22nd Century Group, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ZERCHER MICHAEL | President and COO | Sale | 23,147 | $2.16 | $49,998 | 1,064,985 | Dec 14, 2021 |
| MISH JAMES A | Chief Executive Officer | Purchase | 20,000 | $2.88 | $57,600 | 668,475 | Sep 30, 2021 |
| Johnson Anthony L. | — | Award / Grant | 40,000 | — | — | 40,000 | Aug 24, 2021 |
| MISH JAMES A | Chief Executive Officer | Tax Withholding | 66,525 | $4.50 | $299,363 | 648,475 | Jun 22, 2021 |
| FLEET CLIFFORD B | — | Sale | 125,000 | $4.78 | $597,500 | 233,932 | Jun 10, 2021 |
| FRANZINO JOHN | CFO | Tax Withholding | 8,838 | $5.00 | $44,190 | 304,987 | Jun 8, 2021 |
| FRANZINO JOHN | CFO | Tax Withholding | 16,175 | $4.68 | $75,699 | 313,825 | Apr 30, 2021 |
| MISH JAMES A | Chief Executive Officer | Purchase | 15,000 | $3.23 | $48,450 | 715,000 | Mar 31, 2021 |
| MISH JAMES A | Chief Executive Officer | Purchase | 15,000 | $3.23 | $48,450 | 715,000 | Mar 31, 2021 |
| MISH JAMES A | Chief Executive Officer | Award / Grant | 450,000 | — | — | 700,000 | Mar 19, 2021 |
| FRANZINO JOHN | CFO | Award / Grant | 180,000 | — | — | 330,000 | Mar 19, 2021 |
| ZERCHER MICHAEL | President and COO | Disposition | 215,821 | — | — | 1,088,132 | Mar 19, 2021 |
| FLEET CLIFFORD B | — | Gift | 45,455 | — | — | 181,368 | Mar 19, 2021 |
| O'BRIEN ROGER D | — | Award / Grant | 77,564 | — | — | 256,787 | Mar 19, 2021 |
| Koganov Michael | — | Award / Grant | 77,564 | — | — | 127,564 | Mar 19, 2021 |
| SULLIVAN NORA B | — | Award / Grant | 150,000 | — | — | 596,899 | Mar 19, 2021 |
| SANDERS RICHARD M. | — | Award / Grant | 77,564 | — | — | 392,536 | Mar 17, 2021 |
| O'BRIEN ROGER D | — | Purchase | 52,400 | $2.86 | $149,864 | 179,223 | Mar 16, 2021 |
| SULLIVAN NORA B | — | Option Exercise | 138,376 | $0.95 | $131,457 | 446,899 | Feb 24, 2021 |
| SANDERS RICHARD M. | — | Option Exercise | 138,376 | $0.95 | $131,457 | 362,199 | Feb 24, 2021 |
| ZERCHER MICHAEL | President and COO | Tax Withholding | 18,583 | $2.54 | $47,201 | 853,953 | Dec 13, 2020 |
| MISH JAMES A | Chief Executive Officer | Purchase | 100,000 | $0.93 | $93,000 | 250,000 | Nov 17, 2020 |
| Koganov Michael | — | Award / Grant | 50,000 | — | — | 50,000 | Oct 30, 2020 |
| SULLIVAN NORA B | — | Purchase | 22,000 | $0.78 | $17,160 | 308,523 | Jun 29, 2020 |
| MISH JAMES A | Chief Executive Officer | Award / Grant | 150,000 | — | — | 150,000 | Jun 22, 2020 |
| FRANZINO JOHN | CFO | Award / Grant | 50,000 | — | — | 150,000 | Jun 8, 2020 |
| SULLIVAN NORA B | — | Purchase | 29,953 | $0.82 | $24,561 | 286,523 | Jun 4, 2020 |
| Jentsch Andrea S | Chief Financial Officer | Award / Grant | 158,528 | — | — | 208,528 | Mar 16, 2020 |
| ZERCHER MICHAEL | President and COO | Award / Grant | 665,821 | — | — | 872,536 | Mar 16, 2020 |
| SULLIVAN NORA B | — | Award / Grant | 126,823 | — | — | 185,198 | Mar 16, 2020 |
| SANDERS RICHARD M. | — | Award / Grant | 126,823 | — | — | 223,823 | Mar 16, 2020 |
| O'BRIEN ROGER D | — | Award / Grant | 126,823 | — | — | 126,823 | Mar 16, 2020 |
| FLEET CLIFFORD B | — | Award / Grant | 126,823 | — | — | 226,823 | Mar 16, 2020 |
| FLEET CLIFFORD B | — | Disposition | 350,000 | — | — | 100,000 | Dec 13, 2019 |
| FLEET CLIFFORD B | — | Disposition | 250,000 | — | — | 200,000 | Dec 13, 2019 |
| ZERCHER MICHAEL | President and COO | Award / Grant | 150,000 | — | — | 206,715 | Dec 13, 2019 |
| FLEET CLIFFORD B | — | Disposition | 350,000 | — | — | 100,000 | Dec 13, 2019 |
| Cornell James W | — | Award / Grant | 108,000 | — | — | 317,947 | Sep 11, 2019 |
| FLEET CLIFFORD B | President and CEO | Award / Grant | 350,000 | — | — | 450,000 | Sep 9, 2019 |
| FLEET CLIFFORD B | President and CEO | Purchase | 25,000 | $1.97 | $49,250 | 25,000 | Aug 27, 2019 |
| JAMES THOMAS L. | VP, General Counsel & Sec'y. | Sale | 48,000 | $2.11 | $101,280 | 80,000 | Jun 17, 2019 |
| Cornell James W | — | Award / Grant | 42,000 | $2.41 | $101,220 | 209,947 | Feb 28, 2019 |
| Dunn Joseph A | — | Award / Grant | 42,000 | $2.41 | $101,220 | 149,947 | Feb 28, 2019 |
| SANDERS RICHARD M. | — | Award / Grant | 42,000 | $2.41 | $101,220 | 97,000 | Feb 28, 2019 |
| SULLIVAN NORA B | — | Award / Grant | 42,000 | $2.41 | $101,220 | 58,375 | Feb 28, 2019 |
| BRODFUEHRER JOHN T | CFO & Treasurer | Award / Grant | 71,000 | $2.41 | $171,110 | 333,500 | Feb 28, 2019 |
| JAMES THOMAS L. | VP, General Counsel & Sec'y. | Award / Grant | 78,000 | $2.41 | $187,980 | 128,000 | Feb 28, 2019 |
| JAMES THOMAS L. | VP, General Counsel & Sec'y. | Sale | 50,000 | $2.44 | $122,000 | 50,000 | Jun 29, 2018 |
| Moynihan Michael Robert | Vice President of R&D | Sale | 50,000 | $2.67 | $133,500 | 867,220 | Sep 29, 2017 |
| Dunn Joseph A | — | Tax Withholding | 8,553 | $2.21 | $18,902 | 107,947 | Aug 15, 2017 |