |
| Kammer Robert J | — | Sale | 10,000 | $4.77 | $47,700 | 849,827 | Apr 1, 2019 |
| Kammer Robert J | — | Sale | 10,000 | $6.91 | $69,100 | 859,827 | Mar 1, 2019 |
| Kammer Robert J | — | Sale | 10,000 | $5.86 | $58,600 | 869,827 | Feb 1, 2019 |
| Kammer Robert J | — | Sale | 10,000 | $5.33 | $53,300 | 879,827 | Jan 2, 2019 |
| Kammer Robert J | — | Sale | 10,000 | $4.64 | $46,400 | 889,827 | Dec 3, 2018 |
| Kammer Robert J | — | Sale | 10,000 | $4.21 | $42,100 | 899,827 | Nov 1, 2018 |
| Kammer Robert J | — | Sale | 10,000 | $3.00 | $30,000 | 909,827 | Oct 15, 2018 |
| Kammer Robert J | — | Sale | 10,000 | $3.00 | $30,000 | 919,827 | Sep 4, 2018 |
| Kammer Robert J | — | Sale | 130,000 | $3.00 | $390,000 | 929,827 | Aug 10, 2018 |
| BOLL ANDREW R. | Chief Financial Officer | Option Exercise | 30,000 | $1.83 | $54,900 | 84,000 | Feb 1, 2018 |
| SAHAREK JOHN P. | Chief Commercial Officer | Option Exercise | 30,000 | $1.83 | $54,900 | 30,000 | Feb 1, 2018 |
| Kammer Robert J | — | Sale | 10,000 | $3.05 | $30,500 | 1,059,827 | Jul 17, 2017 |
| LINDSTROM RICHARD L MD | — | X | 100,000 | $1.79 | $179,000 | 100,000 | Apr 27, 2017 |
| Longboard Capital Advisors, LLC | — | Tax Withholding | 52,000 | $1.79 | $93,080 | 1,416,000 | Mar 21, 2017 |
| Kammer Robert J | — | Other | 20,000 | — | — | 1,069,827 | Mar 9, 2017 |
| BAUM MARK L | Chief Executive Officer | Purchase | 156,000 | $1.79 | $279,240 | 325,835 | Dec 19, 2016 |
| BOLL ANDREW R. | Chief Financial Officer | Purchase | 39,000 | $1.79 | $69,810 | 54,000 | Dec 19, 2016 |
| LINDSTROM RICHARD L MD | — | Purchase | 100,000 | $1.79 | $179,000 | 100,000 | Dec 19, 2016 |
| Kammer Robert J | — | Other | 95,000 | $4.58 | $435,100 | 1,089,827 | Nov 2, 2016 |