PALISADE BIO, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Hallam Thomas | Chief Executive Officer | Award / Grant | 1,592 | — | — | 1,592 | Apr 27, 2021 |
| Finley John David | Chief Financial Officer | Award / Grant | 2,396 | — | — | 2,396 | Apr 27, 2021 |
| SMITH SANDFORD D | — | Award / Grant | 166,667 | — | — | 219,916 | Jul 1, 2019 |
| SMITH SANDFORD D | — | Award / Grant | 45,046 | — | — | 50,899 | Jul 2, 2018 |
| WESTREICH STANLEY | — | Award / Grant | 18,622 | — | — | 143,281 | Jul 14, 2017 |
| OLDAKER WILLIAM CLYDE | — | Award / Grant | 18,622 | — | — | 33,763 | Jul 14, 2017 |
| Daly Richard J | Chief Executive Officer | Purchase | 7,500 | $4.00 | $30,000 | 23,312 | May 17, 2017 |
| LLOYD JONES JONATHAN BRIAN | Chief Financial Officer | Purchase | 5,455 | $5.50 | $30,003 | 7,859 | Mar 24, 2017 |
| Daly Richard J | Chief Executive Officer | Purchase | 2,591 | $3.86 | $10,001 | 15,812 | Feb 24, 2017 |
| Daly Richard J | Chief Executive Officer | Purchase | 2,841 | $3.52 | $10,000 | 13,221 | Jan 25, 2017 |
| Daly Richard J | Chief Executive Officer | Purchase | 32,259 | $0.31 | $10,000 | 134,939 | Dec 23, 2016 |
| Daly Richard J | Chief Executive Officer | Purchase | 35,715 | $0.28 | $10,000 | 102,680 | Nov 25, 2016 |
| Daly Richard J | Chief Executive Officer | Purchase | 35,715 | $0.28 | $10,000 | 66,965 | Oct 25, 2016 |
| LLOYD JONES JONATHAN BRIAN | Chief Financial Officer | Purchase | 31,250 | $0.32 | $10,000 | 31,250 | Sep 23, 2016 |
| Daly Richard J | Chief Executive Officer | Purchase | 31,250 | $0.32 | $10,000 | 31,250 | Sep 23, 2016 |
| GARR RICHARD | CEO | Option Exercise | 19,802 | — | — | 1,456,269 | Jan 27, 2016 |
| OLDAKER WILLIAM CLYDE | — | Option Exercise | 15,000 | — | — | 196,826 | Nov 19, 2015 |
| GARR RICHARD | CEO | Tax Withholding | 37,776 | $1.14 | $43,065 | 1,436,467 | Nov 19, 2015 |
| JOHE KARL | Chief Scientific Officer | Option Exercise | 143,247 | — | — | 969,551 | Nov 19, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.09 | $27,250 | 826,304 | Nov 16, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.18 | $29,500 | 851,304 | Nov 9, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.17 | $29,250 | 876,304 | Nov 2, 2015 |
| GARR RICHARD | CEO | Gift | 33,477 | — | — | 1,369,597 | Nov 2, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.13 | $28,250 | 901,304 | Oct 26, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.23 | $30,750 | 926,304 | Oct 19, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.31 | $32,750 | 951,304 | Oct 12, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.26 | $31,500 | 976,304 | Oct 5, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.64 | $41,000 | 1,001,304 | Sep 28, 2015 |
| GARR RICHARD | CEO | Gift | 50,000 | — | — | 1,403,074 | Sep 24, 2015 |
| JOHE KARL | Chief Scientific Officer | Sale | 25,000 | $1.52 | $38,000 | 1,026,304 | Sep 21, 2015 |
| JOHE KARL | Chief Scientific Officer | Other | 16,627 | — | — | 1,051,304 | Aug 13, 2015 |
| GARR RICHARD | CEO | Option Exercise | 800,000 | $0.50 | $400,000 | 1,883,337 | Jul 24, 2015 |
| JOHE KARL | Chief Scientific Officer | Option Exercise | 1,200,000 | $0.50 | $600,000 | 1,688,947 | Jul 22, 2015 |
| OGILVIE SCOTT VARDE | — | Award / Grant | 53,476 | — | — | 86,020 | Jul 1, 2015 |
| WESTREICH STANLEY | — | Award / Grant | 106,952 | — | — | 1,564,854 | Jul 1, 2015 |
| Sohn Catherine A. | — | Award / Grant | 106,952 | — | — | 106,952 | Jul 1, 2015 |
| SMITH SANDFORD D | — | Award / Grant | 106,952 | — | — | 106,952 | Jul 1, 2015 |
| OLDAKER WILLIAM CLYDE | — | Award / Grant | 53,476 | — | — | 181,826 | Jul 1, 2015 |
| OLDAKER WILLIAM CLYDE | — | Tax Withholding | 48,589 | $1.63 | $79,200 | 128,350 | May 27, 2015 |
| OGILVIE SCOTT VARDE | — | Tax Withholding | 48,293 | $1.64 | $79,201 | 32,544 | May 22, 2015 |
| JOHE KARL | Chief Scientific Officer | Gift | 6,800 | — | — | 488,947 | Apr 17, 2015 |
| GARR RICHARD | CEO | Gift | 5,000 | — | — | 235,000 | Mar 3, 2015 |
| GARR RICHARD | CEO | Gift | 5,000 | — | — | 1,095,337 | Dec 18, 2014 |
| JOHE KARL | Chief Scientific Officer | Sale | 6,000 | $4.09 | $24,540 | 495,747 | Sep 2, 2014 |
| GARR RICHARD | CEO | Gift | 68,500 | — | — | 1,100,337 | Aug 7, 2014 |
| JOHE KARL | Chief Scientific Officer | Sale | 6,000 | $2.78 | $16,680 | 484,247 | Aug 1, 2014 |
| JOHE KARL | Chief Scientific Officer | Sale | 6,000 | $4.17 | $25,020 | 490,247 | Jul 1, 2014 |
| GARR RICHARD | CEO | Gift | 12,000 | — | — | 1,237,337 | Jun 11, 2014 |
| JOHE KARL | Chief Scientific Officer | Sale | 6,000 | $4.25 | $25,500 | 496,247 | Jun 2, 2014 |
| OLDAKER WILLIAM CLYDE | — | Purchase | 14,250 | $3.50 | $49,875 | 116,939 | May 5, 2014 |